Proceedings of the RCI 22nd International Convention Brandt, Hansen, and Bunch-Nielsen – 11 Unventilated Roof Tile Underlayments Erik Brandt and Morten Hjorslev Hansen Danish Building Research Institute (SBi) Tommy Bunch-Nielsen Danish Roofing Advisory Board (TOR) Doorways to the Future ABSTRACT In recent years, it has become increasingly popular to use new, breathable products for unventilated roof tile underlayments (also called under-roofs/underslating felt, underliner, etc.) in steep, tiled roofs as an extra barrier against water penetration. The introduction of the new materials/constructions was looked upon with great concern due to a number of fast-appearing, expensive failures resulting in water penetration and mold growth. A research project was carried out in order to 1) find the most important properties of the products and 2) study the influence of these properties in full scale in a test house. In addition, the behavior of the roof tile underlayments was studied by computer simulations and in laboratory tests. The paper presents the experiences gained in Denmark during the last 10+ years. This includes the outcome of the research project, later experiences from in-situ investigations of roofs in practice, and a new classification scheme used to ensure that the products used have the necessary properties. SPEAKER ERIK BRANDT is a senior researcher at the Danish Building Research Institute. He has worked for many years with building technology problems in general and problems dealing with moisture, service life, building surveys, roofs, floors, and bathrooms in particular. Erik is a member of a number of national as well as international working groups, standardization committees, etc., and is the author of numerous scientific papers and publications about building problems. Brandt, Hansen, and Bunch-Nielsen – 12 Proceedings of the RCI 22nd International Convention Proceedings of the RCI 22nd International Convention Brandt, Hansen, and Bunch-Nielsen – 13 INTRODUCTION For quite some years, it has been common practice in Denmark to use underlayments in connection with sloping roofs, especially in constructions where the ceiling and the roof covering are parallel. The purpose of the underlayment is to act as an extra barrier against penetration of water and drifting snow from the exterior. Traditionally, roofs with underlayments have been ventilated, i.e. with a ventilation gap between the insulation and the roof underlayment and with openings to the surroundings (see Figure 1, left). The ventilation removes moisture which has penetrated from the interior of the building by diffusion or convection. Some 10+ years ago, a new type of material was introduced to the market. These products were used in a different way than previously, as they were placed as a roof tile underlayment directly on the insulation. The missing ventilation gap means that moisture from the interior must be removed in another way than ventilation, namely by diffusion. In order to achieve this, the new products need not only to be watertight, but at the same time to be very open to water vapor diffusion, similar to the way Goretex acts in clothing. The materials are mainly thin membranes that can be produced in a variety of ways and are often laminated and produced with a “carrier” material to reinforce and protect the membrane itself. Other types of materials act in the same way – e.g., gypsum board, bitumen-impregnated plywood (only in wood-based roof elements), and oil-impregnated or coated fiberboard. Oil-impregnated fiberboard has been used in Denmark as a roof tile underlayment for the last 30+ years. INVESTIGATIONS ON REL EVANT PROPERTIESAND THEIR SIGNI-FI CANCE Shortly after the introduction of the new materials, a project was launched in order to investigate the reasons for the problems, including identification and assessment of the properties necessary to ensure a satisfactory performance. The project was primarily focused on properties related to moisture transport in the roofs, as this is normally considered to be crucial to the performance and durability. Analysis of performance properties An analysis was conducted in order to identify the properties necessary for a satisfactory performance of a roof underlayment. This was based on the functions the underlayment shall fulfill and all the agents anticipated to act on it as described in CIB Publication 64 [1]. It should be Unventilated Roof Tile Underlayments Figure 1 – Cross section of ventilated roof tile underlayment with a ventilation gap between insulation and underlayment (left) and unventilated roof tile underlayment with the underlayment directly on the substrate/insulation (right). Brandt, Hansen, and Bunch-Nielsen – 14 Proceedings of the RCI 22nd International Convention noted that some of the functions and acting agents are only relevant for some materials and/or constructions; and similarly, some properties are only relevant for certain materials and/or in certain periods of the service life, e.g., the construction period. For this particular purpose, only properties related to moisture transportation and build-up have been investigated. The most important properties are found to be: Tightness against precipitation – This property is especially important during the construction period until the primary roof has been laid. (In Denmark, the underlayment often serves as a temporary roof during the construction period.) Tightness against water – This property covers standing water as well as water running on the surface. When well constructed, no ponding should occur on the underlayment, i.e., it should have a well defined slope. No tent effect – It has been found that in several cases, water penetration occurs for underlayments laid directly on wood or insulation. In Denmark, this is called “tent effect,” with reference to the well-known fact that touching of the inside of a tent during rain may cause penetration of water. For roof underlayments, no tent effect should occur, as it would impair the watertightness. Water vapor permeability – For unventilated constructions, it is evident that moisture from the interior of the building can only escape through the underlayment by diffusion. Consequently, the material shall be very permeable to diffusion of water vapor. Moi s ture-accumulat ing properties – These can be supplementary assets if all other requirements to the roof are fulfilled. It allows the take-up and accumulation of moisture during periods with high exposure. The moisture is allowed to be removed during other periods. Dimensional stability against changes in RH – This is an important property, but is not considered a problem with current materials. INVESTIGATIONS Based on the findings of the analysis, it was decided to per- Figure 2 – Mounting of roof elements on the test house. Figure 3 – Moisture sensors are embedded in the wood near the bottom and in the top of the sides of the element. Proceedings of the RCI 22nd International Convention Brandt, Hansen, and Bunch-Nielsen – 15 form exposure tests in a fullscale, test-house, computer simulation of the moisture conditions in unventilated roofs and with a number of laboratory tests. The investigations dealt with the new types of materials as well as the changed requirements to the entire roof construction which this might lead to. Full-Scale Test House To investigate the behavior of unventilated roofs, a new roof construction was made on the test house at The Danish Building Research Institute (SBi). The roof has a slope of 40° (1:1.2) and consists of 11 pairs of elements, each pair with an element oriented towards north and south respectively. Each element is 1m wide and has a height of 240mm. Ten pairs are unventilated and the last one – acting as a reference – is ventilated. The elements are made with two timber members as sides and with a gypsum board as interior surface. There is no vapor barrier but the gypsum board is painted to achieve a desired water vapor permeability. The elements are totally filled with mineral wool as thermal insulation. On the outside, the underlayment is placed directly on top of the insulation material. The underlayment is fastened to the rafters and a distance batten of 22mm is attached to the rafters over the underlayment. The roof is finished with battens and roof tiles. The climate in the test house is controlled in wintertime to 23°C (73°F) and 60% RH, a very high humidity level compared to the expected 30% RH or less under winter conditions. Measurements in the test house The test house was equipped with sensors and datatakers to monitor temperature, humidity, etc., according to the following. The roof elements are supplied with humidity sensors in the timber members so humidity can be recorded at 1) the bottom (inside), 2) just below the und e r l a yme n t , and 3) in the counter (or distance) batten. Some of the humidity sensors are supplemented with t emp e r a t u r e sensors. A number of the elements are supplied with humidity sensors glued to the underside of the underlayment. These sensors, made by Wetcor, were developed to measure time of wetness and are herein used to measure whether condensation occurs on the inside of the underlayment. In two pairs of elements, sensors are mounted to monitor the amount of water running on the underlayment in use. Similarly, for two pairs of elements, the temperature on the inside of the tiles is measured with sensors mounted on the surface of the tiles. Supplementary to the measurements of the roof elements, the temperature inside and outside the house, the relative humidity inside and outside, the number of hours of sunshine, the wind velocity, and the wind direction are monitored. Results of the exposure in the test house The humidity level in the roof construction showed, as expected, a variation over the year with a rather high level in winter and drying out to a lower level during the summer. Even though the humidity level in winter is high, it is not assessed to be alarming, considering the use conditions, with 23°C and 60% RH in the test house. Besides, it should be remembered that the construction has no vapor barrier but only a surface treatment providing a water Figure 4 – Moisture in the top of two roof elements as measured with the sensors. Note that the properties for the underlayments are not the same. Brandt, Hansen, and Bunch-Nielsen – 16 Proceedings of the RCI 22nd International Convention vapor resistance of approximately 17 GPa s m2/kg (1.0 perm) in contrast to at least 25-30 (0.58-0.7 perm) provided by a normal vapor retarder. Finally, it should be noted that the last winter of exposure was very cold. Only the reference roof is found to be very wet, which is explained by unsatisfactory ventilation, as there is no connection from eave to eave; i.e., the ventilation gaps in the two elements on each side of the house have no connection, and consequently there is very restricted possibility for wind to pass through the construction and remove moist air. Computer simulation of moisture transfer The planning of the full-scale tests was supported by computer simulation of the moisture transfer in a roof construction by means of the simulation program MATCH. MATCH is a dynamic, one-dimensional model for combined heat and moisture transfer in composite constructions. The model makes it possible to simulate the temperature and moisture conditions on an hourly basis in the individual layers of the construction based on knowledge of the materials properties of the individual layers and the boundary conditions to which the construction is subjected. The model takes vapor as well as liquid transfer into account (but not precipitation). The climatic data used are from “The Danish Test Reference Year.” For practical purposes, a vapor retarder installed in a building might be expected to have a Z-value of 30 GPa s m2/kg (0.58 perm). On the safe side, a value of eight was chosen for the calculations. With this assumption, the simulation showed that, dependent on the roof underlayment material used, condensation might occur occasionally. Laboratory tests Laboratory tests were made for the most important of the performance properties related to moisture transfer, i.e.: • Water vapor permeability • Tightness against precipitation • Tent effect The water vapor permeability was tested according to ASTM E96, wet-cup – i.e., with 100% RH in the cup and 50% outside. Some 25 materials were tested, including the new type of underlayment materials as well as the previous types. Those new types available on a commercial basis all had Z values below 3 GPa s m2/kg (5.8 perm), whereas the old type had Z Figure 5 – Relative humidity and moisture content just beneath the vapor-permeable underlayment as calculated with MATCH for a 5-year period. Two underlayments with Z values of 3 (open) and 25 (tight) respectively, are compared. The upper figure shows the relative humidity in the insulation just beneath the underlayment. The lower figure shows that equilibrium is reached for both structures, but on different moisture levels. Proceedings of the RCI 22nd International Convention Brandt, Hansen, and Bunch-Nielsen – 17 values ranging from 30 – 500 GPa s m2/kg (0.003 – 0.58 perm). Tightness against precipitation was tested at Velux’s (a major European skylight producer) wind tunnel. Two different investigations were carried out. The first was primarily intended to assess the differences in the amounts of water penetrating through various roof coverings and various underlayments. The tests were made on a test roof of 2.6 x 3.6 m. The tests on underlayments were made with the slopes 25° and 45° and wind directions of 0 and 22° (0° is wind perpendicular to the building/ eave). For roof coverings, slopes of 25°, 35°, and 45° and wind directions 0°, 22°, and 45° were used. For this first test round, a test simulating driving rain was used. The water is equivalent to 120 mm/h m2 and the wind is a dynamic wind profile with gusts up to 20 m/s and 30 m/s for underlayments and roof coverings respectively. The results were that considerably more water penetrated when the underlayment was mounted perpendicular to instead of parallel to the rafters. For the board materials, water penetrated the joints, irrespective of whether these were made with overlapping or with joint profiles. Some of the roof coverings had virtually no water penetrating, with a few drops at the most, whereas considerable amounts penetrated others (i.e., water was running in at some joints). The amount of water penetrating the roof covering depends on the slope and the wind direction, but the dependence varies from roof covering to roof covering. In the second test round, the underlayment mounted perpendicular to the rafters was tested, together with the roof covering, where the highest amount of water penetrated in the first test. The result of this was that no water penetrated to the inside of the underlayment when the roof covering was present. The problem with water penetration of the underlayment is therefore considered mainly to be a problem during the building period. For the testing of tent effect, no suitable existing methods were found. Instead, a proposal for a test method was made by the SBi. The test method is comprised of an accelerated aging followed by a test of watertightness of the product when placed in contact with the substrate. The aging is assessed to simulate roughly six months’ exposure to Danish sunlight. A flat aluminum “tray” is used to collect any water penetrating the underlayment during the water exposure. In the lower end of the tray, a batt of mineral wool is placed. In the upper end, a piece of plywood is placed. Both materials are slightly higher than the aluminum tray. The underlayment is mounted on a wooden frame which fits around the aluminum tray. When mounted, the frame is placed around the tray, causing the underlayment to rest around the mineral wool and the plywood, respectively. The underlayment is held in place by the weight of the frame and the underlayment, which is intended to simulate the conditions in a real roof. Water is sprayed from a nozzle over the entire surface of the specimen for six hours. The water pressure in front of the nozzle is very low, simulating a fine to medium rain. The test method has been elaborated into a Nordtest test method, NT BUILD 488, “Roof Tile Underlays: Watertightness – Tent Effect” (this may be downloaded at www.nordicinnovation. org). Figure 6 – Testing of tent effect. The underlayment is placed over a substrate, partly of plywood and partly of insulation. Any water passing through the underlayment during exposure to water spray from the nozzle is accumulated in the aluminum tray and weighed. Brandt, Hansen, and Bunch-Nielsen – 18 Proceedings of the RCI 22nd International Convention Some of the materials tested using this method showed a considerable penetration of water during the test, which is unsatisfactory as water will flow on the underlayment in most roofs. In-situ investigations and experience from practice A small number of in situ investigations was made in the winter of 1995-96. It was found that some materials suffered from water leakage – probably due to tent effect, resulting in a number of products being withdrawn from the market. The testing of tent effect has subsequently been common for new products ever since. A number of products that failed the test have either not been marketed or have only been marketed after improvements of the product. Some of the underlayments have been attacked by mold growth, and in a few cases, ice has formed on the inside of a roof underlayment during long-lasting cold periods. This shows that some of the underlayments sometimes have moisture accumulation on the inside. Visual inspections in a number of identical houses suggest that the problem is especially pronounced where the vapor retarder is not perfect; e.g., where it has been perforated or where there are leaks around openings. Visual inspections in the test house showed that ice was formed on one of the two underlayments that could be inspected visually. This stresses the importance of an airtight construction. It is especially important to avoid convection, which might transport considerably more water vapor into the roof construction than can be removed by diffusion through the underlayment. Even though the underlayments are very open to diffusion, it is now considered necessary to have at least some ventilation of open roof spaces to prevent moist air from accumulating in the top of the roof. Quite a few problems are associated with the detailing and workmanship of roof underlayments. Some suppliers only sold the products but did not give any advice as to its installation. Others described just a few of the most used and easiest details. The detailing was consequently often designed by the contractor on the building site with associated mediocre quality as a consequence. Over the years, a number of publications/ leaflets have been published showing the principles of the most used details. Lately, a rather large number of details have been issued by the Danish Timber Information Council (TOP). These may be downloaded from www.top.dk. TOP is currently finishing a booklet about underlayments with wooden materials, e.g. boards, plywood, and fiberboards (with or without a supplementary, watertight membrane) that also will have a number of details. Poor workmanship often results in problems, mainly because the work is not done as prescribed, or because repairs are done incorrectly or not at all. A common and easy-to-detect example is that if the underlayment has not been mounted sufficiently tight, it might flap, thereby creating considerable noise, and eventually, puncture of the underlayment where it touches the tile clips. Otherwise, the main problem is that details are not made watertight because the correct procedure is time consuming. Some of these problems might not only be difficult to see in the finished roof (especially if covered by a ceiling afterwards), but also very expensive to repair. This calls for more responsibility by the craftsman and/or more rigorous supervision. Figure 7 – Example of detail around ventilation duct – very poor workmanship! Proceedings of the RCI 22nd International Convention Brandt, Hansen, and Bunch-Nielsen – 19 ROOF UNDERLAYMENT CLASSIFICATION SYSTEM — DUKO For some years, a private organization collected information on available documentation from all the suppliers of roof underlayments. A couple of years ago, this task was handed over to a new organization called DUKO (Danish Roof Underlayment Classification Scheme). The organization is owned by a number of the interested parties, including contractor representatives and building owners. The main purpose is to make a voluntary classification of products with documentation for the most important properties, including strength, watertightness, potential for water vapor diffusion, tent effect, and durability. Based on physical properties, the underlayments are classified into a number of exposure classes. The suppliers have to provide the documentation in the form of test reports, including proof of buildability; i.e., they must show how to make details such as eaves, chimneys, skylights, etc. Proof of buildability is achieved by the companies by mounting their roof underlayments on a mock-up including all imaginable details. The basic idea with the classification system is that the underlayment is chosen dependent on the watertightness of the roof covering when subjected to driving rain, the slope of the roof, the complexity of the roof design, the serviceability of the underlayment after installation, and the exposure to wind. For example, some roof coverings are exposed to UV light as well as to rain and consequently require a very durable underlayment. Products appearing on the classification list from DUKO can be considered to have sufficient documentation for their properties, including buildability. Further information may be downloaded from www.duko.dk. DISCUSSION AND CONCLUSION Roof tile underlayments have been used for 50+ years in Denmark. As a whole, they have functioned properly. Roof tile underlayments are a prerequisite for the use of attics over occupied spaces – i.e., with (at least) part of the ceiling and the roof parallel (because earlier tightening of the tiles with mortar, bitumen, etc. is not durable and can not be maintained). The ventilated underlayments have functioned properly for a long period of time (after some early problems with durability of the products), provided common knowledge about the construction/ ventilation is used. As regards unventilated underlayments, costly errors have shown the need to fulfill certain requirements if a well performing roof underlayment is to be achieved. These include most of the following: • The underlayment shall remain tight when subjected to precipitation, including driving rain. The underlayment shall pass a Nordtest Build 118 test (or similar) without experiencing water penetration. • The underlayment must have no tent effect. Only a very small amount of water is allowed to pass the artificially aged underlayment (in Denmark, the requirement is less than 15g) when tested according to Nordtest Build 488. • The water vapor permeability of the underlayment shall be low. In Denmark, the requirement is that the Z-value shall be less than 3 GPa s m2/kg. • The inside of the roof construction shall be sufficiently tight to avoid diffusion and convection. The tightness shall be seen in relation to the permeability of the underlayment. The Z-value of the inside of the construction should be Figure 8 – Mock-up to be used for the suppliers’ proof of buildability. Brandt, Hansen, and Bunch-Nielsen – 20 Proceedings of the RCI 22nd International Convention greater than 30 GPa s m2/kg. Normally, this is achieved by using a vapor retarder that, when well mounted with overlapping, taped joints and no perforations, will fulfill the requirements for both permeability and air tightness. • Documentation that all imaginable details can be made securely shall exist. Further, the instructions from the supplier should be taken into account, especially related to how long the underlayments can be used as a temporary roof directly exposed to UV light and precipitation. In this connection it should be noted that some of the roof tiles on the Danish market will allow a penetration of as much as 5% of the surrounding UV light. Finally, the workmanship is crucial to the overall performance of the roof construction. Only when properly mounted may an underlayment be expected to fulfill its duty for many years. Provided that the above are fulfilled, it is assessed that unventilated roof underlayments are able to function in a temperate climate such as Denmark’s. REFERENCES Building Detail Sheets, TOP (Danish Timber Information Council) (in Danish) • RoofUnderlayments. Concepts and properties. • Roof underlayments. Typical descriptions. • Un-ventilated roof underlayments. Construction principles. • Ventilated roof underlayments. Construction principles. Byg Erfa data sheets, Byg- Erfa (Building Experience Feed-back Council) (in Danish) • Flapping roof underlayments. • Underlayments. Construction, materials, and design. • Underlayments. Mounting and details. NT Build Method 488, ”Roof Tile Underlays: Watertightness – Tent Effect.” Undersøgelser af uventilerede undertage (“Investigations on Unventilated Roof Underlayments”), SBI report 292, 1998. (in Danish) “Working With the Performance Approach in Building,” CIB Report, publication 64 (CIB, Rotterdam, 1982).
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