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Cold-Weather Condensation Problems in Fully Insulated Low-Slope Roof Systems to Meet NFPA 13 Requirements

November 7, 2024

INTRODUCTION
The authors have investigated numerous failures
in low-slope roof systems installed over insulated
framing spaces. In many cases, these failures
are severe, involving decay and structural failure
of the roof sheathing and top chords of wood
roof trusses (Fig. 1), even in climate zones with
relatively moderate winter temperatures. A
recent increase in the number of requests to
investigate failures of these systems indicates
to the authors that the issues causing these
failures are not well understood by the building
community. A significant percentage of these
failures involve multistory, multifamily buildings
where the roof framing spaces are filled with
noncombustible, air-permeable
insulation to
avoid the use of sprinklers within concealed
spaces in buildings governed by NFPA 13.1
In 2021, we investigated a failure of this type
in the Midwest (Climate Zone 5). The four-story
wood-framed apartment building, completed in
2017, has wood floor and roof trusses spanning
the 60 ft width of the building. The top chord
of the roof trusses sloped from 36 in. to 20 in.,
creating a roof slope of ¼ in. per ft (Fig. 2).
Cold-Weather Condensation
Problems in Fully Insulated
Low-Slope Roof Systems to
Meet NFPA 13 Requirements
Feature
By Manfred Kehrer, Dipl-Ing;
Elizabeth Pugh, PE, NFRC LEAFF Certified
Simulator; and Norbert Krogstad,
AIA, NCARB
This paper was presented at the 2024 IIBEC
International Conference and Trade Show.
The building height exceeds 60 ft, triggering
NFPA 131 sprinkler requirements.
To omit
sprinklers from the roof framing space, the
roof framing space was filled with noncombustible
insulation. Although the fiberglass
batt insulation was specified to be slightly
compressed by the roof sheathing, the actual
construction typically has a small gap between
the insulation and the sheathing. No vapor
retarder was required or provided above the
ceiling below the insulation. However, installing
a vapor retarder in this location in an unvented
assembly can increase the potential
for
moisture issues by trapping any moisture that
is introduced into the truss space between two
vapor retarders (the roof membrane at the top
side and the vapor retarder at the bottom side).
Each apartment unit includes a 1.5- or 2-ton
heat pump unit with ductwork (both flexible and
rigid) located in the roof framing space (Fig. 3).
As is common, the flexible ductwork was
connected to the main rectangular
ducts and
ceiling diffusers with plastic zip ties (Fig. 4).
We will review the causes of this type of failure
and how it can be avoided. Our analysis focuses
on multistory, multifamily residential buildings
conforming
to NFPA 13.1

BACKGROUND
NFPA 13 Code Changes That Increase
Condensation Risk
Increases in Required Thermal
Performance

Low-slope wood-framed roof assemblies are
common in multistory,
multifamily buildings
due to their familiarity, simplicity, and cost
effectiveness. Historically, these assemblies
were often insulated with a relatively thin
layer of rigid insulation
on the top side of the
sheathing or a small amount of insulation
above the ceiling. Even with insulation in the
framing space, the potential for condensation
was low since the temperature differential
Figure 1. Sheathing and truss failure in insulated roof framing system (insulation removed to
show distress).
30 • IIBEC Interface November 2024
across the minimal thickness of insulation was
relatively small. As prescriptive requirements
for thermal performance
increased, placing
all the insulation within the framing space
became a practical and economical method
for achieving code-required roof thermal
performance. However, this approach can
increase the potential for condensation since
the large temperature differential across the
insulation thickness causes the sheathing
temperature to approach the exterior
temperature during winter months. Any
interior air that enters the framing increases
the moisture content of the air in that space.
This moisture will condense on surfaces
that are below the dew point temperature
of this air, such as the sheathing. Prolonged
exposure to condensation can contribute to
conditions such as apparent water leakage to
the interior (from condensation
dripping to
the space below), biological growth, corrosion
of metal components and fasteners, and, in
severe cases, wood decay.2 Researchers have
estimated that as many as 20% of assemblies
insulated with only air-permeable insulation
within the framing space fail within the first
10 years,3 particularly in cooler northern
climates.4,5
NFPA 13
Another important code issue that is
increasing the frequency of condensation
problems in low-slope roof systems relates
to sprinkler requirements.
In the past,
codes often did not require sprinklers.
However, sprinklers
are currently required
in most parts of the US, governed by the
requirements of either NFPA 131 or NFPA
13R.6 While the more stringent
NFPA 13 is
intended to provide property protection
in addition to life safety, NFPA 13R is
limited to providing
life safety.7 NFPA 13R
is only permitted for residential occupancy
buildings with four stories or fewer that
do not exceed 60 ft above grade.6 The
2021 International Building Code (IBC)
also includes provisions to allow taller
multifamily residential buildings with
podium construction and sprinklers per
NFPA 13.8
NFPA 13 incentivizes designers to fill the
wood-framed roof spaces with noncombustible
insulation to avoid the need for costly sprinkler
protection.4 Since air-impermeable insulations
such as polyurethane and polystyrene
foams are combustible,
air-permeable
noncombustible insulations, such as fiberglass
batt, loose fiberglass fill, and cellulose fill, are
typically used. As the amount of insulation
added to fill the framing space is often far
greater than that required by energy code,
the surface temperature of the roof deck and
portions of the framing will approach exterior
temperatures during winter weather, increasing
the potential for condensation.
Reflective Roof Surfaces
The potential for condensation problems in these
systems during cold weather is further increased
by code-required reflective roof membranes.
Roof membranes with high reflectivity result
in cooler roof decks and consequently higher
Figure 2. Diagram of truss.
Figure 3. Ductwork within insulation.
Figure 4. Zip tie connection of flexible duct to ceiling diffuser.
November 2024 IIBEC Interface • 31
moisture contents, since the roof, by design, will
absorb less solar radiation.
Code Changes That Reduce
Condensation Risk
Until recently, the design and construction
of
low-slope, insulated framed roof assemblies
was not clearly addressed in the building codes.
Whereas some designers and code officials
have applied the ventilation requirements for
steep-slope roofs to these low-slope roofs,
these ventilation requirements are generally
not appropriate in this application, often
making condensation
problems worse by
drawing interior air into the framing space.
A viable approach was not provided
in the
building codes until the 2015 IBC, which
added guidance
in Section 1203.3 (1202.3 in
subsequent editions).9
The code revisions to address condensation
in low-slope and unvented roof
assemblies primarily consider: (1) airflow
and air leakage via air barrier placement
and detailing,10 (2) the appropriate ratio
and placement of air-impermeable versus
air-permeable
insulation,11 and (3) exterior
design temperatures which provide an
appropriate balance between practicality and
conservatism.12 Based on field studies and analyses
by the authors, the options for insulation
selection and placement can significantly
reduce the potential for condensation. However,
pressurized
ductwork located within the roof
framing, which can be a significant
source of
air leakage, is notably absent from the code
provisions.8
CONDENSATION FORMATION
Moisture within the air of the roof structure (and
thus, condensation risk) increases due to airflow
from the interior in combination with ineffective
ventilation of the framing space with exterior air.
Sources of Interior Air
Assuming that the roof membrane and adjacent
wall interfaces are watertight, moisture typically
enters the roof framing space via interior air
leakage driven by positive pressurization
of
the occupied space relative to the framing
space. Although vapor diffusion can also
contribute to moisture
in these roof framing
spaces, it is generally only a small fraction of
the moisture delivered by airflow.12,13 In typical
construction, there are numerous
potential
airflow paths between the interior and the
unconditioned framing space. These include
partition
walls interrupting the plane of the
ceiling; mechanical, electrical, and plumbing
penetrations (including
exhaust fans for
spaces with high moisture generation such
as bathrooms
and kitchens); sprinklers; and
recessed light fixtures. Vapor barriers beneath
the framing spaces, when provided, are rarely
airtight. Such incomplete barriers allow interior
air to flow into the framing space. As noted
previously, vapor retarders placed both above
and below the framing space increase the
potential for damage.
Although interior air flowing into the framing
space adds moisture,
perhaps the most
significant source of air and moisture is the
presence of pressurized heating, ventilating,
and air conditioning (HVAC) ductwork above the
ceiling. The air within the ductwork will either
have approximately the same moisture content
as the room air, or greater if humidification
is supplied by the HVAC system. Therefore,
the amount of moisture within the ductwork
that may be added to the framing space via
duct leakage can be significant. For sound
transmission, space savings, and maintenance
accessibility, ductwork for each dwelling unit
is typically placed in the ceiling of the unit
served, rather than within the ceiling of the unit
below. As in the example discussed earlier, the
ductwork at the top floor occurs within the roof
structural system. Even reasonably well-sealed
ductwork is not airtight, with unsealed crimped
seams and connections
commonly formed with
zip ties. Based on infrared thermography and
other studies by the authors, most duct leakage
occurs at connections
with ceiling diffusers
and at joints and connections with sheet metal
ducts. Since the air is under pressure, even small
voids and joints can allow significant leakage.
Based on research by others, “low leakage”
can be characterized as less than 5% of duct
inlet flow.14 This characterization
is supported
by measurements of 11 residential sites in
California, Nevada, and Texas constructed circa
200015 and 19 residential sites in Wisconsin
constructed circa 2008.16
Ineffective Ventilation
Steep-slope framed roof systems are typically
vented to dissipate moisture via natural
convection and wind. This is accomplished by
providing lower (soffit) and upper (ridge) vents,
as required in the IBC. Although attic ventilation
is often attributed primarily to natural convection
(warm air rising out of upper vents is replaced
by cool air entering lower vents), studies have
shown that ventilation by convection is typically
an order of magnitude less than that provided
by wind.17,18 To be effective, wind must enter on
the windward side and leave on the leeward
side. This type of cross-ventilation
is typically
not practical in low-slope roof systems. This is
especially
difficult to achieve in framing spaces
with draft stopping per the IBC and NFPA 13R,
or those filled with insulation per NFPA 13, to
avoid sprinklers in the framing space. When roof
vents are placed on the top surface of the roof
to ventilate the system, wind blowing across the
roof creates negative pressure that will draw air
out of these vents. Natural convection can also
provide a small additional contribution to the
negative pressure, with solar radiation heating
the roof surface and causing the adjacent air to
flow out the topside vents.
The air drawn from the topside roof vents is
replaced with interior air, increasing the potential
for condensation
within the framing space. This
risk is further increased with turbine roof vents
(Fig. 5), whose spinning
action moves more air.
Figure 5. Turbine-style roof vent.
32 • IIBEC Interface November 2024
Most insulation products applied within the
wood framing space (for example, fiberglass
or cellulose) are not airtight, regardless of
how densely packed the assembly may be.3
Whereas heat from leakage sources such
as ducts, pull-down attic access ladders, or
recessed light fixtures will not uniformly heat
surfaces throughout the roof assembly because
of the insulation, air and moisture from these
sources will flow throughout the assembly.
This can contribute to unique distributions of
condensation, with the most severe damage
counterintuitively
located at surfaces away from
the leakage source which are not effectively
warmed above the dew point temperature.
ANALYSIS OF UNVENTED ROOF
ASSEMBLY OPTIONS PER IBC
Options for Insulation Placement
per 2021 IBC
For the purposes of this study, the 2021 IBC8
was considered. (For Climate Zones 5, 6, 7, and
8, Section 1202.3—formerly 1203.3 in 2015—is
essentially unchanged since its first adoption
in 2015.) This section outlines requirements
for unvented roof assemblies, including
four
basic options for insulation placement: (1)
1202.3.5.1.1—only air-impermeable insulation,
in direct contact with the underside of the
sheathing, (2) 1202.3.5.1.2—air-permeable
insulation in direct contact with the underside
of the sheathing, with a prescribed R-value
of rigid insulation above the roof deck for
condensation control, (3) 1202.3.5.1.3—a
prescribed R-value of air-impermeable
insulation in direct contact with the underside
of the sheathing and air-permeable
insulation
directly beneath (no insulation above the deck),
and (4) 1202.3.5.1.4—air-permeable insulation
beneath the sheathing, with rigid insulation
above the roof deck in sufficient thickness to
maintain the monthly average surface temperature
of the underside of the sheathing
above 45°F (7°C), given an interior temperature
of 68°F (20°C) and an exterior temperature
equal to the monthly average air temperature
for the coldest three months of the year.8 Each
of these options has subsequent impacts on fire
protection, assembly thickness and detailing,
and other project requirements,
which must be
considered.
Options #2 and #4
Only Option #2 and Option #4 above comply
with the NFPA 13 exception to avoid the need
for sprinklers in the framing space (provided
insulation
fills the space), since the materials
that are typically used for air-impermeable
insulation included in Option #1 and Option #3
are combustible. Option #2 and Option #4
describe the same basic type of construction,
but with different criteria for determining
the amount of insulation above the deck.
Option #2 prescribes a minimum insulation
thickness above the deck based on climate
zone,11 while Option #4 employs a practice for
selecting an exterior design temperature and
corresponding insulation thickness.12 Overall
assembly thickness must also be considered, as
adding insulation
above the roof deck increases
the thickness (and cost) of the assembly and
may require modifications
to drainage and
flashings.
Filling the framing space with air-permeable
insulation to meet NFPA 13 requirements
increases the potential for condensation in
Option #2 for deep roof framing by placing a
large percentage of the total insulation below
the sheathing, decreasing the sheathing
temperature.
The authors have encountered
buildings where wood trusses exceeding 40 in.
(101.6 cm), needed for structural support and to
accommodate
ductwork and equipment, were
filled with noncombustible insulation to meet
the requirements
of NFPA 13. In such cases, the
thickness of insulation above the sheathing is
not increased in Option #2; however, significant
additional insulation must be added in Option
#4 to maintain the sheathing temperature
above
45°F (7°C). Therefore, projects that use Option
#2 and omit sprinklers may be vulnerable to
condensation problems depending on the
insulation thickness above the deck.
Note that NFPA 13 allows a maximum 2 in.
air gap between the insulation and sheathing.
Therefore, the insulation may not be in “direct
contact” with the sheathing, as required in
Option #2. However, since the insulation is air
permeable, this small gap is unlikely to significantly
alter the behavior related to condensation
formation. As noted above, Option #2 and Option
#4 do not include consideration of pressurized
ductwork within the framing space. Leakage
from ductwork moves interior air into the
insulation filled roof framing, increasing the risk
of condensation formation.
Other Considerations for Options #1
and #3
Both Option #1 and Option #3 require costly
sprinkler systems in the roof framing space
to meet NFPA 13 since the concealed spaces
are not filled with noncombustible insulation.
By not requiring additional
rigid insulation
above the roof deck, Option #3 reduces the
overall thickness of the assembly and simplifies
detailing for drainage and flashings. However,
for both options, installation of ductwork and
other components within the framing space
may be impeded by the impermeable insulation
beneath the roof deck. Further, in the event of
potential future roof leakage, the impermeable
insulation applied directly to the underside
of the deck can hold moisture against the
sheathing, concealing leakage and associated
damage until the problem becomes advanced.
Hygrothermal Analyses of
Code-Prescribed Options
For this study, the researchers focused on
Options #2 and #4, which meet NFPA 13
requirements, as discussed above. The roof
assembly described in the introduction
with
32 in. (91.44 cm) deep trusses was modeled,
with a 2 in. air space between the insulation
and sheathing (reducing the insulation
thickness to 30 in. [76.2 cm]), per NFPA 13
allowances. Assessments were made for four
different major cities in the US, corresponding
to northern and mixed climate zones:19
Minneapolis (Zone 6A), Chicago (Zone 5A),
Baltimore (Zone 4A), and Atlanta (Zone 3A). A
series of WUFI simulations were performed
to
evaluate the hygrothermal performance of the
assembly and assess the impact of air leakage
from pressurized ductwork within the framing
space. The simulation results were evaluated
according to commonly accepted criteria
regarding the potential for biological
growth
and water content of the wood roof deck.
Comparison of Option #2 and
Option #4
Tables 1 and 2 compare Option #2 and Option
#4, with insulation above the sheathing
as determined in each of these options.
Table 1 below shows the minimum R-value
for each climate zone as specified in Section
1202.3.5.1.2, along with the corresponding
thickness
of rigid insulation. Table 1 also
includes the average temperature for the three
coldest months of the year for each location, per
Section 1202.3.5.1.4.[8] To calculate the temperature of the
underside of the structural roof sheathing
in accordance with Section 1202.3.5.1.4, a
temperature factor calculation was applied
in accordance with ISO 13788.20 This
methodology was used for the modeled
assembly in all four climate zones, with the
calculation carried out for various R-values of
rigid insulation above the deck. In this way, the
rigid insulation requirements
from Sections
1202.3.5.1.2 and 1202.3.5.1.4 could be
compared, as shown in Table 2.
Table 2 reveals two issues with the current
code. First, the cases which satisfy Option #2
November 2024 IIBEC Interface • 33
(minimum prescriptive
R-value) but do not satisfy
Option #4 (maintaining the underside
of the
deck above 45°F) indicate that the prescribed
insulation options do not provide equivalent
levels of protection against moisture problems,
although their offering as alternatives suggests
otherwise. Second, the magnitude of insulation
required above the deck to achieve 45°F
sheathing when deep framing spaces are filled
with insulation is impractical, suggesting this may
not have been considered by the code authors.
Note, further calculations revealed that 7.1 in.
(18.03 cm) of air-permeable insulation, without
a 2 in. air layer, is the thickness for which all
values satisfy both Option #2 and Option #4,
suggesting that the authors of the code likely
did not consider more than 7.1 in. (18.03 cm) of
loose fill or batt insulation in these assemblies.
See Table 3.
Hygrothermal Simulation:
Modeling Assumptions
To assess the impact of air leakage from
pressurized ductwork in the framing space, a
series of WUFI simulations were performed
and evaluated according to commonly accepted
criteria regarding the potential for biological
growth and water content of the wood
sheathing. The studied roof assembly
consisted
of (from exterior to interior): white EPDM
roof membrane,
air-impermeable insulation
(thickness selected per Option #2 by climate
zone, see Table 1), in. (1.6 cm) plywood
sheathing, 32 in. (81.3 cm) roof framing space
with 30 in. (76.2 cm) fiberglass insulation,
optional vapor retarder, and ½ in. (1.3 cm)
interior gypsum board coated with latex paint
(7 perm). Material properties were obtained
from the WUFI database.
Simulations were performed for each of the
four selected climate zones, with and without
pressurized ductwork in the framing space,
with and without a Class II (1 perm) vapor
retarder (which also functions as an air barrier),
and with two variations on roof membrane
color and solar reflectivity: white membrane
(70% reflectivity) and black membrane (10%
reflectivity), resulting in a total of 32 simulation
cases. Nighttime overcooling effects were
considered
using the built-in long-wave
radiation exchange model with the surrounding
sky, using a long-wave emissivity of 90%, which
represents opaque materials.21
The outdoor climate conditions for each
simulation were obtained from the WUFI
database for the selected locations. Indoor
climate conditions have been assumed to be
72°F (22°C), with indoor relative humidity
modeled as an annual sine curve.22 See Fig. 6.
Simulating Moisture Load from
Air Duct Leakage
For the presented example, the airflow from the
2-ton heat pump unit is 800 cfm in a 1,200 ft²
dwelling. With a 32 in. framing space, 95% air
within the batt insulation, and presuming a
“low” duct leakage level of 5%, this amounts
to one air change every 45 minutes. However,
since modifying
the software to simulate one air
change every 45 minutes was considered
neither
practical nor reliable, a different approach was
selected.
The moisture impact of air leakage from the
pressurized ducts has been modeled such that
whenever the HVAC system is running, the moisture
associated with air at the indoor absolute
humidity level is available at the interior surface
of the plywood to be absorbed during winter
weather conditions. For the analysis, 5% of the
excess moisture (the difference between the
vapor pressure of the interior air and that of
the air within the sheathing) is assumed to be
available for this moisture transfer, with the
other 95% assumed to dissipate
via convective
flow. Similarly, moisture in the plywood can
be dried by the simulated air leakage during
summer weather conditions. This approach was
selected since it produced results that closely
Table 1. Minimum R-values and design temperatures for each climate zone
Climate Zone Minimum R-Value of
Air-Impermeable Insulation(a) Corresponding Thickness of
Rigid Insulation, in.(b)
Monthly Average Outside
Air Temperature for Three
Coldest Months, °F(c)
6A R-25 4.25 20
5A R-20 3.5 24
4A R-15 2.5 33
3A R-5 1 41
(a) Source: 2021 IBC, Table 1202.3.8.
(b) Source: Calculated based on R-value of 6 per in.
(c) Source: Calculated from the climate data file from the WUFI database using the representative location for each climate zone.
Figure 6. Seasonally assumed indoor relative humidity used within the simulations.
34 • IIBEC Interface November 2024
matched observations by the authors in building
failure investigations. For these calculations, a
moisture transfer
coefficient was assumed from
previous research.23
The HVAC system is assumed to operate in
heating mode when the exterior temperature
Table 2. Temperature at underside of structural roof sheathing (°F) for various locations with
code-prescribed rigid insulation thicknesses above the sheathing and 30 in. (76.2 cm) deep
roof framing space filled with batt insulation
R-Value of
Rigid
Insulation
Climate Zone
6A,
Minneapolis
5A,
Chicago
4A,
Baltimore
3A,
Atlanta
R-4 21.8 26.1 34.4 41.7
R-5 22.3 26.5 34.7 42.0
R-10 24.5 28.6 36.3 43.3
R-15 26.6 30.4 37.8 44.4
R-20 28.4 32.1 39.2 45.5
R-25 30.1 33.6 40.4 46.5
R-30 31.7 35.1 41.6 47.3
R-35 33.1 36.4 42.6 48.2
R-40 34.4 37.6 43.6 48.9
R-45 35.7 38.7 44.5 49.6
R-50 36.8 39.7 45.3 50.3
R-55 37.9 40.7 46.1 50.9
R-60 38.9 41.6 46.8 51.4
R-65 39.8 42.4 47.5 52.0
R-70 40.7 43.2 48.1 52.5
R-75 41.5 44.0 48.7 52.9
R-80 42.3 44.7 49.3 53.4
R-85 43.0 45.3 49.8 53.8
R-90 43.7 46.0 50.3 54.2
R-95 44.3 46.5 50.8 54.5
R-100 44.97 47.1 51.2 54.9
R-105 45.6 47.6 51.7 55.2
■ Cases that satisfy neither 1202.3.5.1.2 nor 1202.3.5.1.4.
■ Cases that satisfy 1202.3.5.1.2 but not 1202.3.5.1.4.
■ Cases that satisfy both 1202.3.5.1.2 and 1202.3.5.1.4.
falls below 65°F (18°C) and in cooling mode
when the exterior temperature is above 70°F
(21°C). The stated set points include indoor
thermal gains which result in a 5°F shift of the
indoor temperature according to ASHRAE 160,24
resulting
in actual thermostat set points of 70°F
(21°C) and 75°F (24°C) for heating and cooling,
respectively.
The percentage of heating time in an hour is
assumed to be at 100% at the coldest hour of the
year, two minutes at times where the exterior
temperature falls minimally below the set point
of 65°F (18°C), and linearly interpolated for all
points between.
An analog procedure
was used to determine
the percentage of cooling time during summer
conditions.
Evaluation Criteria
The hygrothermal simulations were evaluated
based upon the mold growth index (MGI), per
ASHRAE 160,24 as measured at the interior
surface of the sheathing. The MGI, whose
calculation depends on the sensitivity class of the
substrate, relative
humidity, temperature, and
time shall stay below 3.0, per ASHRAE 160 (see
Table 4). The simulations were also evaluated
based upon the simulated
water content of the
sheathing, which must remain below 20% by
weight to prevent decay.2
Simulation Results
Each simulation case and its corresponding
final MGI value and maximum sheathing water
content in the last year of the calculation are
listed in Table 5. Note that MGI and water
content values indicative
of biological growth or
decay are shaded.
The results above show that even with
significant insulation below the sheathing,
the minimum insulation provided by code is
sufficient to minimize the risk of condensation,
if ductwork is not present and the flow of
interior air into the roof framing space is
low. This also suggests that Option #4 in the
building code may be more conservative
than necessary to avoid condensation-related
moisture problems, provided significant flow
of interior air into the roof framing space can be
avoided. However, the results show elevated
values for MGI and plywood water content for
cases which include the effect of air leakage
from pressurized
ductwork in the framing
space. As such, biological growth and/or wood
decay may be expected to occur in these cases.
The influence of the roof membrane color is
significant, with a black membrane leading to
increased solar gain, drying the roof assembly
better than a white surface. This effect has
been studied many times.26,27,28,29 However,
the impact of the black membrane alone is not
sufficient to result in a moisture-safe design.
The influence of the vapor retarder is minor
for cases with ductwork in the framing space
because wetting and drying occurs primarily
November 2024 IIBEC Interface • 35
Table 3. Temperature at underside of structural roof sheathing (°F) for various locations with code-prescribed rigid insulation thicknesses above
the sheathing and with 7.1 in. (18.0 cm) deep roof framing space filled with batt insulation
R-Value of Rigid
Insulation
Climate Zone
6A,
Minneapolis
5A,
Chicago
4A,
Baltimore
3A,
Atlanta
R-4 27.5 31.3 38.5 44.96
R-5 29.0 32.6 39.6 45.8
R-10 35.0 38.0 43.9 49.2
R-15 39.4 42.0 47.2 51.7
R-20 42.7 45.1 49.6 53.6
R-25 45.4 47.5 51.5 55.1
■ Cases that satisfy neither 1202.3.5.1.2 nor 1202.3.5.1.4.
■ Cases that satisfy 1202.3.5.1.2 but not 1202.3.5.1.4.
■ Cases that satisfy both 1202.3.5.1.2 and 1202.3.5.1.4.
Table 4. Mold growth index (MGI) for experiments and modeling25
MGI Description of Growth
0 No growth
1 Small amounts of mold on surface (microscope), initial stages of local growth
2 Several local mold growth colonies on surface (microscope)
3 Visual findings of mold on surface, <10% coverage, or <50% coverage of mold (microscope)
4 Visual findings of mold on surface, 10%–50% coverage, or >50% coverage of mold (microscope)
5 Plenty of growth on surface, >50% coverage (visual)
6 Heavy and tight growth, coverage about 100%
through the leaking air from the ducts,
bypassing the vapor retarder. For cases without
ductwork, a Class II vapor retarder provides
slightly improved performance.
The influence of climate zone is minor, since
colder climate zones are also associated with
lower winter indoor relative humidity values, as
shown in Figure 6. However, this effect will be
negated with the use of humidifiers to raise the
indoor relative humidity above levels assumed
in this study, especially in northern climates.
CONCLUSIONS
The recent revisions to the IBC greatly
reduce the potential for condensation
in
roof framing systems, provided that these
spaces do not include ductwork or other
significant sources of airflow from the interior.
This is true even when considering a high
percentage of air-permeable insulation below
the sheathing to meet NFPA 13 requirements.
The approach listed in Option #4 is significantly
more conservative than the approach listed
in Option #2 for air-permeable insulation
thicknesses
greater than 7.1 in. If ductwork is
placed in the framing space, the potential for
condensation greatly increases. The amount of
risk is dependent on the amount of duct system
air leakage and the ratio of air-permeable
insulation to total insulation.
Although the roof
membrane color is significant, use of a dark
membrane by itself is not sufficient to reduce
the condensation risk. The influence of a vapor
retarder is minor for cases with ductwork in the
framing space but can offer modest protection
for assemblies without ductwork.
RECOMMENDATIONS
Additional study is needed to develop
computer simulation procedures to reliably
predict these failures. The authors plan to
construct roof systems with controlled values
for simulated ductwork leakage to calibrate
computer models. However, until such refined
models are available,
we suggest the following
approaches for low-slope systems with
insulation in the framing space complying with
NFPA 13:
A. Do not place pressurized ductwork in the
insulated framing space.
B. If ductwork is located in the framing space,
place ductwork below the air permeable
insulation and use Option #1, Option #3, or
Option #4, with sprinklers in the roof framing
space per NFPA 13.
36 • IIBEC Interface November 2024
C. To include ductwork and omit sprinklers,
use Option #2 in conjunction with extremely
low-leakage high-speed ductwork (for
example, PVC piping or metallic tubing with
airtight joints) with sealed connections (for
example, at diffusers).
In all cases, hygrothermal analysis is
recommended if the air permeable
insulation
thickness or interior relative humidity will
exceed those included in this study.
REFERENCES
1. NFPA (2022). Standard for the Installation
of Sprinkler Systems, NFPA 13. National Fire
Protection Association (NFPA).
2. Engineered Wood Systems (1999). “Moisture
Control in Low Slope Roofs.” Technical Note Number
EWS R525B, Engineered Wood Systems APA EWS,
January 1999.
3. Schumacher, Chris and Robert Lepage (2012).
“Moisture Control for Dense-Packed Roof
Assemblies in Cold Climates: Final Measure
Guideline.” Building America Report 1308,
November 2012, prepared for Building
Technologies Program, Office of Energy Efficiency
and Renewable Energy, US Department of Energy.
4. Itle, Kenneth and Elizabeth Pugh (2023). “Beware
of Condensation in the Attic.” The Construction
Specifier, August 2023.
5. Benoy, Dwight D. and Pamela Jergenson (2016).
“Low-Slope Roofs are Rotting.” Interface, RCI Inc.,
July 2016.
6. NFPA (2022). Standard for the Installation
of Sprinkler Systems in Low-Rise Residential
Occupancies, NFPA 13R. National Fire Protection
Association (NFPA).
7. Hart, Jonathan (2021). “Fire Sprinkler
Considerations for Podium Construction.” NFPA
Today, December 14, 2021.
8. ICC (2021). International Building Code (IBC),
International Code Council (ICC).
9. ICC (2015). International Building Code (IBC),
International Code Council (ICC).
10. Straube, John, Jonathan Smegal, and John Smith
(2010). “Moisture-Safe Unvented Wood Roof
Systems.” Building America Report 1308, April
2010, prepared for Building Technologies Program,
Office of Energy Efficiency and Renewable Energy,
US Department of Energy.
11. Lstiburek, Joseph W.(2017). “Hybrid Attics and
Hybrid Walls.” ASHRAE Journal, October 2017.
12. Straube, John (2011). “Controlling Cold- Weather
Condensation Using Insulation.” Building Science
Digest 163, November 2011.
13. Keegan, Jennifer and James Willits (2019). “In the
Dark: A Practical Approach to Keeping Low-Slope
Wood Deck Roof Systems Dry.” Proceedings of
the RCI International Convention and Trade Show,
March 2019.
Table 5. Summarized WUFI simulation results
Case No. Climate
Zone
Ducts in
Trusses
Roof
Color
Vapor
Retarder
Final MGI,
Plywood
Sheathing
Max. Water
Content,
Plywood
Sheathing,
by Weight
1
6A
No
White
None 0 15%
2 Class II 0 16%
3
Black
None 0 12%
4 Class II 0 11%
5
Yes
White
None 3.9 39%
6 Class II 3.9 40%
7
Black
None 0.6 27%
8 Class II 0.3 27%
9
5A
No
White
No 0 15%
10 Class II 0.1 16%
11
Black
None 0 12%
12 Class II 0 11%
13
Yes
White
Yes 4.3 39%
14 Class II 4.2 40%
15
Black
None 2.9 31%
16 Class II 2.4 30%
17
4A
No
White
None 0.1 15%
18 Class II 0.3 16%
19
Black
None 0 11%
20 Class II 0 11%
21
Yes
White
None 4.5 46%
22 Class II 4.5 47%
23
Black
None 3.1 34%
24 Class II 2.6 33%
25
3A
No
White
No 0 15%
26 Class II 0 15%
27
Black
None 0 11%
28 Class II 0 9%
29
Yes
White
Yes 4.3 40%
30 Class II 4.3 39%
31
Black
None 1.0 25%
32 Class II 0.5 24%
November 2024 IIBEC Interface • 37
14. Wray, Craig, et.al. (2005). “Rationale for Measuring
Duct Leakage Flows in Large Commercial Buildings.”
Energy Performance of Buildings Group, Lawrence
Berkeley National Laboratory, 2005.
15. Siegel, Jeffrey, et.al. (2002). “Comparison Between
Predicted Duct Effectiveness from Proposed
ASHRAE Standard 152P and Measured Field
Data for Residential Forced Air Cooling Systems.”
Environmental Energy Technologies Division, Indoor
Environment Department, Lawrence Berkeley
National Laboratory, April 2002.
16. Pigg, Scott and Paul Francisco (2008). “A Field Study
of Exterior Duct Leakage in New Wisconsin Homes.”
Energy Center Report Number 243(1), Energy Center
of Wisconsin, August 2008.
17. Walker, I.S. and T.W. Forest (1995). “Field
Measurements of Ventilation Rates in Attics.”
Building and Environment, 30, 1995.
18. Walker, I.S .et.al. (2005) “An attic-interior infiltration
and interzone transport model of a house.” Building
and Environment, 40, 2005.
19. Deru, M., et.al. (2011).“U.S. Department of Energy
Commercial Reference Building Models of the
National Building Stock.” Technical Report NREL/
TP-5500-46861, National Renewable Energy
Laboratory, February 2011.
20. ISO (2012). Hygrothermal performance of building
components and building elements
— Internal surface
temperature to avoid critical surface humidity and
interstitial
condensation — Calculation methods,
Standard ISO 13788:2012.ISO.
21. Kehrer, M. and T. Schmidt (2008). “Radiation Effects
on Exterior Surfaces.” Proceedings of the Nordic
Symposium on Building Physics, 2008, Copenhagen,
Denmark.
22. Arena, L., Mantha, P., Karagiozis, A. (2010).
“Monitoring of Internal Moisture Loads in Residential
Buildings.” U.S. Department of Housing and Urban
Development, Washington, DC, 2010.
23. Kuenzel, H.M. (1995). “Simultaneous Heat and
Moisture Transport in Building Components.
One- and Two-Dimensional Calculation Using
Simple Parameters.” IRB Verlag, University Stuttgart,
Dissertation.
24. ASHRAE (2021). Criteria for Moisture-Control Design
Analysis in Buildings, Standard 160-2021. ASHRAE.
25. Ojanen, T., H. Viitanen, et al. (2010). “Mold Growth
Modeling of Building Structures Using Sensitivity
Classes of Materials.” ASHRAE.
26. Hutchinson, T. (2009). “Challenging What’s Cool,
Is the Exponential Growth of Cool Roofing an
Impending Catastrophe?” Eco Structure, January/
February 2009.
27. Kehrer, M. (2017). “Don’t Mess with Mr. Hyde;
Modern Hygrothermal Performance Assessment,”
Interface, Technical Journal of RCI, 35(9), October
2017.
28. Kehrer M., Pallin, S. (2014). “Causes of Condensation
in Mechanically Attached Cool Roof Systems.”
Proceedings of 10th Nordic Symposium on Building
Physics, 2014, Lund, Sweden.
29. Pallin, S., Kehrer, M., Desjarlais, A. (2013).
“Hygrothermal Performance of West Coast Wood
Deck Roofing System.” ORNL/ TM-2013/551.
ABOUT THE AUTHORS
Manfred Kehrer,
Dipl-Ing, has
been involved in
researching, testing,
and analysis of
exterior enclosure
and concrete
systems for more
than 30 years. He
has helped develop
Wiss, Janney, Elstner
Associates Inc.’s (WJE’s)
hygrothermal laboratory and computational
fluid dynamics initiative for analysis of
building enclosures. Prior to joining WJE, he
worked for more than 20 years at Fraunhofer
IBP, Germany, in the area of hygrothermics.
Kehrer was a senior building scientist at the
Oak Ridge National Laboratory, where he was
in charge of a variety of types of research in
building science. Since 2011, he has been the
Official WUFI® Collaboration Partner for US/
Canada.
Elizabeth Pugh,
PE, NFRC LEAFF
Certified Simulator, is
a licensed engineer
in Illinois and has
participated
in building
enclosure assessments,
investigations, and
repair projects for a wide
variety of building types.
She is an NFRC LEAFF
Certified Simulator
proficient in the use
of THERM and WINDOW to analyze thermal
performance and localized heat transfer effects in
building
enclosures. Pugh is also proficient in the
use of WUFI to perform hygrothermal analyses
of building enclosures. She is a member of ASTM
Committee on C16 Thermal Insulation.
Norbert Krogstad,
AIA, NCARB, is a
licensed architect
in
Illinois, Minnesota,
Missouri, and
Oklahoma. During the
past 40 years at WJE,
he has investigated
and developed
repairs to address
condensation, water
leakage, and structural
problems in hundreds of building envelope
systems. Krogstad has lectured at numerous
conferences and continuing education
programs
and authored or co-authored many papers and
articles
on these topics. He is an active member
of ASTM Committees C12 and C15 on masonry,
and he was a member of the ASHRAE task
group that developed SPC 160, “Prevention of
Moisture Damage in Buildings.”
Please address reader comments to chamaker@iibec.org, including
“Letter to Editor” in the subject line, or IIBEC, IIBEC Interface,
434 Fayetteville St., Suite 2400,
Raleigh, NC 27601.
MANFRED KEHRER,
DIPL-ING
ELIZABETH PUGH,
PE, NFRC LEAFF
CERTIFIED SIMULATOR
NORBERT KROGSTAD,
AIA, NCARB
38 • IIBEC Interface November 2024