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Vapor Permeability Provides No Performance Benefit for Roofing Underlayments in Ventilated Attics

May 15, 2011

ABSTRACT
Many manufacturers have introduced
synthetic underlayments in the roofing
market to serve as secondary water shedding
barriers under roof shingles. Tradi –
tional organic asphalt felt has served this
purpose for years, but durability has diminished
over time, and the product is inferior
to recently available synthetic products
made with layers of composite polyolefin.
While traditional felts are permeable, allowing
moisture vapor transfer over time,
newer synthetic materials are typically nonpermeable,
allowing very little moisture
transport.
Recent testing and evaluation at Owens
Corning demonstrates that “adding” breath –
ability to synthetic underlayment provides
no advantage to the building performance
of an asphalt roof assembly.
A modified ASTM E96 “dry cup” testing
method demonstrated that standard overlapping
shingle construction creates its own
vapor barrier system, preventing both the
transport of moisture from exterior weather
elements and the escape of moisture vapor
from the building interior. Mois ture transfer
through the roof cannot be achieved simply
by making the underlayment material
breathable. Because the experimental data
indicate that the multi-layered shingle system
creates a vapor barrier, a properly
designed and installed attic ventilation system
or a properly designed and installed
unvented roof assembly1 is necessary to
protect the roof sheathing from moisture
within the home.
The focus of this paper is to investigate
the system performance of standard as –
phalt shingles and to evaluate the impact of
installing nonbreathable underlayments
between the shingle layer and the roof deck.
The research performed indicates that nonbreathable
underlayments may be installed
below asphalt shingle roofing materials with
comparable or better moisture performance.
INTRODUCTION
The roofing market has seen an
onslaught of new synthetic underlayment
products in the past ten years. These products
bring many advantages to the installer:
increased speed of installation, lighter
weight, and significantly stronger physical
characteristics, resulting in greater wind
uplift performance than typical asphalt felt
underlayments. As durable moisture barriers,
these products also benefit homeowners
by protecting their homes from the elements
over an extended dry-in period during
construction or reroofing.
Some synthetic products claim to
improve performance of the roofing system
by including “breathability” as an added
feature. But does this feature truly add any
benefit to a typical asphalt shingle roofing
system?
In a standard installation, underlayment
is sandwiched between the plywood or
oriented strand board (OSB) roof deck and a
covering layer of asphalt shingles. Does a
12 • I N T E R FA C E DE C E M B E R 2011
Figure 1 – Typical underlayment installation.
breathable underlayment
allow attic moisture
to escape? Does it
allow a roof deck to
breathe? These questions
are addressed in
this white paper.
DEFINING BREATHABILITY
The 2009 Inter na –
tional Residential Code
(IRC) defines a vaporpermeable
membrane
as “a material or covering
having a permeance
rating of 5 perms
or greater when tested
in accordance with the
desiccant method with
Procedure A of ASTM
E96. A vapor-permeable
material permits the passage of moisture
vapor.”2
However, traditional convention within
the building industry defines
• A material with a perm of less than
0.1 as vapor-impermeable,
• A material with a perm of between
0.1 and 1.0 as vapor-semi-impermeable,
• A material with a perm of between
1.0 and 10.0 as vapor-semipermeable,
and
• A material with a perm of greater
than 10 as vapor-permeable.
Additionally, a vapor barrier is defined
as less than 0.1 perm, and a vapor retarder
is defined as less than 1.0 perm. As such,
some inconsistency exists between the IRC
and traditional convention.
MEASURING PERMEABILITY
The industry standard test method for
water vapor transmission, also known as
permeance, is ASTM E96, Standard Test
Methods for Water Vapor Transmission of
Materials.3 Because the IRC recommends
the “dry cup” process defined as Procedure
A, and with consideration of the sample size
required to examine the overall system
effectively, the dry or desiccant method was
used for the shingle roofing system testing
in this study (Figure 2).
The test is relatively straightforward.
Test material is sealed over a container of
desiccant and placed in a humidity- and
temperature-controlled chamber. Over time,
the desiccant will draw moisture from the
ambient air in the chamber through the test
material, which is then trapped in the desiccant.
Measuring the water weight gain in
the sealed container over time gives a value
for permeance, which
measures the time
rate of water vapor
transmission through
the test material.
INDIVIDUAL COMPONENT
TESTING
ASTM E96 enables
the measurement of
individual materials
as well as the assembled system. Indi vi dual
material testing was accomplished using 6-
in. cups, with a wax seal ring around the
perimeter to close the sample cup. Table 1
provides a baseline understanding of the
roofing system materials.
SHINGLE INSTALLATION INSTRUCTIONS
Owens Corning™ Classic® 3-tab shingles
were used in all testing. Application
instructions for these shingles include a 5-
in. vertical exposure on the 12-in.-high
shingle and a 6-in. offset on the horizontal
dimension for shingle lapping. This is the
industry standard practice for shingle
installation.
Figure 2 – #15 felt underlayment sample from ASTM E96, 6-in.-diameter “dry cup” test.
Table 1 – Typical single-component testing.4
Asphalt shingles – individual 0.9
#15 felt 7.0
Breathable synthetic 9.5
Nonbreathable synthetic 0.1
7/16-in. OSB decking 1.0
Figure 3 – Overlapping shingle construction.
DE C E M B E R 2011 I N T E R FA C E • 1 3
TEST PERMEANCE
MATERIAL RATING
This method provides an overlapping “watershedding” construction
necessary to keep rainwater out (Figure 3). The same
principle greatly increases the travel path or flow length for air
movement through the same assembly. This resistance to airflow
is likely the greatest contributing factor in creating the vapor
resistance that this testing demonstrates.
With a 12-in. height and a 5-in. exposure on the individual
shingles, the overlapping system results in an air path that
always has a double layer of shingles and a triple layer of material
at each vertical intersection through which air and moisture
vapor may migrate. The 36-in. width of the shingles also introduces
a complicated path for any air and moisture vapor to travel
through in the horizontal or lateral direction. Additionally,
shingles are relatively heavy and flat and have a rough surface;
all three of these physical characteristics increase the resistance
to airflow in the roofing system.
ROOFING SHINGLE LAYER TESTING
A 24-in.-wide by 36-in.-long commercially available plastic
pan was selected as the “test dish” for the ASTM E96 testing on
large-scale system components. This size allowed for a typical
asphalt shingle application with seven overlapping horizontal
rows of shingles and three vertical butt joints between adjacent
shingles. To simulate the shingle
layer during application, an OSB
frame was fabricated with large slotted
windows to allow moisture vapor
transfer through this layer with minimal
interference from the OSB, while
the OSB allowed the shingle attachment
as per manufacturer’s instructions
(Figure 4).
Repetitive testing on this application
showed the multilayered asphalt
shingle system—when installed per
the manufacturer’s instructions—
has an average moisture vapor transfer
rate of 0.65 perms. Demon strat –
ing a measured perm of less than 1.0
Figure 4 –
Shingle layer
on OSB frame
with large
slotted
windows.
Figure 5 –
Hygrothermal
simulations
validating the
hypothesis.
Figures 6A and 6B – Initial system samples.
14 • I N T E R FA C E DE C E M B E R 2011
showed that moisture transfer through the multilayer
asphalt shingles is negligible.
This important fact begs the question: If the
asphalt shingles act as a vapor retarder on the
roof, then what value is added with the introduction
of a breathable roof underlayment below it?
Any moisture within the roof deck or the attic will
not be able to move through the roofing system,
regardless of the permeability of the roofing underlayment
layer.
COMPUTER ANALYSIS
Using a state-of-the-art hygrothermal
(combined heat and moisture transport)
model developed by Karagiozis et al. (2001),
two simulations were performed representing
the impermeable and permeable underlayment
(Figure 5). This model has been validated
for a number of wall and roof systems,
showing good agreement with field
data by a number of organizations. These
two simulations were performed to investigate
the moisture storage differences
between the two types of roof underlayment
approaches. Figures 6A and 6B indicate
that there is no apparent difference in the
manner water vapor transport is managed
across these two different underlayment
systems. Follow-up simulations showed
that if time-aged roof shingles deteriorated
and water penetration occurred onto the
underlayment, substantially higher moisture
accumulation in the OSB occurred for
the vapor-permeable underlayment.
VALIDATION
Initial testing used ⁷⁄₁₆-in. OSB and
Owens Corning™ Classic® 3-tab shingles on
each sample, with three different underlayments:
standard 15-lb. felt, Fiberglas™-
reinforced felt, and a nonbreathable brand
of synthetic underlayment, using three fullsystem
boards for each test. This testing
validated the initial computer model, but
additionally, it drove further testing on the
individual components. Part of this was the
testing of the shingle overlap layer, which
was discussed earlier, but it also validated
the large-scale test specimen developed to
facilitate the testing.
The second issue examined involved the
impact of sample conditioning on the overall
test results. Moisture within the individual
components–especially a large mass element
such as a 24- x 36- x ⁷⁄₁₆-in.
OSB–could impact the overall results of a
permeability test if not properly accounted
for. See Table 2.
Table 2 – Initial system testing.
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DE C E M B E R 2011 I N T E R FA C E • 1 5
OSB, #15 felt, Classic® shingles 0.31
OSB, Fiberglas™-reinforced felt, Classic® shingles 0.32
OSB, nonbreathable, Classic® shingles 0.27
TEST PERMEANCE
MATERIAL RATING
SYSTEM TESTING WITH EQUILIBRIUM
CONDITIONING
As a follow-up to the original testing, a
full secondary set of testing was conducted
on system boards that were conditioned,
before testing, in the controlled humidity
and temperature chamber for 45 days to
reach equilibrium within the components
and the system layers. Care was also taken
to be sure that equilibrium was reached
during the weight-measuring phase of the
testing.
Low levels of moisture transfer resulted
in a total test time of 56 days, allowing sufficient
moisture to be spread over time to
accommodate the accuracy of the weight
scale that was used.5 These verification
tests also showed a full vapor retarder presented
both with the industry standard 15-
lb. felt and with the nonbreathable synthetic
underlayment. See Table 3.
ADDING A “DUMMY” SAMPLE SET
The “dummy” sample also gave some
additional opportunities for the test
method, but it also served to validate the
initial system results. This sample set was
built with a full vapor barrier, a ¼-in. sheet
of standard Plexiglass® thermoplastic.
TESTING SUMMARY
Each test procedure iteration, repeat
testing, test component analysis, and roof
system check consistently reinforced the
hypothesis that conventional system construction
in accordance with manufacturers’
instructions creates a nonbreathable
roofing system as a weather barrier for attic
assemblies. In the same respect that rainwater
and exterior elements are kept out of
attics by the overlapping construction of the
shingle system, interior moisture from within
the home does not escape through the
shingles. Incorporating a permeable underlayment
layer into the roof system does not
improve the system breathability of the
roofing system.
MANAGING MOISTURE IN A ROOF DECK OR ATTIC
If a decking sheet or attic space contains
moisture, and the roofing system is a
vapor retarder or a vapor barrier, how does
one manage that moisture?
The key is proper ventilation or protection
of the underside of the roof deck with
an appropriate unvented roof assembly.
With the asphalt shingle layer acting as a
vapor retarder, moisture should be vented
to the building exterior through the space
below or otherwise managed. With conventional
vented attics, this reinforces the best
practice of ventilation–both at the eave or
soffit and the ridge of steep-slope roof constructions.
Most building codes require a
ratio of one to 300 (1:300) for net-free vent
area to square feet of attic space. Emerging
practices in attic design using “unvented
attic space” must also account for the layered
vapor barrier of asphalt shingles by
introducing drainage and vapor planes
below the shingles and above the unvented
space.
Proper venting–and, in turn, proper airflow
beneath the asphalt shingles and
underlayment layers–will keep a roof deck
and attic space dry and functioning as
designed throughout the life of the roofing
system, with or without a breathable underlayment
below the shingles.
REFERENCES
A. Karagiozis and H. Kuenzel, “WUFIORNL/
IBP—A North American Hy –
gro thermal Model,” ASHRAE Proceedings
for the Performance of
Exter ior Envelopes of Whole Build –
ings VIII: Integration of Building
Envelopes, pp. 547-554, December
2001.
A. Karagiozis, “Advanced Hygrothermal
Models and Design Models,” The
Cana dian Conference on Building
Sim ulation, Ottawa, International
Building Performance Simulation
Table 3 – Validation testing of conditioned roofing system.
RCI Foundation Mission
To support research, education, and the dissemination of
information for issues important to the industry.
800-828-1902 www.rcifoundation.org
16 • I N T E R FA C E DE C E M B E R 2011
OSB, #15 felt, Classic® shingles 0.12
OSB, nonbreathable Classic® shingles 0.15
TEST PERMEANCE
MATERIAL RATING
Association (IBPSA), pp. 547–554,
June 13-14, 2001.
A.N. Karagiozis, “Advanced Hygro ther –
mal Modeling of Building Materials
Using MOISTURE-EXPERT 1.0,”
Oak Ridge National Laboratory.
Proceedings of the International
Particleboard/Composite Materials
Symposium, Owens Corning, pp. 39-
47, 2001.
FOOTNOTES
1. For Owens Corning Roofing and
Asphalt, LLC’s position on unvented
attics, see Technical Services Bulletin
RD-01012011. Request by phone: 1-
419-248-6557 or e-mail: gettech@
owenscorning.com.
2. International Residential Code for
One- and Two-Family Dwellings, first
printing, March 2009, copyrighted
2009 by International Code Council,
Inc., 4051 West Flossmoor Road,
Country Club Hills, IL 60478-5795.
3. ASTM E96.
4. ASTM E96, Section 11, Procedure of
Desiccant Method.
5. ASTM E96, Sect. 6.3, Balance and
Weights.
Joseph Lstiburek is a principal of Building Science
Corporation and is considered an authority on energyefficient
construction techniques in the areas of rain penetration,
air barriers, vapor barriers, air quality, durability,
and construction technology. He has conducted forensic
investigations and served as an expert witness on building
failures all over the U.S. Dr. Lstiburek has written numerous
books and technical papers on building construction, indoor
air quality, and durability, and has lectured extensively in
building science. He attended the University of Toronto, where he earned an undergraduate
degree in mechanical engineering, a master’s degree in civil engineering, and
a doctorate in building science.
Joseph Lstiburek, PhD, PEng, ASHRAE Fellow
Achilles Karagiozis has more than 20 years of building science
research experience. As the director of building science at
Owens Corning, he is responsible for feeding Owens Corning’s
innovation pipeline with customer-inspired and building
science-informed solutions. As an authority in the area of
moisture engineering, he has solved many hygrothermal
design and retrofit challenges and has developed multiple
design guidelines for various envelope systems. He has also
developed some of the world’s most advanced hygrothermal
models (WUFI, MOISTURE-EXPERT, and the LATENITE family). Dr. Karagiozis is the
author of more than 120 technical papers and reports related to moisture in buildings.
Achilles Karagiozis, PhD
Paul Gassman is a product and process engineer with Owens
Corning Roofing and Asphalt, LLC, with 18 years of experience
in design, development, and manufacturing of building
materials products. He holds a BS in civil engineering from
Ohio State University and has been a registered professional
engineer in the state of Ohio since 1990.
Paul Gassman, PE
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It’s a
lawsuit
Design Verification Testing
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Mock-up in Design Verifiaction Test Chamber.
If you’re not testing, you’re guessing.
DE C E M B E R 2011 I N T E R FA C E • 1 7
It’s not just a leak.
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Mock-up in Design Verifiaction Test Chamber.