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A Review of Research Conducted to Determine the Effectiveness of Air Barrier Installations

November 14, 2013

A Review of Research Conducted
to Determine the Effec tiveness
of Air Barrier Installations
Laverne Dal gleish
Air Barrier Association of America, Inc.
1030 15th Street N.W., Suite 460, Washington, DC 20005
Phone: 617-838-8819 • Fax: 866-956-5819 • E-mail: ldalgleish@airbarrier.org
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3 8 • Da l g l e i s h S y m p o s i u m o n B u i l d i n g E n v e l o p e T e c h n o l o g y • No v e m be r 2 0 1 3
ABSTR ACT
Air barrier use goes beyond simply what the building code requires. The Air Barrier
Association of America (ABAA), in conjunction with the U.S. Department of Energy’s Oak
Ridge National Laboratory (ORNL), and Syracuse University (SU), is in the final phase of a
five-year research project on the energy performance of buildings. This paper covers some
of the results of that project, which shows how air barriers performed when installed in a
test building and was monitored for a two-year period during which the walls were tested
on a regular basis for air leakage. At the end of the monitoring period, the walls were dismantled
and the air leakage paths were examined. Results showed the need for addressing
details during installation to achieve optimum performance. A second round of testing was
conducted, during which different types of air barrier were installed with three different air
leakage rates. The energy flows were then monitored to answer the question of whether it
makes any difference in how tight a building should be. The results of this research can be
incorporated by the design professional into actual buildings.
SPEAKER
Laverne Dalgleish – Air Barrier Association of America, Inc.
Laverne Dalgleish has over 30 years of experience in the building industry, with 20 of
those years focused on energy-efficient building envelopes. He has been involved in standards
development on an international and national level. Dalgleish has developed site
quality assurance programs for air barrier, spray polyurethane foam, exterior insulation
finish systems (EIFS), groundwater heat pumps, insulation, windows, and doors. He has
managed a number of research projects for the industry, including research on air barrier
performance, wall energy ratings, and wall drainage systems.
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Background In 2001, when the Air Barrier
Association of America (ABAA) was established,
documents had been circulating that
suggested that air leakage in and out of a
building could account for 30-40% of the
energy used to heat and cool the building.
At that time, this was a generally accepted
principle.
As the use of air barriers in buildings
across the United States grew, proposals
were made to the International Codes
Council (ICC) to add requirements for buildings
to include an air barrier system for
energy conservation and energy efficiency.
During these code hearings, the assertion
of 30-40% energy savings was challenged.
As ABAA dug into the history to determine
where this figure came from, they found
that although it was generally accepted,
there was limited data to substantiate
this claim. Simultaneously, the National
Institute for Science and Technology (NIST)
undertook an investigation of the impact
of commercial building envelope airtightness
on HVAC energy use. Its investigation
showed that air leakage accounted for up to
40% in heating climates and up to 15% in
cooling climates.1
In 2004, ABAA started a discussion
with Oak Ridge National Laboratory (ORNL)
regarding the development of a research
project in which the energy impact of
including an air barrier system in a building
could be quantified. ABAA worked with Dr.
André Desjarlais and Dr. Achilles Karagiozis
of ORNL to develop a research plan to
address this issue. This research plan
included:
• Project administration
• Material property characterization
• Subsystem and wall characterization
• Laboratory wall testing
• Advanced moisture engineering
modeling
• Exterior field testing of air barrier
assemblies
• Wall optimization
• Information technology transfer
Exterior field-testing of air barrier
assemblies was included to correlate the
performance in a laboratory setting with
real-world performance.
Exterior Field Testing Facility
To be able to correlate the laboratory
testing with real-world performance, it was
envisioned that a test facility should be
located where wall assemblies that included
an air barrier could be installed and, ultimately,
the performance of these walls
tracked.
The first step was to determine the
preferred geographic location. The location
needed to have the desired weather conditions
necessary to induce loads on the air
barrier in the wall assembly. It was determined
that a northern climate would provide
the best weather conditions for testing.
Locations in the upper central and upper
eastern regions of the U.S. were then considered.
Another criterion for the location
of the test facility was easy access for an
individual to be able to check on the building
operation from time to time in order to
troubleshoot any problems. After discussions
with the University of Illinois and
Penn State did not result in an agreement,
discussion began with Syracuse University
(SU).
It was quickly realized that none of the
desired locations had a facility that could be
used for testing purposes—the test facility
would have to be constructed. The funds
to construct the test facility were raised
from participating industry manufacturer
members. The test facility was constructed
on the Syracuse University property so that
A Review of Research Conducted
to Determine the Effec tiveness
of Air Barrier Installations
Photo 1 – BEST building at Syracuse University.
the facility could be used by the university
or by the industry even after the project had
finished.
Once the location was secured, a design
for the testing facility was developed and
agreed upon. The design allowed for 34 wall
panel openings approximately 4 x 9 ft. in
size. The building itself had to be constructed
as tightly as possible so that air leakage
would be directed to the test specimen walls
rather than to the building shell itself. The
foundation was a continuous slab-on-grade
foundation and, therefore, airtight. The
walls and ceiling were sprayed with mediumdensity
closed-cell spray polyurethane foam
to assist in making the building shell airtight.
As the spray foam was installed
between the studs, additional sealing was
installed in all the gaps and cracks where
spray foam was not installed. Construction
of the test facility began in the fall of 2008
and was completed in January 2009 (see
Photo 1). A fan pressurization/depressurization
test was then performed to determine
the air leakage rate of the whole building
and to confirm that the whole building was
as airtight as possible.
Once the test facility was completed,
ORNL wired the building and installed a
data transfer board so that all of the data
regarding the performance of the individual
wall assemblies could be collected. This
data was then transmitted to ORNL for
analysis. A complete weather station was
installed on the test facility as well, so that
all weather data could also be collected. Five
miles of wiring was installed to connect the
various sensors in the test specimen walls
to the data transfer station. Plastic eave
troughs were installed on the interior walls
to act as raceways for the wiring.
Exterior Field Testing of Air
Barrier Assemblies
In the spring of 2009, the test facility
was ready for the test specimen walls to be
installed. The original intent was to provide
two openings to each participating manufacturer.
The manufacturers would construct
their own wall specimens and install
their air barrier material. It was determined,
however, that it would be more cost-effective
for ABAA to arrange for all of the base walls
to be constructed first in preparation for the
manufacturers installing their air barriers.
Doing this ensured that all the base walls
would be exactly the same, and the only
difference would be the specific manufacturer’s
air barrier installation.
The ABAA worked with ORNL to design
three base walls. One was wood-framed,
one was steel stud-framed, and the third
was a concrete masonry unit (CMU) wall.
A carpenter who was also an air barrier
installer was hired to construct and install
all the walls to ensure that the air barrier
substrates were suitable for air barrier
installation. During both the construction
phase and the installation phase of each
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Photo 2 – Pressure-testing a wall specimen before installing.
test specimen wall, ORNL was present to install the sensors
within the wall and subsequently make all of the connections to
the wiring running to the data transfer station.
The first challenge was to design a test specimen wall that
would be consistent with normal construction practices and
could also be reproduced. The test specimen wall needed to
include the normal gaps and cracks that would allow air to leak
in and out.
The test specimen wall identified in ASTM E2357, Standard
Test Method for Determining Air Leakage of Air Barrier Assemblies,
was used as the base for designing the test specimen wall. As
the test specimen walls could only be 4 ft. wide, the window
opening in the ASTM E2357 test specimen wall was dropped. To
more accurately represent a typical residential wall, simulated
floor and roof assemblies were added to the ASTM E2357 test
specimen wall. Spacers were added between framing members to
simulate the normal twisting and bowing that occurs as framing
material dries out on the jobsite. Electrical outlets—both interior
and exterior—were included, as they are a normal feature of
construction and would also ensure that air leakage paths were
incorporated into the test specimen wall. When the base test
specimen walls were completed, they were tested for air leakage
to confirm that the air leakage of each test specimen wall was not
greater than the ability of the test equipment to measure the air
leakage.
Once the baseline test specimen walls were constructed, the
manufacturers were invited to install their particular air barrier
material on a baseline test specimen wall (Photo 2). They could
choose the wood-framed, the steel stud-framed, or the CMU.
Each manufacturer sent a representative of its choosing for the
installation of its proprietary air barrier system. ABAA and ORNL
worked with the manufacturers in preparing the test specimen
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Photo 3 – Wall specimens installed into
openings with cladding being installed.
Photo 4 – Sensors and wiring
installed in a wall specimen.
wall but did not interfere with the air barrier
installation process. A wide range of
individuals came to install the air barrier
systems for the manufacturers, including
local contractors, experts hired for this
installation, technical people directly from
the manufacturer, and finally, some who
seemed to have limited installation experience.
The length of time that these installers
spent installing their air barriers on two
4- x 9-ft. test specimen walls varied from a
couple of hours to four days. Some of the
installers installed the air barrier material
only and asked ABAA’s carpenter to install
a cladding system, whereas other installers
also installed the cladding system (e.g.,
veneer stone and EIFS).
Once each test specimen wall was completed,
it was installed into a specific opening
in the building (Photo 3). ABAA and
ORNL used a random selection system to
determine on which wall the test specimen
would be installed. Once installed, ORNL
completed the final connections of the wiring
and checked to ensure that all sensors
were operating properly (Photo 4). The test
specimens were then sealed into place using
sealant foam around the perimeter between
the test panel and the wall opening.
Once all the test specimens were
installed, all of the data that were being
generated by the sensors were collected
(Photo 5). This data collection period lasted
one year to allow for the weather conditions
from all four seasons to impact the
test specimen walls’ performance.
In addition to
data being collected on
moisture, temperature,
and air pressures, SU
conducted pressurization
tests on the test specimens.
Air Leakage Initial
ResultsSyracuse University
first conducted air
leakage tests on the
test specimen walls in
August 2010. Each of
the test specimen walls
was expected to leak air
when a pressure differential
was applied to it,
but the air leakage of the
test specimen walls was
expected to be very low.
The initial results were
somewhat surprising.
The air leakage ranged
from 0.41 to 1.95 L/(s·m2)
at a pressure difference
of 75 Pascals (Pa).2 In all
of these cases, the values
exceeded the maximum
air leakage rate of 0.20
L/(s·m2) at a pressure difference of 75 Pa
set by ABAA for air barrier assemblies. The
obvious question became, “Why were the
values so high when all of the materials
were well-known and widely accepted air
barrier materials?” See Photo 5.
Syracuse University examined the test
specimen walls to determine the reason for
the high leakage rates. One of the reasons
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Photo 5 – Data acquisition board that relays the data to ORNL.
Photo 6 – Pressure testing apparatus installed inside and outside.
they identified was that the extraneous air
leakage of the test apparatus had not yet
been subtracted from the results. However,
the whole test facility had been pressurized
to match the specimen test pressure specifically
to reduce the extraneous air leakage of
the test apparatus.
As SU dug deeper into where the air
leakage paths were located, it became
apparent that some of the air leakage was
going around, rather than through, the test
specimen walls. Sealant foam—specifically,
low-density polyurethane foam applied from
cans—had been used to seal between the
test specimen walls and the test facility
opening and was proving to be an ineffective
seal. Sealant foam, when installed, generally
results in large cells in the material. The
low density, combined with irregular cell
structure, produces a material that has a
higher air permeance rate than anticipated.
See Photo 6.
The university then drafted a plan to
reseal the test specimen walls to the test
facility wall using caulking. In addition,
polyethylene film was installed between the
test frame and the edge of the test specimen
wall to potentially eliminate any air leakage
between the test specimen wall and the test
facility wall itself. The test specimen walls
were then retested. The air leakage rates
for the modified test specimen walls now
ranged from 0.0285 to 0.0002 L/(s·m2) at a
pressure difference of 75 Pa.3 (See Table 1.)
Forensic Review of Test
Specimen Walls
Even though the test specimen walls’ air
leakage rates were now within the expected
range, a forensic examination of the actual
air leakage paths of the wall specimens
was conducted to determine the specific air
leakage paths of each test specimen wall.
The test specimen walls were deconstructed
and examined at the end of the year of
data collection. Some of the more excessive
air leakage paths identified were (Photos 7
through 10):
• Voids in the sealant foam
• Joints in the framing that allowed
air to leak around the air barrier
material
• Electrical outlets
• Stud/plate interface
• Areas around tubing used to measure
pressures in test specimen wall
• Penetrations not properly detailed
• Transition membrane not fully
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Table 1 – Air leakage test results before and after extraneous leakage reduced.
Wall Type Leakage (L/min) Leakage (L/min) % Flow
(New Procedure) (August Testing) Decrease
10 Pa 25 Pa 50 Pa 75 Pa 50 Pa 75 Pa 75 Pa
Wall AB13 47.3 96.35 165.04 225.11 256.9 311.6 27.76
NA 7.96 14.56 22.97 30 106.8 116.2 74.18
Wall AB27 7.99 13.6 20.33 25.75 120.6 137.6 81.29
Wall AB16 11.47 20.47 31.72 40.99 110.7 126.2 67.52
Wall AB19 57.24 100.54 153.98 197.58 266.8 320.5 38.35
Wall AB09 1.75 2.99 5.29 7.32 92.8 98.6 92.58
Wall AB23 21.25 42.15 70.2 92.92 203.4 252.5 63.20
Wall AB22 ** ** ** ** ** **
Wall AB06 15 32 47 58 200.4 229.1 74.68
Wall AB24 27.47 54.64 92.96 126.04 237.9 258.3 51.20
Wall NA 231.84 ** ** ** ** **
Wall AB20 0.52 1.15 2 2.73 108.1 124 97.80
Wall AB21 81.82 130.75 186.4 229.38 293.1 331.7 30.85
Wall AB02 34.01 58.56 88.33 112.35 199.8 251.3 55.29
Wall AB25 75.09 123.55 180.05 224.43 228.9 264.8 15.25
Wall AB13 165 246 ** ** 381.1 457.9
Wall AB23 36.61 61.07 89.93 112.77 263.1 334.2 66.26
Wall AB10 19.08 31.31 45.5 56.7 157.7 202.7 72.03
Wall AB16 20.35 33.31 48.36 60.15 104.9 131 54.08
Wall AB07 20.87 35.4 52.9 66.99 232.5 252 73.42
NA 37.12 58.55 82.65 101.12 ** **
Wall AB26 6.74 9.52 12.35 14.39 148.1 156.8 90.82
Wall AB04 22.29 37.91 56.65 71.65 74.2 96.1 25.44
Wall AB08 53.38 99.25 158.66 208.76 217.1 274.3 23.89
Wall AB08 4.05 5.9 7.84 9.26 175.9 224.3 95.87
Wall AB11 48.19 81.91 122.35 154.72 119.7 159.7 3.12
Wall AB13 0.246 0.501 0.858 1.171 1.336 1.620 27.757
NA 0.041 0.076 0.119 0.156 0.555 0.604 74.182
Wall AB27 0.042 0.071 0.106 0.134 0.627 0.716 81.286
Wall AB16 0.060 0.106 0.165 0.213 0.576 0.656 67.520
Wall AB19 0.298 0.523 0.801 1.027 1.387 1.667 38.353
Wall AB09 0.009 0.016 0.028 0.038 0.483 0.513 92.576
Wall AB23 0.111 0.219 0.363 0.483 1.058 1.313 63.200
Wall AB22 ** ** ** ** ** **
Wall AB06 0.078 0.166 0.244 0.302 1.042 1.191 74.684
Wall AB24 0.143 0.284 0.483 0.655 1.237 1.343 51.204
NA 1.206 ** ** ** ** **
Wall AB20 0.003 0.006 0.010 0.014 0.562 0.645 97.798
Wall AB21 0.425 0.680 0.969 1.193 1.524 1.725 30.847
Wall AB02 0.177 0.305 0.459 0.584 1.039 1.307 55.292
Wall AB25 0.390 0.642 0.936 1.167 1.190 1.377 15.245
Wall AB13 0.858 1.279 ** ** 1.982 2.381
Wall AB23 0.190 0.318 0.468 0.586 1.368 1.738 66.257
Wall AB10 0.099 0.163 0.237 0.295 0.820 1.054 72.028
Wall AB16 0.106 0.173 0.251 0.313 0.546 0.681 54.084
Wall AB07 0.109 0.184 0.275 0.348 1.209 1.310 73.417
NA 0.193 0.304 0.403 0.526 ** **
Wall AB26 0.035 0.050 0.064 0.075 0.770 0.815 90.823
Wall AB04 0.116 0.197 0.295 0.373 0.386 0.500 25.442
Wall AB08 0.278 0.516 0.825 1.086 1.129 1.426 23.894
Wall AB11 0.251 0.426 0.636 0.805 0.622 0.830 3.118
adhering to substrate
• Holes in fluid-applied materials
• Blisters in fluid-applied material
• Shrinkage of spray polyurethane foam
• Joints in substrate
Conclusions
Many conclusions can be noted from the data collection and
analysis that took place as a result of this research project. First,
the baseline walls used were typical of the construction practices
commonly seen across North America; therefore, it should be
expected that the air barriers installed in the test specimen walls
would provide an airtight seal
for these typical walls in any
building. Second, many of the
installation details currently
available do not address
the air sealing of electrical
boxes. (Note: Airtight electrical
boxes that are available
in Canada proved to be
impossible to obtain locally.)
Third, attention to details will
greatly reduce the air leakage
of a building assembly,
often by simply using common
materials.
In addition to these conclusions,
it was also noted
that when transition mem-
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Photo 8 – Holes in fluid-applied membranes.
Photo 7 – Adhesion of deficiencies.
Photo 9 – Reason why sealant foam does not seal.
Photo 10 – Reason why selfadhered
did not adhere.
branes are used in conjunction with spray
polyurethane foam, these membranes have
to be properly adhered to the substrate; otherwise,
they will be pulled off and prove ineffective.
Second, all fluid-applied membranes
need to be free of any holes caused by
installation practices. Third, sealant foam,
which is used widely to reduce air leakage,
does not provide the performance of an air
barrier material.
One general conclusion was that all of
the air barrier materials themselves generally
performed as specified by the manufacturer.
However, air barrier system performance
was directly related to the knowledge,
skills, and abilities of the installer.
From this study, it was determined that all
identified air leakage paths were attributed
to installation issues related to the installers’
various degrees of skill and attention
to detail. This was evident in the measured
air leakage performance of the various test
specimen walls. It was clear that simply
installing an air barrier material is not
enough to produce the expected energy
savings. The air barrier material needs to
be combined with air barrier components
and air barrier accessories to produce an
air barrier assembly that is relatively airtight.
These air barrier assemblies, all of
which are building assemblies, need to be
combined to produce the air barrier system,
which is the whole building. The designer
needs to provide the details of the air barrier
system, and the installer on site needs
to turn these details into an effectively
installed air barrier system.
“The devil is in the details” adage certainly
applies here. In the case of the
installed performance of air barrier assemblies,
it can be said, “The devil is in the
detailing of the air barrier assembly.” When
it came to the installation of the air barrier
assemblies, it was expected that manufacturers
would provide the best installer
available, as their material was part of an
international research project. The “best-ofthe-
best” installation resulted in acceptable
to high performance of the test specimen’s
walls (as far as air leakage). The technical
knowledge of the way to install the product
properly, updated with the findings identified
by this part of the research project,
needs to be transferred to the industry and
the workers who install air barriers on a
daily basis.
The Air Barrier Association of America
is continually updating its installer training
and certification program to transfer
this information out to the projects in the
field. The installer training and certification
program is part of the Site Quality
Assurance Program that also includes contractor
accreditation and site audits. Reallife
situations are fed back to the ABAA
office, which uses this feedback to update
and enhance the program.
Footnotes
1. Steven J. Emmerich, Building and
Fire Research Laboratory; Timothy P.
McDowell, TESS, Inc.; Wagdy Anis,
Shepley Bulfinch Richardson and
Abbott. NISTIR 7238, “Investigation
of the Impact of Commercial
Building Envelope Airtightness on
HVAC Energy Use.” Prepared for
U.S. Department of Energy — Office
of Building Technologies. June 2005.
2. Thomas Thorsell, Korbaga Funtu
Woldidan, Denis Pradhan, and
Jensen Zhang (PI). “Air Leakage
Measurements of 25 Wall Assemblies
With Different Types of Air Barriers.”
Syracuse University Building
Energy and Environmental Systems
Laboratory (BEESL). Progress Report
#1 to ABAA. August 25, 2010.
3. Denis Pradhan, Jensen Zhang (PI),
Thomas Thorsell, Robin Mocarski.
“Air Leakage Measurements of 25
Wall Assemblies With Different
Types of Air Barriers.” Syracuse
University Building Energy and
Environmental Systems Laboratory
(BEESL) Progress Report #3 to
ABAA. January 27, 2011.
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