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The Hidden Details of Blindside Waterproofing

November 8, 2017

Blindside waterproofing produces
numerous challenges
to both design and construction
teams. Many of these
are relatively straightforward.
What is the best system to
use? How is the membrane applied to the
support of excavation (SOE)? How does one
protect the membrane as the steel reinforcement
is placed? Due to the constraints of
the project site, which is the usual precursor
to blindside waterproofing, the greatest
challenges to the installation of a successful
blindside waterproofing system do not
become apparent until the SOE is designed
and the resulting structure is interfaced
with the waterproofing membrane.
SOE Design
When many urban and/or otherwise
congested project sites are excavated, there
is a need to support adjacent structures,
utilities, tunnels, and earthwork. The design
of such support systems is typically performed
by a separate geotechnical engineer
retained as part of the construction team.
The resulting design is typically well coordinated
with the foundation contractor’s
work and will usually result in an efficient
method to prevent disturbance to adjacent
properties. If the SOE allows enough room
to access the exterior walls after they are
constructed, then by all means, utilize a
post-installed waterproofing system on the
walls and avoid the headaches of a blindside
installed system. However, over-excavating
an additional three to four feet to allow
access to the exterior side of the subgrade
wall is rarely cost-effective and is also prohibitive
when the building needs to be constructed
adjacent to another structure or
right on the property line. The design of the
SOE now has a major impact on the waterproofing,
whose design was likely produced
by a separate consultant long before the
SOE was designed and/or contemplated.
Listed below are some of the more common
SOEs utilized in urban environments,
along with some of their nuances and hidden
challenges. Many projects will include
different SOEs, depending on the project
site, as well as other constraints.
Piles and Timber Lagging
Probably the most popular SOEs are
steel piles and timber lagging. Vertical piles
consisting of structural steel wide-flange
shapes are driven down into the ground
slightly below the final elevation of the
excavation. Once the piles have been driven,
the site is then excavated (Figure 1). As the
excavation proceeds downward, timber lagging
is placed between the piles to support
the earth behind the lagging. Additional
timber lagging is placed as the excavation
proceeds downward.
N o v e m b e r 2 0 1 7 R C I I n t e r f a c e • 3 3
The interface between the piles and lagging—
and sometimes gaps between lagging
boards—produce offsets that may need to
be corrected prior to installing a blindside
membrane. When concrete is placed against
the blindside membrane, it produces forces
that can open joints or possibly rupture the
membrane. Eliminating these gaps is critical
(Figure 2).
Sheet Piles
Sheet pile walls are constructed by
driving prefabricated sections of corrugated
metal into the ground. Soil conditions may
allow for the sections to be vibrated into the
ground instead of being hammer-driven.
The full wall is
formed by connecting
the joints of
adjacent sheet pile
sections in sequential
installation.1 As
the excavation progresses
downwards,
the sheet piles can be braced with tie-backs
or internal struts. The final excavation
shape will follow the profile of the undulating
sheet piles. The blindside waterproofing
will have to either follow the complicated
profile of the sheet piles, which is permitted
by some waterproofing manufacturers,
or the voids between the sheet piles need
to be filled with a solid material such as
wood blocking and sheathing (or sometimes
insulation with high compressive strength)
that will resist the force of the concrete as
it is placed.
Secant Pile Walls
Secant pile walls are formed by drilling
and casting intersecting circular concrete
piles into the ground. Primary piles are
installed first, with secondary piles constructed
in between primary piles once
the latter gain sufficient strength. The
secant piles are reinforced with either steelreinforcing
bars or with steel wide-flange
shapes.2 The piles overlap to form an interconnected
wall of overlapping circular piles.
Secant piles typically impose less vibration
onto adjacent properties than other forms
of excavation. The piles are typically drilled
down to the level of bedrock or other competent
material. This will help cut off the flow
of water from outside the excavation into
the project site, reducing dewatering and
mitigating potential settlement of adjacent
structures.
If the project is below the water table,
water infiltration often occurs at vertical
overlapping joints, as well as at tie-backs.
These leaks should be mitigated by chemical
grouting, and the overlapping circular
shapes must be parged with a cementitious
concrete patching material or other similar
3 4 • R C I I n t e r f a c e N o v e m b e r 2 0 1 7
Figure 1 – Installation of tie-backs to support vertical
piles occurs as the excavation proceeds downward.
Figure 2 – Plywood utilized to provide smooth
substrate for the blindside waterproofing.
Figure 3 – Clamshell cutter (arrow).
product to provide a smooth and strong
surface for the installation of the blindside
waterproofing.
Slurry Walls
Slurry walls are also used in tight urban
environments, as they also mitigate vibration
into the ground. A clamshell cutter is used
to excavate the ground in small sections
(Figure 3). As the cutter removes the soil,
a bentonite-based slurry is pumped into
the excavation to prevent collapse. Once
the excavation reaches bedrock or its final
elevation, a reinforcing cage is lowered into
the hole, which is still filled with the slurry.
Then a tremie tube3 is inserted into the hole,
and concrete is placed from the bottom of
the excavation upwards. As the concrete
flows into the excavation, it displaces the
slurry, which is collected for reuse in the
next segment of the wall. The wall proceeds,
and then the project site is excavated.
Most slurry walls become the foundation
wall for the project. Water infiltration often
occurs along the vertical joints between
panels of the slurry wall, as well as at tiebacks.
These leaks are then mitigated by
chemical grouting. The slurry wall may
remain exposed, or another wall is constructed
inboard of the slurry wall, and the
space between the two walls is used to collect
the infiltrating water and direct it into
sump pits, where it is then ejected from the
structure.
N o v e m b e r 2 0 1 7 R C I I n t e r f a c e • 3 5
Figure 4 – Underpinned wall. Note the tie-backs used to provide lateral support (arrow
indicates a typical tie-back).
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Underpinning
When a new building’s foundations are placed below the foundation
wall of an adjacent building, there is a danger that the
excavation will undermine the bearing of the adjacent structure. A
scheme of excavating the earth under the adjacent structure and
installing segments of underpinning walls, typically with reinforced
concrete in a sequential manner, is used. When complete, the
adjacent building’s walls will be successfully lowered as the subject
building’s excavation occurs (Figure 4). The underpinned walls can
provide a smooth and solid surface for the blindside waterproofing
membrane. However, the author has been involved with several
projects in which the underpinning occurs to a wall that is shared
by both property owners. In these cases, the underpinning became
the exterior wall for the project, and the blindside waterproofing
had to be installed in segments exterior to the underpinning, creating
numerous tricky waterproofing details to accommodate the
sequence of underpinning.
Hidden Details
When a project is developed, the design team may be
aware of where blindside and post-applied waterproofing
membrane systems will be used. However, they may not
be aware of the eventual SOE that will be developed by the
construction team for the project. These SOEs and their
encroachments into the building structure, along with the
means and methods of construction, are the genesis of the
hidden details of blindside waterproofing.
Waterproofing shop drawings need to be produced by
the construction team to bridge the gap between the design
documents and the actual installation of the waterproofing.
These details should not be deferred to be worked out later
in the field. The shop drawings need to be well thought out
by the construction team and coordinated with the SOE
as well as the structural and architectural design for the
building. The shop drawings must be project-specific and
be sent to all parties, including the waterproofing material’s
manufacturer, for review and eventual approval. Rarely do
manufacturer’s typical details include all of the conditions
that will be encountered.
A common SOE encroachment into the building and the
3 6 • R C I I n t e r f a c e N o v e m b e r 2 0 1 7
Figure 7 – This anchor rod will be cut back. Then the membrane and wall
will be patched.
Figure 5 – Tie-back waiting to be waterproofed.
Figure 6 – Tie-back cover being flashed.
blindside waterproofing is from tie-backs
(also known as soil nails), which are wire
rods and/or helical anchors used to reinforce
the SOE. The tie-back heads typically
extend into the structure. The head of the
tie-back should be encased in a solid structure,
and then the waterproofing needs to be
detailed around the tie-back cover (Figures
5 and 6). Make sure that the resulting tieback
cover does not encroach into the steel
reinforcing of the foundation wall. It is good
practice to grout the tie-back if it is leaking
prior to installing the waterproofing. The tieback
cover also needs to be strong enough
so that it is not crushed or displaced as the
concrete is placed. One method of accomplishing
this is to fill the interior of the tieback
cover with non-shrink grout or with
granular bentonite.
Walers, rakers, and corner braces can
also be used to support the excavation. In
most cases, these support members must
remain in place until the structure within
the excavation is completed and the building
can support the excavation. The ideal
situation would be to remove the excavation
bracing once the structure within is complete,
patch the waterproofing, and then
patch the wall (Figure 7). However, in many
cases, blindside waterproofing is flashed to
the excavation brace, the wall is constructed,
and the brace is cut off at the face of the
wall when it is no longer needed. This leaves
a condition where the waterproofing is permanently
flashed to the remaining stub of
the excavation brace.
For narrow excavations, internal struts
are most appropriate. Before struts are
installed, a horizontal member called a waler
is placed against
the soil support.
I n t e r m e d i a t e
struts are then
installed from
waler to waler
across the excavation.
4 A raker
is a sloped brace
that transfers
the horizontal
loads from the
SOE to grade.
These can penetrate
blindside
w a t e r p r o o f i n g
on the wall and
also the waterproofing
under
the floor slab
(Figure 8). Both
p e n e t r a t ions
should be removed and patched, if possible.
Corner braces are another strut, which
should also be cut away so that the waterproofing
can be patched rather than flashed
to the corner brace. Remember that every
penetration through the waterproofing is
another potential source of water infiltration.
However, on many complicated SOEs,
the membrane must be flashed to the braces
(Figure 9).
Yet another brace is a king post, which
is used to support structures overhead.
King posts are needed for support when one
tunnel is constructed under another, when
the new structure is constructed under an
active street, or if there are utilities overhead
that cannot be relocated.
However, the most common penetrations
through blindside waterproofing membranes
are from formwork ties. The ties are
used to support formwork for cast-in-place
concrete. They are rarely shown on the construction
documents but can outnumber
N o v e m b e r 2 0 1 7 R C I I n t e r f a c e • 3 7
Figure 8 – The rakers on this project will be cast into the floor slab and
cut away when the basement structure is complete (arrow indicates a
typical raker as it will penetrate the mat slab).
Figure 9 – Waterproofing is being flashed to a waler brace.
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all other penetrations through the waterproofing.
Most waterproofing manufacturers
recommend that formwork ties be reduced
or eliminated. Gang forms or other types of
load-gathering ties can be used. One-sided
framing or “A” frames should be used so
that there are no formwork ties through
the waterproofing. However, this needs to
be established in the project specifications
and made a part of the bidding documents
that are given to the foundation contractors,
as this is a more expensive method of construction.
If concrete is placed directly against an
existing structure with questionable stability,
stay-in-place forms (a.k.a. stay forms)
are sometimes used. These are sheets
of expanded metal mesh, which transfer
the loads of the
concrete placement
back to the
reinforcing bars
within the pour
with hook ties.
U n f o r t u n a t e l y ,
there can be
numerous hook
ties, and the stay
forms prevent
the concrete from
making intimate
contact with the
membrane, eliminating
the effectiveness
of blindside
waterproofing
systems that rely
on the bond of the
membrane to the concrete. The use of stay
forms may necessitate a change from a
blindside waterproofing to a negative-side
waterproofing strategy (Figure 10).
Conclusion
Blindside applications are one of the
most challenging subgrade waterproofing
membrane systems to properly construct.
Hidden details and conditions often come
up and can compromise the watertight
integrity of the final installation. Both the
design and construction teams need to
work together so that the waterproofing
is properly coordinated and detailed in
concert with the means and methods of
construction.
References
1. www.deepexcavation.com
2. Ibid.
3. The tremie concrete placement
method uses a pipe or tube through
which concrete is placed below water
level. The lower end of the pipe is
kept immersed in fresh concrete so
that the rising concrete from the
bottom displaces the water without
washing out the cement content.
4. Kamran M. Nemati. Temporary
Structures, Excavation and
Excavation Support. University of
Washington. 2007.
3 8 • R C I I n t e r f a c e N o v e m b e r 2 0 1 7
Douglas R. Stieve,
RRC, AIA, is a principal
with Wiss,
Janney, Elstner
Associates’ New
York office, having
been with the firm
for 26 years. He
specializes in roof
and waterproofing
consulting, as well
as in masonry construction.
He is a
member of RCI’s
Technical Advisory and Document Competition
Committees, as well as New York
City’s Building Code Review Committee and
several ASTM committees. Stieve is a registered
architect in six states, is a Green Roof
Professional, holds a National Council of
Architectural Registration Boards Certificate,
and is a Registered Roof Consultant.
Douglas R. Stieve,
RRC, AIA
Figure 10 – The use of stay forms resulted in a change to negative-side
waterproofing for this project.
New York City Council recently approved a bill requiring at least 40 hours of safety training for construction workers. The bill,
called Intro 1447, has been heavily opposed by real estate and development groups, who allege it unfairly targets minority, immigrant,
and small-firm workers without the resources to complete the training, and who claim it will “paralyze” construction and
benefit unions. There have been more than 40 deaths at construction sites in the city from 2015 through September 2017.
The bill requires workers to complete the course by December 2018 or 2020 if the Department of Buildings (DOB) determines
there are insufficient training facilities available before the first deadline.
By March 2018, workers must complete the equivalent of OSHA 10, the Occupational Safety and Health Administration’s
10-hour course. They will then complete an additional 30 hours of training, followed by 10-25 hours, still to be determined by
the DOB. At least eight will pertain to the dangers of falling and objects at construction sites. Workers who have undergone such
training or completed a 100-hour training course (often seen in apprenticeship programs) in the past five years are exempt.
The bill includes some incentives for developers to pay for the training, but contractors are still expected to shoulder some of
the costs. Some $5 million in tax money is earmarked for training, but opponents claim that is not enough for 120,000 non-union
construction workers.
— The Real Deal
NYC Requires Safety Training for Construction Workers