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Systematic Approach to Evaluating the Building Envelope

March 31, 2008

Systematic Approach to Evaluating the Building Envelope

 

Edward J. Stewart, RRC
Jon F. Lindberg, PE
Gale Associates, Inc,
Weymouth, Massachusetts
ABSTRACT
A major responsibility of a facility manager is to ensure that his or her building
is as watertight, energy-efficient, and safe as possible. This often means investigating
and evaluating the building envelope (roof, walls, windows, waterproofing, and struc¬
ture) to define and resolve existing problems as well as to eliminate future problems,
thereby extending the service life of the building.
Whether an owner is investigating a leakage problem themselves or he’s hired a
consultant for a larger-scale investigation, this approach can serve as a guide to
determining and repairing problems with the building envelope.
SPEAKER
Edward J. Stewart, RRC, is an associate with Gale Associates, Inc. He is a member
of RCI, NRCA, the International Concrete Restoration Institute (ICRI), of the American
Society for Testing Materials (ASTM), and the U.S. Green Building Council.
Contact Information: Phone – 781-335-6465; E-mail – ejs@gainc.com
Stewart and Lindberg – 166 Proceedings of the RCI 23rd International Convention

Systematic Approach to Evaluating the Building Envelope

A major responsibility of a
facility manager is to ensure that
his or her building is as water¬
tight, energy-efficient, and safe as
possible. This often means inves¬
tigating and evaluating the build¬
ing envelope (roof, walls, win¬
dows, waterproofing, and struc¬
ture) to define and resolve existing
problems as well as to eliminate
future problems, thereby extend¬
ing the service life of the building.
Whether an owner is investi¬
gating a leakage problem them¬
selves or he’s hired a consultant
for a larger-scale investigation,
this approach can serve as a
guide to determining and repair¬
ing problems with the building
envelope.
RESEARCH A BUILDING’S
HISTORY BEFORE
DETERMINING ITS FUTURE
Collect Historical Data
Historical data will assist in
determining the original design
intent, possible construction vari¬
ations, and recurring problematic
areas in the building. Historical
information includes:
• Design documents, speci¬
fications, plans: any infor¬
mation that helps define
how the building was
designed or constructed.
• Codes and standards that
were applicable at the time
of the building’s construc¬
tion.
• Test reports on any kind of
materials or systems, such
as window systems, ma¬
sonry components, roofing
systems, etc., to compare
with the original design
documents.
• Construction documents
(i.e., change orders, in¬
spection reports, shop
drawings, as-built draw¬
ings).
• Local practices or what
was normally installed by
contractors at that time
and in that region (e.g.,
maybe they had trouble
installing an envelope sys¬
tem or component that
they had little or no expe¬
rience with).
Determine the Original Design
Intent and Effectiveness
Figuring out the original
design intent is also key in deter¬
mining what could be causing
problems with a building enve¬
lope. For example, investigating
problems with the roof system
would include reviewing the
structural, thermal, drainage, and
vapor drive to understand perfor¬
mance requirements. For win¬
dows, the infiltration require¬
ments, thermal-resistance levels,
and the structural capabilities of
the window openings necessary to
keep the windows in place and
under specific wind loads are nec¬
essary. When examining walls,
the required thermal resistance,
the structural requirements, an¬
ticipated moisture infiltration,
and the drainage system are criti¬
cal to understand.
In addition to the design
intent, the original design effec¬
tiveness should be considered.
Was this design appropriate for
the location of the building? Can
it perform as intended? Is the
building in a high-exposure area
or protected from a harsh envi¬
ronment?
Examine the Building’s
Service History
A full understanding of how
the building is serving its occu¬
pants is important to all facility
managers. Occupant interviews
regarding active leaks provide
valuable information during a
building evaluation. Maintenance
reports will provide useful infor¬
mation regarding where the build¬
ing has been repaired and where
the problem areas exist. All of this
information helps the investigator
better understand the condition of
the building and determine the
areas that need to be more close¬
ly reviewed.
The next step is to perform a
thorough leak audit of the build¬
ing to determine where leaks are
occurring and under what condi¬
tions. The leaks can be affected by
weather. If the leaks occur only
after a wind-driven rain, then it
could indicate more of a wall leak¬
age problem as opposed to a roof
leakage problem. If they are
affected by temperature, then it
could be a condensation/ HVAC
issue.
PERFORM A FIELD
INSPECTION
One of the most important
aspects of performing building
envelope evaluations is the field
inspection. After compiling the
available design documentation
and researching the building’s
service history, it is necessary to
examine the existing conditions.
The field inspection operations
will serve to complement and
expand the data obtained from
the previous service history and
Proceedings of the RCI 23rd International Convention Stewart and Lindberg – 167
design documentation, as well as
indicate variations between origi¬
nal design and construction.
The scope of the field inspec¬
tion will establish the types of
field procedures that will be
required to obtain the necessary
information for a complete build¬
ing envelope evaluation. Based on
the information compiled to this
point, the areas for inspection can
be carefully selected to obtain a
sample of potential building defi¬
ciencies.
Access Methods
There are several access
methods that may be utilized to
reach difficult wall /building areas
to gather data:
• Two-Man Ground Lifts –
Two-man ground or rolling
lifts can double as obser¬
vation and testing plat¬
forms with the ability to
relocate quickly and con¬
form to irregular building
geometry. Accessible land
directly adjacent to the
building is necessary for
rolling lifts.
• Swing Staging – Swing
staging, like the two-man
ground lift, offers a suit
able platform for observa¬
tion and testing but is
more suitable for straight
vertical drops with a flat
building geometry. Roof
access is required to set
up and move the swing
staging.
• Rappelling – Rappelling, or
industrial rope access, is a
method borrowed from
mountain climbers that
allows the investigator to
safely access structures by
descending and ascending
suspended ropes. It is an
inexpensive, useful
method of vertical building
access to perform evalua¬
tion and light test proce¬
dures, with the ability to
Figure 1 – Inspection of wall using swing stag¬
ing.
relocate quickly.
• Ground Observation –
Ground observation with
the use of binoculars is
useful to spot potential
problematic areas, or sim¬
ply to verify or acquire
quantities of components.
High-powered binoculars
and vantage points such
as adjacent buildings or
roof levels will help to
improve the field data col¬
lected.
Identifying the Defects
Proper defect identification
will help to determine the re¬
quired types of repair, aid in prop¬
er repair material selection, and
reveal the influences that are con¬
tributing to the deterioration. It is
important to acknowledge which
factors have caused degradation
of the building and its compo¬
nents and how one deficiency and
its intended repair may influence
or amplify another. Careful and
thorough defect identification is
critical to obtain long-lasting,
quality repairs. It is necessary to
eliminate the cause of the defect
and not solely treat the symptom.
Correlating the interior leak
audit with exterior defects assists
in determining the cause and ori¬
gin of various problems because it
narrows down the exterior testing
areas. It also helps managers pri¬
oritize repairs and a replacement
sequence of work. Quite often,
due to budget limitations, man¬
agers cannot rectify all of the
building’s problems. Knowing the
cause and origin of the problems
and the extent of moisture infil¬
tration can assist in prioritizing
the repairs to fit a particular bud¬
get.
TESTING METHODS
The objective of field testing is
to correlate paths of moisture
infiltration with the observed
damages. Anyone can observe
moisture coming into a building
during harsh weather events, but
the most reliable way to test is to
actually recreate the leakage in a
controlled manner so that the
path of the leaks may be traced.
Stewart and Lindberg – 168 Proceedings of the RCI 23rd International Convention
Testing also allows verification of
the hypothesis for the cause of
leakage.
There are many different types
of testing that can be used during
the investigation to suit a particu¬
lar building’s needs. These testing
categories include:
• Non-destructive testing
• Destructive testing
• Laboratory testing
NON-DESTRUCTIVE TESTING
Non-destructive testing uses a
variety of non-invasive tools. This
type of testing requires little to no
damage or interference to the
building envelope. The various
methods of non-destructive test¬
ing include:
• RILEM Tube – This cali¬
brated device is adhered to
exterior masonry walls to
determine the porosity
and condition of various
components, including
brick masonry units, mor¬
tar joints, head joints, and
embedment joints.
• Water Spray Rack (ASTM
El 105) – This test simu¬
lates a wind-driven rain
condition on a facility. It
can assist in determining
the specific cause and ori¬
gin of moisture infiltration
when it is used to test
independent components
of the envelope. Water
spraying a large area in an
uncontrolled fashion will
not reveal specific causes
of moisture infiltration.
• Hose Spray Test (AAMA
501.2) – This test method
also simulates wind-driven
rain in small, segmented
areas using a standard
garden hose that has a
calibrated nozzle with a
pressure gauge attached.
The spray is directed at a
specific joint, crack, or
defect to reveal potential
Figure 2 – Performing a RILEM
tube test to determine porosity of a
masonry wall.
moisture intrusion.
• Differential Pressure Test
(ASTM Ell 05) – A pressure
chamber is typically con¬
structed on the interior of
the facility at a specific
location to test moisture
drive through an assembly
or component. The assem¬
bly or component is sub¬
jected to a negative force
while a spray rack test is
directed simultaneously at
the assembly to draw the
moisture into the facility
simulating a negative
pressure under a winddriven
rain condition.
• Infrared Thermography –
Infrared thermography
photographs the building
exterior to determine the
locations of wet compo¬
nents. Components such
as insulation and sheath
Figure 3 – Water spray test used to
locate source of leak.
ing, will act as heat sinks
if they are contaminated
with high levels of mois¬
ture. During the day,
moist and dry components
absorb heat. At night, the
moist areas release the
heat much slower than the
dry areas. By reading the
heat signature, infrared
thermography will help
expose the moist problem
areas. Small test cuts are
required to verify mois¬
ture-contaminated areas.
Soundings (ASTM D4580)
– There are different ways
to perform sounding tests,
including the hammer tap
test. In this test, a 16-oz
hammer is tapped against
concrete for sound. A hol¬
low sound indicates areas
in which the concrete has
separated from the rein¬
forcing steel, typically due
to exfoliation or corrosion
of the steel. Another
method of sounding is
chain dragging a heavy
15-ft link chain along a
concrete surface to listen
for hollow sounds, indicat¬
ing defective concrete.
This method is commonly
used on parking garages
and loading docks to cover
larger areas effectively.
Pachometer Survey – A
magnetic device used to
locate embedded steel
reinforcement and help
determine the concrete
cover over the reinforce¬
ment. Generally, the
pachometer is fairly accu¬
rate when measuring 1/4-
in to 3-in thick concrete
cover and when reinforc¬
ing placement is not too
congested.
Polysheet Tapedown – This
test determines the pres¬
ence of moisture coming
through a concrete sur¬
face, typically a slab-on-
Proceclin^s of the RCI 23rd International Convention Stewart and Lindberg – 169
Figure 4 – Air infiltration test.
face of a window to ob¬
serve the smoke and dust
particles for air infiltration
through the assembly.
Moisture Meter – A Delm
horst meter is a simple
digital device that detects
the presence of moisture
in various building compo¬
nents. This test is typically
accompanied by a gravi¬
metric analysis (oven dry
ing of samples), which is
used to confirm the re¬
observe concealed condi¬
tions.
DESTRUCTIVE TESTING
When the main objective is to
determine the existing composi¬
tion and configuration of con¬
cealed assembly conditions,
destructive testing is warranted.
The most common methods of
destructive testing are test cuts
and borings.
Roofs
grade type of assembly
where the typical problem
is tile or membrane sepa¬
ration from the floor. A 2-ft
x 2-ft section of polyethyl
ene is sealed to the con¬
crete with duct tape and
removed 24 hours later. If
there is moisture beneath
the polyethylene, it is a
good indication that there
is a vapor drive through
the concrete section.
• Glass-Slide Epoxy or
Crackometer – This device
is sealed in place over a
crack and periodically
checked to determine if
any movement has
occurred. If it has, the
glass will crack or the
meter will record move¬
ment.
• Optical Illuminated Boro¬
scope – A boroscope
requires a 5/8-in diameter
pilot hole through an exte¬
rior wall system to allow
the cavity walls of brick
veneer, stud wall backup
of exterior insulated finish
systems (EIFS), or other
types of constructions to
be observed without largescale
destructive testing.
• Smoke/Dust Tracer – A
simple and useful test, the
smoke/ dust tracer helps
to find air infiltration. It is
moved across the interior
suits of the Delmhorst
meter.
Test cuts in the roof assembly
are necessary to determine the
• Flashlight and mirror –
These everyday, simple
tools can be very useful.
Placing the mirror into the
plenum or behind diffi¬
cult-to-access areas with
the flashlight will help
Figure 5 – Performing a boro¬
scope analysis to view wall
cavity and related back-up
wall components.
condition of the underlying insu¬
lation and substrate. Cutting into
the system will help to verify if
roofing problems are causing a
corroded steel deck, or a spalled
and cracked concrete deck, etc.
Test cuts will also expose the asbuilt
configurations of flashing
components, roof-to-wall loca¬
tions, curb locations, etc. This
information is critical to the
appropriate remedial design in
order to specify appropriate flash¬
ing details.
Exterior Walls
Test cuts on exterior walls are
a useful tool when trying to iden¬
tify the origin of moisture infiltra¬
tion. For masonry walls, it is most
effective to make test cuts at win¬
dow heads and sills, and at any
through -wall
flashing
locations
that may be
suspected of
allowing
moisture
intrusion .
Masonry test
cuts can ex¬
pose defec¬
tive throughwall
flashing
that is al¬
lowing mois¬
ture intru¬
sion. Test
Figure 6 – Using a smoke/dust tracer to find air
infiltration.
cuts will also
help deter¬
Stewart and Lindberg – 1 /0 Proceedings of the RCI 23rd Internationa/ Convention
mine the underlying conditions of
the steel components in wall sys¬
tems, which include wall ties, re¬
inforcing steel, sub-steel columns,
etc.
Gathering Samples for
Laboratory Testing
Destructive testing is also
used to obtain sampling for lab
analysis. Sample sealants, coat¬
ings, painted finishes, roofing
materials, etc. can be sent to a
laboratory to determine the pres¬
ence of lead or asbestos. Samples
of masonry or concrete can also
be used for different laboratory
analyses to help identify causes of
moisture/air infiltration (descrip¬
tions of these analyses follow).
LABORATORY TESTING
Laboratory testing will help
obtain a better understanding of
existing material types, presence
of contaminants, possibility of
hazardous components, and pro¬
vide valuable information con¬
cerning proper surface prepara¬
tion, material selection, and
implementation of repairs. The
following laboratory tests are
some of the more useful when
performing building envelope
evaluations:
• Gravimetric Analysis –
This is basically a mois¬
ture content test. After
weighing and recording
the in-situ existing sample,
completely dry it in an
oven and re-weigh it. The
weight difference indicates
moisture content and is
particularly useful for
insulating materials.
Testing moisture contents
of samples is critical to
verify results from non¬
destructive moisture
scans.
• Asbestos and Lead – Test
the paint, sealants, plas¬
ters, roofing materials, etc.
to determine if asbestos or
lead is a component of
existing materials. This is
helpful to provide an accu¬
rate cost estimate for re¬
mediation of hazardous
materials. This simple test
is inexpensive at any test¬
ing lab and allows the
proper remediation meth¬
ods to be specified to avoid
costly change orders.
Petrography – Petrography
determines the “make-up”
of concrete. This test will
indicate the size and type
of aggregate, air/ void
ratio, type of cement, and
general mix design data of
the concrete. Any materi¬
als testing lab will perform
this test; however, it is
expensive and time con¬
suming.
Compression/ Tension – By
determining the actual
compressive strength and
modulus of rupture for the
concrete, a similar
strength characteristic of
new repair material may
be selected to maintain
appropriate section behav¬
ior and extend repair life.
Air Entrainment – Provides
an indication of the exist¬
ing concrete’s durability
and freeze-thaw resis¬
tance. Air entrainment is
generally indicated by
petrography.
Presence of Carbon¬
ization – This is com¬
pleted by spraying a
solution of phenothe
lene on the concrete
substrate and record
ing the depth of the
solution’s color
change. This will indi¬
cate to what depth
carbon dioxide has
progressed into the
concrete. Carbon di¬
oxide will degrade the
cement matrix of the
concrete and lower the pH
level of the concrete. The
passivation layer sur¬
rounding the reinforce¬
ment is then destroyed,
allowing corrosion of the
reinforcing steel. Corro¬
sion of reinforcement by
carbonization usually
occurs over a broad area.
Chloride Ion Content –
Chlorides from marine
atmospheres or mists from
road salts entering the
concrete substrate, and
salts originally introduced
to the concrete via admix¬
tures or aggregates will
allow an accelerated corro¬
sion of reinforcing steel,
usually at concentrated or
specific locations. The
chlorides are not con¬
sumed in the corrosion
process, but rather act as
catalysts in the corrosion
process. The corrosion will
progress along the rein¬
forcing bars, causing con¬
crete debonding, cracking,
and spalling.
Reinforcement Placement,
Depth, Quantity, and Type
– This information may be
established with the use of
a pachometer or similar
electronic metal detector.
It is useful in determining
required steel replacement
Figure 7 – Steel reinforcement cor¬
rosion resulting from high chlo¬
rides and presence of carboniza¬
tion.
Proceedings of the RCI 23rd International Convention Stewart and Lindberg – 171
and structural capacities
during engineering analy¬
sis phases.
ENGINEERING ANALYSIS
Using field-obtained informa¬
tion, laboratory results, and col¬
lected data from service history
and the original documentation, a
comprehensive engineering analy¬
sis should be performed. The
engineering analysis should
include an assessment of field
and laboratory data, structural
analysis, and the following:
• Thermal analysis
• Drainage analysis
• Vapor drive analysis
• Fire rating requirements
• Cost estimating (often the
most important compo¬
nent of engineering analy¬
sis for the building manag¬
er)
General considerations for the
repair of defects and replacement
of components should include the
following:
• Determine the effect, if
any, the repairs have on
the structure, surround¬
ings, and operations of the
building.
• Ensure proper preparation
of surfaces to be repaired,
and provide chemical and
mechanical bonds for new
materials.
• Material selection should
include an understanding
of performance limitations
and should rely on the
products’ past acceptable
performance. Material
selections should include
consideration of the fol¬
lowing:
• Compatibility
• Maintenance
• Life cycle
A THOROUGH EVALUATION =
LONG-TERM COST SAVINGS
An in-depth evaluation of the
building envelope enables the
architect/engineer to develop
accurate specifications for con¬
tractor bidding, which will also be
used during construction. The
quality of the initial field evalua¬
tion reflects directly on the quali¬
ty and performance of repairs as
outlined in the specification docu¬
ments. A thorough investigation
also promotes an efficient design
specification, thereby reducing
the possibility of increased costs
via change orders, due to unfore¬
seen conditions.
The time and expense to per¬
form an initial, well-focused eval¬
uation will save the building
owner/manager money in the
long run and result in repairs that
extend the service life of an impor¬
tant asset: the building.
Stewart and Lindberg – 172 Proceedings of the RCI 23rd International Convention