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A Flash In The Pan: A Field Guide For Windows And Doors

November 2, 2008

WHAT’S NEW
The latest standard for window and door
installation, ASTM E2112-07, Standard
Prac tice for Installation of Exterior
Windows, Doors, and Skylights, recommends
sill pan flashing under all windows
and doors for low-rise residential and light
commercial buildings, with a few generalized
exceptions.
The 2006 International Building Code
(IBC) is now generally adopted and recognized
as the single
national building
code in the United
States. It has new
requirements that
address the importance
of flashings
for the weather protection
of buildings.
Although ASTM
E2112-07 defers to
window and door
manufacturers for
installation instructions,
it remains the
default voluntary
standard if there
are no specific recommendations
from
the manufacturer.
Also, if there is no
flashing design provided
on the construction
documents
for a particular building project, then
ASTM E2112 provides guidance.
A complete sill pan flashing assembly is
shown in ASTM E2112 (See Figures 1 and
2). The conceptual configuration illustrates
and identifies the necessary parts of the
flashing for a window. A door’s sill pan
flashing would be similar but adjusted for
the substrate and floor-level conditions on
either side of the threshold. The important
items in these drawings are the configurations
and the identified parts making up a
complete pan.
Sill flashing definitions can be found in
ASTM and other sources. Useful terms for
evaluating assemblies include:
• Sill pan – The horizontal bottom
part of a window or door.1
• Pan flashing – A type of flashing
used at the base of large openings or
penetrations such as doors or windows.
Pan flashings are designed to
collect water and drain water directly
to the exterior or onto the weatherresistive
barrier. Pan flashings have
an upturned inner leg and upturned
end legs, which form a three-sided
pan.2
• Sill Protection – A water-resistant
covering provided for sills of rough
Figure 1 – Sill pan flashing configuration (based
on ASTM E2112).
Figure 2 – Sill pan flashing
configuration (excerpt from
ASTM E2112 -07, Figure A3.4).
14 • I N T E R FA C E A P R I L 2010
openings that lack a true pan feature.
3
These terms help to differentiate shapes
and configurations of sill pan flashings.
Other sill pan configurations without all of
the parts may not be effective at controlling
leaks. The sill pan flashing shown in ASTM
E2112 is a complete assembly that does the
most to manage incidental water (see Figure
3).
ASTM E2112-07 is intended to include
recommendations for different building construction
types, such as barrier walls (solid
brick, masonry, concrete, precast and
metal/composite panels) and drainage walls
(siding, paneling, stucco, and certain veneer
claddings). The standard has the most comprehensive
descriptions and illustrations
for framed walls – wood or metal. This paper
focuses on the pan configuration typically
used with framed walls with sheathing supporting
a concealed water-resistant barrier
(WRB), e.g., building paper or housewrap
(see Figure 4). The Field Guide (see Appendix
2) will include all types of sill
pan flashing examples.
When the WRB is behind
the exterior cladding with concealed
drainage walls, the integrated
flashing can be chosen
from a variety of materials.
ASTM E2112-07 recognizes four
available flashing material and
fabrication methods. Table 1
shows an expanded table based
on ASTM’s Table 5, revised to
include liquid-applied coatings (“liquid
membrane”), i.e., Type V.
The recent use of vapor-permeable, liquid-
applied WRB has not yet been
addressed by ASTM E2112. Although
recently promoted for commercial buildings,
liquid-applied flashings and liquidapplied
weather barriers are more common
with drainage barrier EIFS applications,
primarily in the residential market. ASTM
Table 5 could be modified in the future to
include liquid-applied flashings and identified
as Type V.
WHAT’S GOOD
With the recent attention being paid to
the importance of sill pan flashings, there
are more references available that address
the subject. The 2006 IBC and ASTM
E2112-07 have examples with some good
information.
CONSTRUCTION DOCUMENTS
2006 IBC, Sec 106.1.3, requires construction
documents to show details of the
“exterior wall envelope as required, in –
cluding flashing,… corners, end details,…
water-resistive membrane, and details
around openings.” This code requirement
should improve the quality of building
plans.
PERIMETER FLASHING
Weather protection
is emphasized in
2006 IBC, Section
1403.2. Opening
flashing is spelled out
in 2006 IBC, Sec.
1405.3, which notes,
“[F]lashing shall be
installed at the pe –
rimeters of exterior
door and window as –
semblies.” This code
requirement should
improve the attention
builders apply to construction.
SILL PAN FLASHING
The compiled section on pan flashing in
ASTM E2112-07 is now easier to navigate.
There are minimum dimensions provided
for pan flashings. The pan illustrations are
shown in three dimensions (3-D), so the
critical sill-jamb corners can be shown to be
uniform and continuous (see Figure 2).
Different materials and fabrications are
illustrated (see Appendix 1).
The pan configuration is shown and
defined to contain and manage water infiltration
from different source locations (see
Figure 3). The ASTM E2112 definition for
pan flashing includes an important defining
note.
Note – Pan flashings have up –
turned legs at the interior edge
and ends of the rough opening to
form a three-sided pan. They are
intended to collect and drain
water toward the exterior, including
water that may enter through
the window unit (for example,
between the jambs and sill) or
around the window (between the
rough opening and the fenestration).
Table 1 – Types of pan flashing materials.
Figure 3 – Sill pan flashing collects and
drains water from different sources.
A P R I L 2010 I N T E R FA C E • 1 5
Figure 4 – Sill pan flashing in sheathed wall-framing opening.
Rigid Sheet 1 piece or multiple pieces Type I
Rigid Sheet Multiple pieces Type II
Flexible Membrane 1 piece or multiple pieces Type III
Combination Systems Multiple pieces Type IV
Liquid Membrane Continuous coating Type V
(Based on and expanded from ASTM E2112-07, Table 5.)
SLOPED VS. FLAT SILL PAN
ASTM recommends that the pan portion
of the sill pan flashing slope toward the outside
in order to promote drainage. It also
recognizes the practicality of window and
door installations that need to be installed
plumb and level (see Figure 5). The bottoms
of most modern fenestration units are flat
and typically installed to sit on a flat sill
rough opening. So a sloped pan would
require a sloped shim to support the fenestration
unit with a flat sill bottom. The
ASTM document recognizes that flat sill pan
flashings up to and including a 6-in depth
can be effective, so slope is only recommended
and not required. When sill pan
depths are greater than 6 in, ASTM E2122-
07 requires the pan to slope. So sloped
shims would also be required for deep fenestration
units with flat sill bottoms.
THREE-SIDED PAN WITH FRONT AND SIDE FLANGES
The ASTM E2112-07 and E2266-04
standards define a complete sill pan flashing.
Other sill protection techniques that do
not incorporate all of the parts of the pan
risk leakage. A complete sill pan flashing
provides a method for controlling
water intrusion
from several sources of
leaks, including:
1. Water entry around
the window/door
unit into the rough
opening.
2. Water entry through
the window/door
unit through weather
stripping or overtopping
sill tracks.
3. Leaks from window/
door unit
frame joinery.
A complete sill pan flashing assembly
can manage the incidental water from these
sources (Figure 3). Excessive leakage may
overwhelm the capacity of a sill pan.
REAR LEG HEIGHT
ASTM E2112 describes the concept of
pan flashing performance related to the
capacity of the pan to resist wind-blown
rain pressure. The pressure of the wind to
drive or draw water “uphill” is resisted by
the height of the rear leg of the pan.
Appendix A3 of ASTM E2112 lists pressure
differentials and the corresponding rear leg
heights noted as H1 to prevent leaks overtopping
the pan (Figure 6).
Implied but not stated is the opportunity
for a low-performance window/door to be
backed up with a high-performance sill pan
flashing that has a high rear-leg height
(Figure 7).
WHAT’S BAD
Along with the good information available
for reference concerning sill pan flashings,
there still remains and continues to be
some bad news –– or, more accurately, news
presented badly.
CONFUSING CODE LANGUAGE
The latest IBC requires weather protection,
window and door installation instructions,
and particular instances of flashing.
However, by being both general and specific,
the building code is likely to generate
confusion for both the design profession
and the construction industry. Satisfying
code requirements will likely evolve as codeacceptable
building plans and detailing
practices develop.
The 2006 IBC code, Section 106.1.3,
requires that construction documents
“include manufacturers’ installation in –
struc tions that provide supporting documentation
that the proposed penetration
and opening details described in the construction
documents maintain the weather
resistance of the exterior envelope.” Does
this mean building plans need to include
copies of window and door manufacturers’
cut sheets on the plans? Are manufacturers
required to design specific instructions for a
specific project? Will reference in the project
specifications to the manufacturers’ general
recommendations no longer suffice?
MISLEADING STANDARD
In the author’s opinion, ASTM E2112
can be easily reviewed by construction
experts to find miscellaneous inconsistencies,
some conflicts, and many unevenly
developed sections. Examples of compromises
made in the original edition that were
not revisited between the 2001 edition and
the updates to the 2007 edition are noted
below.
Figure 5 – Flat and sloped sill pans.
Figure 6 – Sill pan with rear leg height H1 (ASTM E2112-07,
Figure A3.1).
Figure 7 – Sill pan rear leg height, (ASTM
E2112-07, Figure A3.2).
16 • I N T E R FA C E A P R I L 2010
SILL PROTECTION FOR DOORS
One traditional
and accepted meth od
of providing sill protection
at door thresh olds
(sills) is to bed the door
threshold in beads of
seal ant or in a full,
solid bed of sealant.
This technique is not
fully described and ex –
plained in E2112.
There are a number of
considerations to re –
view before using this
technique. Un for tu –
nately, the ASTM
E2112 document
shows some in effective
water management
fea tures re garding the
sealants applied at
thresholds. The sill
pan flashing for doors
is problematic (see
Figure 8).
DOOR THRESHOLD SEALANT
PROBLEMS
• The sealant must adhere to doorframe
and substrate. The type of
threshold can vary and needs to be
appropriate for sealant use.
• Placement of beads of sealant must
be continuous and sufficient to
main tain contact with the irregular
shapes of the bottom of milled wood
and extruded aluminum thresholds.
• Placement of sealant may trap moisture
originating behind the line of
sealant under the sill if not allowed
to drain.
• Placement of sealant may not capture
leaks originating from frame
cor ner joinery.
• Doorframes can have thresholds
pre attached to jambs, which results
in the sealant upturn per ASTM at
the jamb rough openings left unadhered
to the doorframes. The seal –
ant upturn placed at the rough
openings and the jamb of the doorframes
is spaced away from contact
with the sealant.
• Doorframes assembled on site can
have the threshold applied after the
jambs, which leaves the thresholdto-
jamb joint unsealed unless spe –
cifically included with flashing
instructions.
PIECED SILL PAN
The other sill flashing technique for
doors also included in ASTM E2112 as a
method for block-frame windows consists of
sealing angle pieces to the WRB to form a
sill pan (see Figure 9). This technique
appears to be an invention proposed for
framed membrane drainage walls that was
carried over in concept from applications
used for storefront subsill installations in
surface drainage barrier walls. There are
several problems with trying to make the
irregular technique work for drainage walls.
These include the following pieced subsill
flashing technique problems:
• Relies on sealant to glue the subsill
angle pieces to the WRB at the jamb.
Sealant adhesion is critical, but
there are limited sealant products
that can bond to both a metal or
plastic subsill angle and an asphaltbased
or polymeric WRB used at
drainage walls.
• The flashing angle relies on a fillet
bead of sealant to seal to the rough
opening and to the end of the sill
pan. The sealant options shown in
ASTM E2112, Table A4.1 (Appendix)
do not recognize a fillet sealant bead
without a bond breaker.
• The top edge of the pieced angle at
Figure 8 – Sill pan seal at rough opening (excerpt from ASTM
E2112-07, Figure 13).
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A P R I L 2010 I N T E R FA C E • 1 7
the jamb is not counterflashed by
other flashing or by the WRB turned
into the rough opening. The lack of
counterflashing breaks one of the
principles of good wall waterproofing:
Apply waterproofing in shingle
lap fashion.
In the author’s opinion, the sill pan
flashing methods for doors and windows
shown in Figures 8 and 9 are not
durable or practical for membrane
drainage walls, and the examples
should be removed from the ASTM
standard.
WHAT’S UGLY
And to complete the references
that are good and bad, there is published
information that tries to be
helpful, but is not presented well or is
incomplete. It gets ugly (read “difficult”)
when one tries to make sense of
it.
BUILDING CODE
The 2006 IBC code Section
1405.3 on flashing includes the
requirement that “[f]lashing
with projecting flanges shall be
installed on both sides and the
ends of copings, under sills, and
continuously above projecting
trim.” Notice the phrase “under
sills.” It has not been established
if the IBC is requiring
sill pan flashing for
windows and doors. It
doesn’t appear that code
officials are interpreting
this strictly for contemporary
work. The 2006 Code
and Commentary, Vol. 1 by
the International Code
Council (ICC) provides
Figure 1405.3(3), showing
a masonry through-wall
flashing below a windowsill
to illustrate this code section.
However, is it a
through-wall flashing for
the masonry sill, or is it a
sill pan flashing for the
window? The example in
the ICC commentary does
not include the illustration
of the option of flashing the
windowsill to the waterresistive
membrane, presumably
on the sheathing
shown inboard of the masonry.
It does not appear that the building code
has anticipated the difficulty in providing
specific details for many of the various types
of wall constructions that are available and
the many selections of windows and doors
that can be installed for exterior walls.
ASTM STANDARD
ASTM E2112 is intended to gather and
disseminate practical knowledge. Some of
the information in ASTM E2112-07 needs to
be reviewed with a high degree of professional
knowledge and experience. Some of
the examples of problematic presentation of
information include those listed below.
SEALANT ADHESION
The sealants listed in the ASTM E2112,
Appendix Table A4.2, are rated as “Poor,”
“Fair,” and “Good” in terms of adhesion to
various construction substrates. However,
the results are not uniformly consistent
with the author’s experience regarding compatibility
and adhesion. For example, the
au thor believes that most silicone and poly –
urethane sealants perform poorly with
asphalt-based WRB and the polyethylene
facings of most self-adhering flashing (SAF)
products. Specific hybrid polyurethane
sealants are marketed for use with proprietary
building paper and SAF. The author
believes most silicone sealants also perform
poorly with wood substrates and especially
moist wood, whether becoming moist before
or after construction. A few silicones are
marketed to be compatible with and adhere
to SAF. The benefits of butyl sealant as a
bedding sealant for metal and plastic sill
pans in concealed locations are not described.
Unfortunately, sealants are a very
important component in the performance of
bedding sealants and flashings for success-
Figure 9 – Pieced sill pan (excerpt from E2112-07, Figure
31).
Table 2 – Comparison of sill pan flashing dimensions, minimum inches.
18 • I N T E R FA C E A P R I L 2010
Pan part ASTM E2112-07 SMACNA, 2007 FEMA Tech
1968-2003 Fact Sheet No. 21
Front flange 2 in As necessary, 4 in at decks Not specified
End (side) dam 2 in 4 in 3 in to 4 in
Rear leg ( back dam) H1 ½-in hook 3 in to 4 in
Side flanges 2 in 4 in Not specified
Figure 10 – Sill pan flashing dimensions.
ful installation, and ASTM E2112 does not
identify the generic sealant types in many
places of the standard where sealants are
called for. Many details or descriptions of
installations do not note that different types
of sealants will be needed to complete one
assembly. Selection of the wrong sealant
can result in the failure of the waterproofing
system.
A better reference for sealants is still the
AAMA 850-91 Fenestration Sealants Guide.
Unfortunately, it does not cover sealants
used for the building substrates that make
up the wall-opening interface with windows
and doors.
PAN DIMENSIONS
The dimensions of sill pans shown in
Figure A3.2 of the ASTM E2112 Appendix
are not consistent with the recommendations
from other industry organizations. The
2-in minimum of ASTM E2112-07 will not
be adequate for certain applications with
combined high winds and rain that are not
addressed by the standard (see Figure 10).
It is not noted in ASTM, but the flanges
of premanufactured sill pans that have limited
end dam heights and side flange dimensions
can be extended by lapping strips of
SAF over the edges to effectively increase the
pan dimensions (see Figure 11).
AIR SEALS
The performance of a sill pan is similar
to the performance of many windows or
doors in that the height of the rear leg is
related to its resistance to wind-blown rain.
Wind-blown rain and wind velocity vary in
different geographical regions. The wind
velocity generates a differential pressure
against a building, wall, window, or door
opening. The wind pressure “pushes” (or
“pulls” from the leeward side) rainwater into
joints, seams, and seals of windows/doors
and the opening perimeter. The wind pressure
can drive water upwards. The height of
this raised water is known as “water head”
or “H,” noted in inches with ASTM E2112.
The formula for equating the wind velocity
[noted in miles per hour (mph)], to pressure
[noted in pound per square foot (psf)], can
be found in ASCE-7 and AAMA WSG.1-95.
A brief table of wind velocity, pressure, and
water rise (H) values is listed in ASTM
E2112-07, Table A3.1.
So, for example, AAMA WSD.1-95 uses
a hypothetical 50-mph wind, creating a
pressure of 6.4 psf, which can “push” water
up 1.23 inches. Therefore, a sill pan flashing’s
rear leg would need to be higher (about
1 to 1¼ inches or more) in order to prevent
overtopping. But, if the air path into the pan
is blocked so that there is no rise in the
water being forced into the pan, the pan
height can be lowered. One way to accomplish
a pan with lower rear leg height is to
provide air seals (see Figure 12).
The concept of air seals on the interior
side between pan and window/door is introduced
in ASTM E2112-07. However, it is not
Figure 11 – Increasing pan dimensions with
supplemental flashing.
A P R I L 2010 I N T E R FA C E • 1 9
fully explained, described, or illustrated for
nonexperts to find useful. In ASTM E2112-
07, Appendix Section A3, a small note is
added after the discussion of rear leg pan
height.
Note A3.1 – Rear leg pan heights can
be reduced by the use of continuous
air infiltration seals or engineered
sealant joints.
An air seal can reduce the height needed
for a rear leg on a sill pan to resist a
given wind pressure that would otherwise
“push” or “pull” wind-blown rain over the
top of the pan at the rear. A rear leg sealed
to the back of the window frame blocks airflow
between sill frame and sill pan and
therefore prevents water from flowing into
the sill pan and breaching over the top rear
leg.
The air seal has to be continuous across
the back of the window frame and extend
across any gap between the ends of the sill
frame and any shim space in the rough
opening (See Figures 13 and 14). The air
seal application can be addressed by a couple
of methods.
Having a perimeter air seal around the
interior (room side) of the window frame will
also prevent other air infiltration to reduce
energy loss. A method of providing a peri –
meter air seal is with the use of low-expanding
aerosol foam or foam tape. Urethane
foams can also seal well to metal frames
and most rough opening substrate materials.
Foam aerosol and foam tape air seals
are included in ASTM E2112, Appendix A1,
but the prevention of water leakage is not
discussed with the coordination of sill pans.
Additional backer rod and sealant
extending up the vertical shim space
approximately 6 in will be required to bridge
across the shim space gap to effectively create
an equivalent raised rear pan leg
(Figures 13 and 14). The sealant will need to
adhere to the frame jamb and end dam of
the pan at the side of the rough opening.
Having the pan end dam dimension extend
up at least 4 to 6 in can provide a better
substrate for the air seal sealant adhesion
than wood framing or other nonmetal
sheathing material.
A continuous perimeter air seal provided
by low-expanding foam, tape, or sealant
also blocks the rise of water in the sill pan.
It has the advantage of completing the airinfiltration
blockage needed to have a continuous
air barrier system as part of the
wall assembly (see Figure 15).
With the recommendation that all windows
and doors have sill pan flashings,
there was no recognition that the sill pan
drainage challenges are different with block
frames and mounting flange (a/k/a nail-fin
or nail-on) frames. The drainage of the sill
pan flashing with a block frame unit is
described and shown in E2112 with a discontinuous
bead of sealant at the forward
edge. But the nail-fin installation was not
described or shown in the ASTM standard.
In order for a sill pan to drain when
using a nail-fin frame, the joint between
them needs to open. This can be accomplished
in several ways. The perimeter bedding
sealant typically applied behind the
mounting flange can be omitted along the
sill; holes or slots in the sill flange can be
drilled or cut (with the manufacturer’s permission);
or the sill fin of doors can be
ordered to be removed at the factory or field
cut (with manufacturer’s permission). A
practical method of allowing drainage is to
provide intermittent shims between sill
flanges and sill pan front flanges. Solid
plastic shims set in sealant or strips of SAF
through which fasteners are driven can be
applied behind the mounting flange (See
Figure 16).
Figure 12 – Air seal reduces rear leg height.
Figure 14 – Windowsill pan with air seal –
extended rear leg.
Figure 13 – Windowsill pan with air seal.
20 • I N T E R FA C E A P R I L 2010
CONCLUSION
Sill pan flashing is currently being
reconsidered by the construction industry
as a necessary backup to windows and
doors for low-rise residential and light commercial
buildings, although debate continues
on whether or not it must be universally
required. A sill pan flashing for windows
and doors can certainly be included to
improve the water-resistance performance
of all building types.
Despite the good, the bad, and the ugly,
the 2006 IBC and ASTM E2112 can be useful
references for important flashing information.
Designers, specifiers, and builders
can use ASTM E2112 to recognize many
important concepts and features when
deciding to include a sill pan flashing for a
strategy to improve the performance of
perimeter wall opening flashings.
Other methods are available besides
those that are included or not fully
explained by ASTM E2112. Some advice
needs to be independently judged and sorted
out by knowledgeable professionals. This
article is intended to point out some of the
positive and negative aspects of the information
currently available, from the
author’s perspective as an insider helping to
develop industry standards. The Field
Guide sidebar to this paper (Appendix 2)
can illustrate how the concepts in ASTM
E2112 can be implemented and how sill
pan flashings can be incorporated into various
types of construction.
REFERENCES
The author was involved in the CAWM
committee that issued CAWM 400-95 and
CAWM 410-97. He participated as a member
of the ASTM Task Group E6.51.11,
which developed ASTM E2112, and witnessed
the evolution of the document for
ten years. The opinions expressed here are
solely the responsibility of the author.
The following references are useful for
studying the subject of flashings and sill
pans.
BIBLIOGRAPHY
2006 International Building Code, In –
ter national Code Council, Country
Club Hills, IL, www.iccsafe.org.
2006 International Building Code and
Commentary, Vol.1, Country Club
Hills, IL, www.iccsafe.org.
AAMA 711-05, Voluntary Specification
for Self-Adhering Flashing Used for
Installation of Exterior Wall Fene –
stration Products, 2005, AAMA
Schaumburg, IL, www.aamanet.org.
AAMA 850-91, Fenestration Sealants
Guide, 1991, AAMA, Schaumburg,
IL, www.astm.org.
AAMA 2400-02, Standard Practice for
Installation of Windows With a
Mounting Flange in Stud Frame
Con struction, 2002, AAMA, Schaumburg,
IL, www.astm.org. (This standard
was based on CAWM 400-95
but omitted the critical requirement
for the vertical edges of the WRB to
be sealed along the window jamb.)
AAMA 2410-99, Standard Practice for
Installation of Windows With a
Mounting Flange in Stud-Frame
Construction, 2002, AAMA, Schaumburg,
IL, www.astm.org. (This standard
was based on CAWM 410-97.)
AAMA IM-TM, Installation Masters
Training Manual, 2000, AAMA,
Schaum burg, IL, www.aamanet.org.
(This manual was based on the prepublication
work of ASTM E2112-
01. It includes more background
information directed towards window
installers.)
AAMA WSG.1-95, Window Selection
Guide, 1995, AAMA, Schaumburg,
IL, www.aamanet.org.
Architectural Sheet Metal Manual, 1965
(1st ed.), 1968, 1979, 1987, 1993,
2003 (6th ed.), SMACNA, Chantilly,
VA, www.smacna.org.
ASTM E112-01, Standard Practice for
the Installation of Exterior Windows,
Doors, and Skylights, 2001, ASTM
International, Conshohocken, PA,
www.astm.org.
Robert Bateman, “Designing and Speci –
fying Self-Adhering Flashings for the
Window-Wall Interface,” Journal of
ASTM International, Nov./Dec. 2005,
Vol. 2, No. 10, www.astm.org.
Robert Bateman, Nail-on Windows –
Installation and Flashing Procedures
for Windows and Sliding Glass
Doors, 1995, DTA, Inc.,
www.buildersbooks.com.
Robert Bateman, “Sill Pan Flashing for
Block-Frame Windows in Recessed
Concrete Openings – Case Studies,”
Journal of ASTM International,
March 2008, Vol. 5, No. 3,
www.astm.org.
T.K. Butt, “Window Installation – An
Evolving Challenge,” November 8,
2004, unpublished manuscript,
Interactive Resources, Inc., Pt.
Richmond, CA, www.intres.com.
CAWM 400-95, Standard Practice for
Installation of Exterior Windows
With Integral Mounting Flange in
Wood Construction, 1995, CAWM
(defunct; some members reorganized
into AAMA, Western Region),
22 • I N T E R FA C E A P R I L 2010
Figure 15 – Continuous air seal at interior window perimeter. Figure 16 – Block frame and nail–fin frame drainage at sill pan
flashing.
Los Angeles, CA. (See AAMA 2400-
02 for similar but not identical standard.)
CAWM 410-97, Standard Practice for
Installation of Sliding Glass Doors
With Integral Mounting Flange in
Wood Construction, 1997, CAWM
(defunct; some members reorganized
into AAMA, Western Region),
Los Angeles, CA. (This standard
illustrated different sill pan flashings.)
R.W. LaTona and T.A. Schwartz,
“Against the Wall,” Architecture
Magazine, May 1990. www.sgh.com.
Residential Sheet Metal Guidelines,
2001, SMACNA, Chantilly, VA,
www.smacna.org.
S.S. Ruggiero, and J.C. Myers, Design
and Construction of Watertight
Exterior Building Walls, 1992, ASTM
STP 1107, ASTM International,
Conshohocken, PA, www.astm.org.
“Walls – Avoiding Moisture Accu mu la –
tion in Walls,” Form A530A, revised
October 2002, APA, Tacoma, WA,
www.apawood.org.
“Window and Door Installation –
Homebuilders Guide to Coastal
Construction,” Technical Fact Sheet
No. 21, circa 2007, FEMA,
www.fema.gov.
FOOTNOTES
1. ASTM E2112-07, Standard Practice
for the Installation of Exterior Win –
dows, Doors, and Skylights, 2007,
ASTM International, Conshohocken,
PA, www.astm.org.
2. ASTM E2266-04, Standard Guide
for Design and Construction of Low-
Rise Frame Building Wall Systems to
Resist Water Intrusion, 2004, ASTM
International, Conshohocken, PA,
www.astm.org.
3. “Laboratory and Field Evaluation of
Pan Flashing/Sill Protection and
Wa ter-Resistive Barriers,” April
2006, Williams Building Diagnostics
– NAHB Research Center, Inc.,
PATH/HUD, Washington, DC,
www.huduser.org. and www.pathnet.org.
EDITOR’S NOTE: This article was first
published and presented as part of the
Proceedings of the RCI Building Envelope
Technology Symposium, October 27-28,
2008, in Atlanta, GA.
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A P R I L 2010 I N T E R FA C E • 2 3
TYPE MATERIAL FABRICATION DIAGRAM
Type I Rigid sheet – metal or plastic One piece
Multiple pieces – soldered or welded watertight
Type II Rigid sheet – metal or plastic Multiple pieces – solid preformed corners lapped
and sealed or joined to a solid center section with
watertight seal
Type III Flexible membrane One-piece, formable membrane
– self-adhering flashing
Multiple pieces, membrane pieces lapped watertight
Type IV Combination – rigid + Multiple pieces – usually preformed rigid corners joined
membrane flashing with lapped self-adhering membrane sheet(s)
Type V Liquid – membrane coating One piece – spray-, brush-, or roller-applied coating
applied directly to the substrate. Note: integrate with
any separate flashing & WRB
24 • I N T E R FA C E A P R I L 2010
APPENDIX 1
Types of Sill Pan Flashing – Fabrication
(Based on ASTM E2112-07, Table 5)
1: Type III – SAF
pan – concealed for
nail-fin window in
recessed metal
siding opening.
2: Type I – GSM pan – direct drain for block-frame
window in recessed stucco opening.
APPENDIX 2
There are various types and shapes of sill protection and different methods of constructing and installing a sill pan flashing for windows
and doors. The Field Guide shows some of the examples of the types of sill pan flashings used for windows and doors in various
types of wall openings and combined with different wall claddings.
A P R I L 2010 I N T E R FA C E • 2 5
FIELD GUIDE TO SILL PAN FLASHING
Field Guide Notes:
• Concealed – refers to a sill pan that is
under the wall cladding and integrated with a
drainage-type water-resistive barrier (WRB)
• Direct Drain – refers to a sill pan that
drains under the window/door immediately
to the outside of the exterior wall cladding
and can be used with barrier walls or
drainage walls
• GSM – galvanized sheet metal
• SAF – self-adhering flashing
• Type I, II ,III, IV – refers to ASTM
E2112-07, Table 5
• Type V – refers to Table 1 liquid membrane
coating (Appendix 1)
• WRB – water-resistive barrier
6: Type I – GSM pan – direct
drain for block-frame
window in concrete opening.
4: Type I – Aluminum pan and sill
cover – direct drain for block-frame
window in recessed stucco opening.
(Left) 3: Type I – GSM
pan – concealed, for
block-frame window in
recessed stucco opening.
5: Type I – GSM pan –
concealed, for blockframe
door in flush
stucco opening and
elastomeric deck.
Robert Bateman has worked as an architect for several A/E firms
over the past 25 years and currently practices as a staff consultant
specializing in waterproofing the exterior building envelope.
He has been involved in forensic investigation and repair design
for residential, multifamily, commercial, and institutional buildings,
including litigation support and expert witness testimony.
Bateman has a B-1 general building contractor license from
California and has been certified as a building inspector and
plans examiner by the International Code Council. He has actively
participated with standards development for ASTM E2112-01 and the details and
appendices on sill pan flashing for ASTM E2112-07. Robert has presented at national
building and design organizations and trade shows, including RCI’s Affiliated SoCal
Chapter. He has published peer-reviewed papers for ASTM and BETEC on building envelope
detailing and window flashing. Bateman is the author of Nail-on Windows –
Installation Procedures for Windows and Sliding Glass Doors, published in 1995.
Robert Bateman
26 • I N T E R FA C E A P R I L 2010
APPENDIX 2 (CONTINUED)
14: Type V – Liquid-applied sill protection to
flush opening. A Type I – multiple pieces
pan will go over the sill.
11: Type III – SAF pan – concealed
for block-frame window in metal
panel cladding. Aluminum sill
cover protection over pan flashing.
7: Type I – GSM pan – Concealed, for blockframe
window in recessed stucco opening.
Type III SAF sill pan under the metal pan.
(Below) 8: Type III – SAF pan –
concealed, for block-frame win –
dow in recessed stucco opening.
9: Type III – GSM pan – direct drain for
block-frame window in masonry opening.
12: Type III – SAF pan – concealed
for block-frame window in brick
veneer cladding. Aluminum sill
cover protection.
(Left) 1: Type IV – Stain less
steel pan corners and
separate rear leg with
Neoprene sheet membrane
center section and urethane
deck coating. Block-frame
sliding glass door in
recessed stucco opening.
13: Type III – SAF pan – concealed, for
block-frame window in recessed stucco
opening. Aluminum sill cover protection.