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Your First Step to Coating Success: Substrate Preparation

October 8, 2017

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This article was written from a presentation given
on July 19, 2016, at the International Roof Coatings
Conference in Philadelphia, PA, sponsored by the
Roof Coating Manufacturers Association.
The largest growth segment in
the roof-coating marketplace
is roof-coating systems that
are being used as restorative
solutions on existing roofs. As
roof coating technology evolves
and improves, roof coatings are being used
on virtually any existing substrate to extend
the service life of the original roof system.
Bituminous systems are usually an easy
match for most coating products on the
market, while single-ply systems that used
to be “off limits” are routinely coated with
the aid of newer technology primers. Metal
roofs of all configurations can have color
fading, minor surface rust, and appearance
issues addressed by refreshing with a roof
coating system engineered
for metal roof recovery.
Growth in the use of roof coatings
is mainly attributable to their economic
advantages. The typical roof coating application
will be significantly cheaper than
a membrane overlay or a reroof. Added to
that is the tax advantage of a roof coating
installed as a maintenance system rather
than a capital improvement. Capital and
maintenance budgets are significant drivers
of the majority of roof coating solutions.
With all of the market growth come
issues because not every roof coating is
created equal. Each product has its own
strengths and limitations, and every product
carries significant text in its application
guidelines under “Jobsite Requirements,”
“Existing Conditions,” or “Substrate
Preparation.” This is the tedious fine print
that is routinely glossed over by nearly
everyone in the project process at one
time or another because let’s face
it—everyone wants to flip open
can lids and start applying material.
As every roof coating manufacturer
stresses “clean, dry, and
debris-free,” this article will go beyond those
watchwords to provide designers, specifiers,
installers, and owners with some areas to
watch for on their projects.
COATING FAILURE MODES
Before we get started on how to prepare
substrates to accept coating systems,
we need to understand why coatings and
coating systems fail in the first place. Roof
coatings individually—or functioning as a
system—fail in three distinct ways: through
adhesion, cohesion, or substrate failure. We
will examine each failure mode.
Adhesion is the simple concept of the
coating sticking to the surface it is applied
to. Every coating has its limitation, but
the basic concept is the coating should be
able to stick to its substrate if it can resist
at least five pounds of force. Since adhesion
measures the ability of the coating to
remain engaged with the substrate, substrate
preparation can have a big impact
on the adhesion of the coating product or
coating system. If there are any questions
about adhesion, apply test strips on the
roof to be coated and take test pulls prior to
application of the entire system.
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A well-prepared substrate can support a restorative
coating solution that will extend the service life of a roof.
Cohesion is a failure within the coating
itself. Cohesion failures are usually attributed
to product quality from the point of
manufacture or product degradation due to
improper storage. These circumstances can
lead to a change in product chemistry that
can affect the product as a whole. Cohesive
failure can also be within the layers of the
coating system. Potentially, this could be
categorized as adhesion, but since the multiple
layers of primer, base coat, and finish
coat have been conceivably engineered to
bond to each other, we will call this a cohesive
failure. Violation of successive coating
windows is typically to blame for this sort
of failure. Many primers and base coats
need to be coated within hours—not days
or weeks—to ensure bonding of successive
layers. Consult product and system application
guides to make sure everyone is on the
same page for the work effort required on
the roof. Application beyond product shelf
life can also be a cohesive failure issue,
but should it have been applied in the first
place? Please be cognizant of this easy-toconclude
reason for product exclusion or
rejection at the jobsite.
Substrate failure (and this is where the
preparation comes in) can happen in two
scenarios: undetected and unaddressed.
Undetected conditions relate to soundness
or integrity of the substrate. Was there a
proper infrared scan to detect moisture in
the roof system to be coated? Was there an
attachment issue with a layer of the existing
substrate? Does the concrete have a weak
surface layer due to over-finishing? Is there
a “split-slab” condition that is driving moisture
to the surface at different times of the
day or year? These are the “due-diligence”
items that proper design of a roof coating
system must address. Unaddressed issues
result from too much reliance on product
performance or cavalier attitudes that the
little things don’t mean so much to overall
project outcome. Unaddressed items can be
negligent attitudes towards the “clean, dry,
and debris-free” watchwords, inadequate
budgets, or project oversight that does not
give enough credence to site preparation.
In summary, unaddressed items are inexcusable.
TYPES OF SUBSTRATES
Each potential substrate that may
receive a roof coating or roof coating system
has to be looked at as a project-specific condition.
Very few products have “one size fits
all” performance without some attention to
what the coating is being applied over. Even
rarer is the substrate that is 100% ready
to receive the coating project. Just like any
other roofing project, detailed on-site evaluation
needs to be made of every potential
project to assess coating
adhesion in horizontal
or field areas and
transition to the vertical
or rooftop details. All
coating manufacturers
have standard details
that address the common
rooftop interfaces
and give some guidance
on how to tackle those
site-specific conditions.
Common to every
project and universal
to every manufacturer
is the “clean, dry,
and debris-free” advice.
Clean means free of
contaminants. Are there
greases, oils, and other
chemical contaminants
on the roof that could
inhibit adhesion? These
need to be cleaned off or
“blocked” with primers
or other surface preparation
coatings. Dry
means dry, and most coating products have
a surface moisture tolerance of less than
5% moisture content. So that means pick
the time of day or time of year to apply a
coating. Stay out of rainy seasons, or apply
later in the morning after the morning dew
has burned off. Simple moisture meters
can give a good indication if surface moisture
is present, while more intrusive probe
systems will be required for concrete substrates.
Debris-free means all loose material
that is in the area to be coated needs
to be removed. Tree limbs, braches, twigs,
leaves, and garbage come to mind as the
usual suspects for removal. Dirt and loose
granules are commonly found in drainage
areas on the roof. Sometimes the dirt is so
entrenched it has become a part of the roof
system. No matter how stuck, it needs to
be removed, as it will be a bond breaker for
the roof coating to be applied. Following this
most basic advice takes effort by all parties
to identify the scope of work that will be
required before the roof coating starts.
BUR and Mod-Bit
Old-school built-up roofs (BUR) and
modified bitumen (mod-bit) roofs have
been receiving solvent-based and asphalt
emulsion coating systems for decades and,
more recently, water-based coatings. The
bituminous coatings can be used as a
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Figure 1 – Metal roofs have many prep steps prior to recoating. Check for the compatibility of sealants and
patching materials prior to coating application.
means to resaturate the roof and bond new
gravel or granules to the roof. Aluminumbased
products are used to provide ultraviolet
(UV) resistance for smooth-surfaced
BUR and mod-bit sheets. While declining in
use and under attack from volatile organic
compound (VOC) regulations, they are still
out there. White elastomeric coatings are
seeing increasing use to make these black
or gray roofs achieve the energy conservation
and LEED benefits of white reflective
roof membranes. The great benefit of BUR
and mod-bit is that they have multiple plies
of defense. Unfortunately, that means a lot
of seams and flashings to be prepped on an
aged roof. No matter the roof coating system
selected for the project, all seams need to be
walked and repaired with a flashing cement
or adhesive compatible with the coating
system. Roof details need to be inspected,
and many times, all vertical flashings and
penetrations must be replaced prior to the
roof coating project.
Single-Plies
Single-ply roofs present more preparation
issues, because roof coating adhesion
has been the typical failure mode—especially
with thermoplastic roof systems.
Seams and flashings must be inspected
and rewelded or “stripped-in” if needed,
while EPDM roof systems can have new
seam tape applied. Many manufacturers
have special primers to wash off or dissolve
any chalking and promote adhesion
and bond of the final roof coating system
on a single-ply roof. Lastly, be very wary
of application over mechanically fastened
systems, which can have movement due to
membrane flutter or billowing from inside
air pressure. These areas of movement can
relate to premature coating system failure
and are typically not approved for a warranty
installation.
Existing coating systems can be overlaid
with a new coating system. Compatibility
between the two systems is important
(Figure 1). Aluminum coatings can typically
only be recoated with new aluminum; silicones,
only with silicones. And sometimes
that is difficult. Extensive preparation is
needed to scarify the surface, as the existing
coating tends to be slick and will not
promote good adhesion. An adhesion test is
recommended before recoating an existing
coating system.
All existing roof systems—regardless of
membrane type or coating—need to have a
comprehensive examination for wet insulation
in the system. Minor roof breaches can
lead to extensively damaged areas in the
roof. Infrared thermography has become
the most efficient method for finding the
wet areas and marking the roof for areas of
replacement. The roof is then cut open and
all wet insulation and cover board materials
are removed and replaced. Then the roof
membrane is replaced. It is this process
and the area associated with it that typically
determine the cost-benefit analyses between
installing a roof coating system or proceeding
with a complete tear-off and reroof.
Metal
Metal roofs require special attention to
the integrity of the metal pans or panels and
the fasteners used on the project. Prior to
any coatings being applied, the roof has to
be walked to tighten or replace all fasteners.
Then most coating specifications require
sealing all joints and laps on the entire roof
with a caulk or special paste-like primer. All
scale and loose rust must be mechanically
removed and primed with a rust-inhibiting
primer. Damaged or rusted-through panels
must be replaced.
SPF
Roof coatings and spray polyurethane
foam (SPF) roofs go hand-in-hand at the
time of the application of an SPF roof.
Continual coating of the SPF roof maintains
the waterproofing integrity of the roof and
the underlying foam insulation. At the time
of a recoat, the foam system needs to be
inspected for any damaged areas that need
to be patched with SPF, and then an infrared
scan must be performed for any potential
wet areas, which should be replaced as
well. After any loose material is removed,
the roof surface should be ready to accept a
compatible roof coating. While many coating
systems will work on SPF roofs, look for a
coating system that is specially formulated
for SPF compatibility.
Gypsum and Cement Cover Boards
Many coating systems have been
designed with continuous reinforcement for
use over gypsum and cement cover boards.
This allows for protection of the underlying
substrate while providing a smooth and
strong surface to accept the coating system.
The big issue with boards is what to
do with the joints and fasteners. Joint prep
is time-consuming and needs to effectively
bridge the gap between boards so the coating
system will not develop reflective cracks.
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Look for a reinforced joint detail that will
provide long-term performance to resist
building movement. Similarly, the fasteners
and plates need to be reinforced in the
same fashion as the board joints to minimize
“scuffing” issues with the fastener and
plate profile. This can be easily mitigated by
using a low-rise foam adhesive to attach the
board, as these adhesives provide a lot of
flexibility due to their adhesion to multiple
substrates.
Concrete
Lastly, roof-coating systems applied
directly to concrete decks must deal with
the concept of “cure” vs. “dry.” Many newly
placed concrete decks will go with a 28-day
cure window, and then the general contractor
says, “Start!” Experience has told all of
the players in the industry that it’s not that
easy. The 28-day window is an indication
of ultimate concrete strength—not moisture
content. So on what does a designer,
installer, or manufacturer rely to ensure
product adhesion and mitigate the risk of
being subjected to moisture drive that could
cause blistering?
The ASTM D4263 Plastic Sheet Method,
while a good indicator of moisture presence,
has been discarded in favor of more
accurate methods. Moisture meters are
good at indicating a numerical value of
moisture in the concrete, but typically only
penetrate the first inch or two of a concrete
roof deck. Relative humidity probes are the
latest technology that gives an indication of
the conditions in the entire slab thickness.
In addition, the floor coating industry has
developed many moisture mitigation membranes—
several which are epoxy-based—
that can be utilized in roof decks.
This advice can apply to almost any
concrete deck: structural, lightweight structural,
and concrete in unvented pans. Stay
close to this subject, as more guidance is
evolving for all parties. Just because the
concrete is not freshly poured does not
mean you are free to go. Concrete placed
decades ago can be soaking wet, depending
on what it has been exposed to over
the years. All exposed concrete needs to be
checked, regardless of age.
Concrete also has a finishing component
to its placement that can greatly
affect the adhesion of a coating system.
In general, the rougher, the better, to provide
for more surface area for coatings to
bond against (Figure 2). The International
Concrete Repair Institute (ICRI) Technical
Guideline 310 designates concrete surface
profiles (CSPs) or “roughness” that surfaces
should be prepared to for proper adhesion
of coatings. Most coatings adhere to an ICRI
CSP of 3 to 5. The key is to remove enough
of the surface contaminants, like curing
compounds, and open up the pores of the
concrete so they can be sealed during the
coating process.
PREPARATION METHODS
Now that we have identified the roof
coating system and the type of roof to which
we want it applied, we have to use the proper
methods to get the roof substrate prepared.
The first reference for any project should
be the manufacturer’s installation guidelines.
This is the best resource for productspecific
assistance on surface prep, product
storage, product application, and quality
assurance/quality control. Let’s get back
to what work lies beyond that “clean, dry,
debris-free” guideline.
Since “dry” is one of the guidelines,
1 4 • R C I I n t e r f a c e O c t o b e r 2 0 1 7
Quickly and easily
detect air and
water leaks in air
barriers and roof
membranes.
Leak Tester
Conforms to
ASTM E1186
1-800-448-3835
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n Single and two-ply membranes
n Liquid applied membranes and paint
n Air barriers
n EPDM roofing systems
n Waterproofing and more
preference should be given to mechanical
means of surface preparation over water
blasting. Compressed air is one of the most
effective methods for freeing and removing
loose materials from the roof surface.
Compressed air does not introduce moisture.
Compressed air can get a lot of work
done very quickly. Used with a stiff bristle
broom or even a rotary power broom, a lot
of the surface dirt can be removed as well.
Even using a leaf blower is a decent substitute
for an air compressor.
Finished metal found on a roof tends
to be prefinished or very smooth from the
factory. The goal is to provide some surface
area on the face of the metal to receive the
roof coating so there is some “bite” between
the coating and the metal. Grinding with
a hand-held cup grinder tends to yield the
best results. Wire brushing and wire wheels
on drills tend to polish the metal and leave it
as slick as it was to start with. Even simple
#60 grit sandpaper can do the job on some
sheet metal. Watch out for Kynar®-coated
metals, as those tend to have their own
custom primer due to the high-grade finish.
Concrete prep is needed to remove old
coatings, curing compounds, and other surface
contaminants that have accumulated
over the years. The final result is to open up
the concrete pores and achieve a roughness
factor that will allow the roof coating system
to bond. If there is an option for any new concrete
pours, steer away from hard-troweled
surfaces. Concrete prep is a noisy and
messy process. Shot blasting, bead blasting,
and large area grinding are the routine
methods for achieving the ICRI CSP of 3-5.
As mentioned previously
for cover boards,
the board-to-board joint
interface needs to be
addressed to mitigate
reflective cracking or the
“picture frame effect”
that can move up from
below (Figure 3). Many
manufacturers specify
a three-step process
similar to finishing drywall
joints with slurry
and mesh or fabric
reinforcement. Others
use “non-gassing,” “nosag”
caulks that provide a
seal and allow for a flush
finish at the joint interface.
Consider using an
adhesive so the fastener
heads and plates do not also require treatment.
Test all primers on the boards before
large-scale application. Many low-viscosity
primers will get sucked into the board like
a sponge and require a second application.
The one tool that is both a blessing and
a curse to the roofing industry is the power
washer. Adding water to the substrate
preparation phase of the job only introduces
delay time for drying and potential damage
if not done properly. Power washing can be
done correctly if done “down shingle” so as
not to open laps and seams or “degranulate”
mineral-surfaced cap sheets. Power washing
is best done on a roof with plenty of
slope so you don’t introduce drainage issues
from all of the water. Keep pressures down
to 1500 psi or lower, and keep the wand at
least a foot or more from the roof surface;
remember, we are trying to clean the roof,
not hydroblast it. A more benign alternative
is a garden hose and push broom. Power
washing is really a last resort after all of the
previously mentioned mechanical preparation
methods.
TALES FROM THE FRONT
To validate the substrate preparation
scope of work, methods, and overall effort
required, several conversations were held
with some of the top roof coating contractors
nationwide to get their feelings on the
subject. All agreed that the “clean, dry,
and debris-free” advice is the key to getting
the job done on the roof. “If you just
do that, it makes the job easier,” said one
respondent. The subject of product storage
was also raised; have a good staging
Figure 2 – Concrete surface preparation can be achieved by
many forms of scarification. Refer to ICRI Surface Profiles for
proper roughness.
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O c t o b e r 2 0 1 7 R C I I n t e r f a c e • 1 5
area and make a shade
structure to keep reactive
or two-part products out
of direct sunlight. That
led into a conversation
on substrate temperatures
and application
temperatures. So many
products in the roofing
industry have a “sweet
spot” for application, and
50° to 80°F (10° to 27°C)
is the “prime time” for
roof coatings. Cooler temperatures
cause coatings
to take longer to set up,
and hotter temperatures
and hotter substrates
tend to create rapid cure
times that make handapplied
material difficult,
necessitating a sprayer.
Even the contractors
noted that primers are
routinely underestimated.
“Primers take prep time,
dry time, and attention
1 6 • R C I I n t e r f a c e O c t o b e r 2 0 1 7
Figure 3 – Check the cover board joint treatment requirements for the coating system to be installed to reduce
reflective cracking.
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to the application rate—which is always different
than the final coating, so you need to
get back on it while it is tacky.” A contractor
focused on spraying advised, “Multiple thin
coats work better than one thick coat.”
Validating what designers are seeing in
the field, one contractor has purchased all
of the necessary moisture detection equipment
to check concrete deck conditions at
the time of bidding and during the project,
saying, “It’s a way to validate what I have to
do instead of being told what to do later.” As
an industry, we can expect more guidance
on concrete deck procedures in the future.
The final comment concerned the estimating
phase of the project. “We always
budget 5% up to 35% for surface preparation,
depending on the product and the
surface conditions.” This was refreshing
news, knowing that so many of the issues
addressed in this report are actually being
implemented by contractors to provide the
best possible installation (Figure 4). Many
roof coating projects are undertaken as a
value-based rehabilitation, but let’s not
sidestep the surface preparation effort and
cost as part of the value approach.
One last piece of advice not routinely
seen in a coating manufacturer’s literature
is to check for the existence of a manufacturer’s
warranty. Many warranties will not
allow for additional coatings to be applied
or will require a coating system offered only
from the original membrane manufacturer.
Please ask this simple question so as not to
void an existing roof warranty.
CONCLUSION
This article is intended to serve as a
refresher on good roofing practice for all
parties in the project process. A roof coating
project, like
any other roofing
project, really
depends on a
solid design, executed
by a competent
contractor,
supported with a
sufficient owner’s
budget to perform
the scope of work.
Spending time at
the design and
bid stage to identify
the substrate
preparation items
and assess their
existing state and
the effort required to bring them up to an
acceptable condition to receive the roof
coating is essential in meeting project expectations.
Designers/specifiers and bidding
contractors have to work together to achieve
this. So while you contemplate your next
roof coating project, know your substrate,
and select the most compatible roof coating
system for overall project success.
REFERENCES
1. NRCA Guidelines for Roof Coatings,
2015, National Roofing Contractor’s
Association.
2. Coatings Tech Note 2, Roof Coating
Manufacturers Association.
3. Roof Technology & Science I course
materials, RCI, Inc.
4. ASTM D4263-83, Standard Test
Method for Indicating Moisture in
Concrete by the Plastic Sheet Method.
5. Concrete Surface Profiles, International
Concrete Repair Institute.
Figure 4 – Manual labor is an essential element of substrate
preparation. Do not underestimate the effort.
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James Arnold, RRO,
PE, is director of
product development
for Kemper
System America. He
has over 30 years of
experience in planning
design, specification,
and construction
management
of building projects—
specifically
roofing, waterproofing,
and building
envelope systems.
He is active in RCI, RCMA, and ASTM.
James Arnold,
RRO, PE
O c t o b e r 2 0 1 7 R C I I n t e r f a c e • 1 7