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Concrete Slab-On-Grade Moisture Tests: How Useful Are The Testing Data When The Vapor Barrier May Be Ineffective?

May 15, 2009

Across North America, critical
floor-covering performance
eval uations of concrete slabson-
grade often are supported
by extremely limited data. It is
not uncommon for decisions
to install vinyl flooring or rubber-backed
carpeting to be founded upon nothing more
than the results of the “plastic sheet tests,”
or perhaps several “calcium chloride” tests,
even though the widely respected authors of
ACI 302.2R-06 report:
Although recognized as a standard
practice for determining moisturerelated
acceptability of concrete
floors by ASTM E1907 and by some
manufacturers, the plastic sheet
test does not give a reliable indication
of the floor moisture condition.
…No laboratory data from a floor
covering or adhesive manufacturer
has been presented to establish a
rational basis…
…for the moisture-vapor emissionacceptance
limits commonly cited by flooring
manufacturers for calcium chloride testing
of concrete floors.
A similar warning is sounded by Peter
Craig (a member of the committee that
authored the ACI standard) and Monica
Rourke in their highly informative Interface
article:
Floor-covering, adhesive, and coating
manufacturers publish concrete
moisture limits for safe installation
of their materials. Historically, the
most common requirement was to
have the moisture vapor emission
rate (MVER) not exceed either a 3-lb
or a 5-lb level per 1,000 sq ft in 24
hours when tested in accordance
with ASTM F1869. However, in
recent years, the science of the calcium
chloride test used to measure
the MVER has become far better
understood and the limitations of
the test revealed. While knowing
how much moisture is emitting from
the slab surface can be helpful, the
MVER test method does not detect
the reservoir of moisture deeper in
the slab that will rise to the slab surface
once the floor is covered.
These warnings should not be construed
as a blanket rejection of either of
these test procedures. Instead, Craig and
his fellow authors of ACI 302.2R-06 are
striving to foster a basic understanding of
concrete moisture and vapor-emissions
tests and an intelligent appreciation of their
uses and limitations.
ASTM E19071 identifies various procedures
used in the building and flooring
industries to evaluate moisture content
(MC) or vapor emissions from concrete
slabs, including four tests that are often
encountered by construction professionals:
• The calcium chloride test is carried
out in accordance with ASTM
F18692, using a plastic dish containing
anhydrous calcium chloride
under a flanged, clear plastic cover
sealed to the concrete. The dish is
weighed prior to the test, and then,
after a period of 60 to 72 hours, it is
weighed again. The current moisture
vapor emission rate at this particular
location is calculated with a formula
that considers the increased
weight of the calcium chloride, the
test time, and the surface area
inside the plastic cover.
• The polyethylene sheet test entails
application of a plastic sheet to the
surface of the slab for an extended
period of time to ascertain if observable
vapor condensation will occur
under the sheeting. When moisture
is present after the test, the concrete
surface feels cooler and often looks
darker. (This qualitative test is, of
course, not limited to the use of
plastic sheeting – any strongly
vapor-resistant material can be laid
upon a concrete floor to evaluate the
potential for observable moisture
condensation after several days,
weeks, or months.)
• The electrical-impedance test uses a
proprietary meter to determine relative-
moisture content by sending an
electrical signal into the slab. The
depth of the signal penetration will
vary (from 0.75 in to 2.0 in) depending
on the material composition and
MC of the slab.
• The internal relative-humidity (RH)
test is carried out in accordance
with ASTM F2170.3 Holes are drilled
to a depth of about 40% of the slab’s
thickness to accommodate a tightly
fit sensor that measures both the
temperature and RH within the concrete.
(For porous construction
NO V E M B E R 2009 I N T E R FA C E • 1 3
(Author’s note: This article relies heavily on guidance found in ACI 302.2R-06, Guide for Concrete Slabs that Receive Moisture-Sensitive Flooring
Materials, published by the American Concrete Institute, www.concrete.org, and the article “Take the Ground Out of Play!” by Peter Craig and Monica
Rourke, published in the July 2008 issue of Interface. Close review of these highly informative publications is recommended for all construction
professionals who may be asked to evaluate potentially problematic moisture levels at on-grade concrete – with or without floor coverings.)
materials such as concrete or wood,
every combination of internal RH
and temperature readings has an
associated “equilibrium moisture
content” value that increases with
increasing RH and decreasing temperature.)
In short, the calcium chloride test and
the plastic sheet method allow us to evaluate,
at particular locations and particular
points in time, the rate of moisture vapor
emissions from the slab. The electrical
impedance meter then allows us to measure
MC levels near the slab’s surface, while the
internal RH test enables MC readings from
within the slab. Typically, concrete slabs
without a floor covering have lower MC
readings near the surface; in contrast, slabs
with a vapor-resistant floor covering have
MC levels that are nearly uniform throughout
the concrete.
While these tests can provide useful
informative data, the authors of ACI
302.2R-06 remind us, “Using multiple test
methods…can result in potential conflicts
when acceptable results are recorded with
one test method but not with the other. For
instance, the concrete internal RH tests
may record an acceptable level when the
MVER tests do not, or vice versa.”
Further, we are advised that the plastic
sheet test should be used with caution
because, depending on surface temperature
conditions, the test can falsely indicate that
a concrete floor is suitable for covering.
However, the plastic sheet test will not falsely
indicate that a concrete floor is not ready
for covering.
A key point made repeatedly by the
authors of ACI 302.2R-06 is that we should
not blindly rely upon limited testing data to
predict successful long-term performance
of moisture-sensitive flooring. Consider, for
example, this writer’s flooring investigation
at the ground-level offices of a two-story
commercial building in Northern California
with slab-on-grade construction and concrete
tilt-up panel walls. The three-year-old
building has large utility/storage spaces
that have no carpeting and closely adjacent
offices that were carpeted with 24-in-square
rubber-backed carpet tiles attached to the
concrete slab with latex adhesive.
Now, let’s assume that calcium chloride
testing at the noncarpeted storage spaces
has produced MVER results4 that would be
deemed acceptable by floor-covering manufacturers
(reference the above discussion of
MVER quoted from Craig’s article in
Interface). Further, an internal RH sensor
installed into the concrete slab at a noncarpeted
room (see Photo 8) registers only 72%
RH, a value that may be acceptable to Craig
and Rourke:
When a low-permeance vapor re –
tarder is present directly beneath a
thermally stable interior slab, and
the concrete’s internal relative hu –
midity measures 75% or lower at a
depth of 40% of the slab’s thickness,
there is little chance of a flooring
problem [occurring] that is related to
moisture or alkali in the slab…
Are these seemingly satisfactory test
results sufficient to allow us to predict the
performance of the rubber-backed carpet
tiles at the adjacent offices? In response,
the authors of ACI 302.2R-06 would
encourage us to not make this critical decision
without careful consideration of the asbuilt
slab design and the limitations of our
moisture tests:
To ensure a reliable flooring installation,
interpretation of test results
requires a thorough understanding
of the test methods, their limitations,
and the slab design system.
In particular, Craig and his fellow
authors of ACI 302.2R-06 would advise us
that these various moisture tests are not
reliable predictors of future flooring performance
if the concrete slab has not been
placed directly upon a functioning vapor
barrier.
Without an effective vapor re tar –
der/barrier directly beneath the
slab, the results of any moisture test
cannot be considered a true indicator
of the moisture condition that
will develop once the floor is covered.
Therefore, let’s consider a test cut (see
Photo 1) of the concrete slab at the noncarpeted
storage room. We find a 6-in concrete
slab over a 3-in layer of compacted granular
fill over two layers of 10-mil polyethylene
over a layer of drainage material. Our first
observation is that the concrete slab has
not been placed directly upon the plastic
vapor barrier. The authors of ACI 302.2R-06
warn us that this simple design decision, in
and of itself, is sufficient to prevent us from
trusting the results of our moisture testing
as a predictor of successful long-term flooring
performance:
Warning – A moisture test should
not be used to predict future concrete
drying behavior, to provide evidence
that moisture criteria are satisfied,
or to establish expected floor
covering performance if the concrete
slab has not been placed directly on
a vapor retarder/barrier.
Further, as seen in Photo 2, numerous
punctures in the polyethylene sheeting
Photo 1 – Test cut at concrete slab reveals compacted granular fill above the plastic vapor
barrier and the granular drainage base.
14 • I N T E R FA C E NO V E M B E R 2009
have destroyed its usefulness as a vapor
barrier, thus fully negating the predictive
capabilities of our moisture-testing data:
Acceptance limits for surface moisture
tests, such as the calcium chloride
test, are established based on
the assumption that a vapor barrier/
retarder is present.
The purpose of this article is not to
explore the pros and cons of the design and
construction decisions made at this particular
project. (These issues are being evaluated
via the litigation process.) Instead, this
writer’s intention simply is to emphasize the
warnings by the au thors of ACI 302.2R-06
of the predictive limitations
of moisture tests
used at concrete slabson-
grade not directly
installed on a functioning
vapor barrier:
For slabs not placed
on a vapor retar –
der/barrier, the va –
lidity of any moisture
test taken at the surface
or with probes
in the concrete
should be questioned.
The test
result cannot be
used to estimate the
amount of water that
can move to the floor covering once it
is installed, because the amount of
water entering the bottom of the slab
is impossible to determine.
Similarly, Craig and Rourke warn:
However, if a poor-quality vapor re –
tarder has been used, omitted altogether,
or placed below a fill-course
layer that takes on water, any moisture-
test result is subject to significant
change, as moisture within the
concrete will increase over time.
At this particular project, these warnings
are graphically demonstrated by the
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Photo 2 – Polyethylene sheeting has numerous punctures, thus negating its usefulness as a
vapor barrier.
Photo 3 – Excess moisture has emulsified and deteriorated the
water-soluble latex adhesives.
NO V E M B E R 2009 I N T E R FA C E • 1 5
accompanying photographs taken at the
carpeted offices adjacent to the storage
areas. As seen in Photos 3 through 7,
exceedingly high moisture levels at the concrete
floor resulted in failure and deterioration
of the water-soluble adhesive used at
the rubber-backed carpet tiles.
After reviewing these photographs,
Interface readers and the authors of ACI
302.2R-06 will not be surprised to learn
that calcium chloride testing carried out at
the carpeted offices revealed very high rates
of moisture-vapor emissions from the concrete
slab. Similarly, internal RH sensors
(see Photo 5) installed at these carpeted
locations registered 99% RH, i.e., near-saturation
conditions.
The authors of ACI 302.2R-06 also
would not be surprised that these dramatic
failures occurred
directly adjacent
to noncarpeted
locations where
limited moisture
testing produced
seemingly satisfactory results:
For any moisture test, the acceptable
moisture condition is based on
the assumption that no water enters
the slab from the bottom. Even if
water that is initially present in the
concrete moves from the bottom to
the top of the slab, the resulting
equilibrium MC at the surface is still
assumed to be low enough to prevent
a flooring failure. The results,
however, will be different if moisture
can enter through
the bottom of the
concrete slab.
In other words, floorcovering
systems that restrict vapor emission
into the building interior will always
cause some level of increased moisture at
the surface of on-grade concrete slabs. The
key to long-term success of these floor-covering
designs is the efficacy of measures
intended to minimize the migration into the
bottom of the slab of additional moisture,
which then leads to greater levels of trapped
moisture at the surface. Common sources
of such additional moisture intake include
exterior groundwater and upward vapor diffusion
from the water table below.
Compare Photo 8, taken at one of the
storage rooms, with Photos 5 and 6. We see
that the MC of the noncarpeted portions of
the concrete slab also is unusually high,
albeit significantly lower than at the adja-
Photo 4 – Excess moisture has emulsified and
deteriorated the water-soluble latex adhesives.
Photo 5 – At all carpeted areas, the metered MC of the
concrete surface exceeds 6.0%. (The orange cap covers an
internal RH sensor, per ASTM F2170.)
Photo 7 – Most of the failed adhesive is
easily scraped from the wet concrete slab.
16 • I N T E R FA C E NO V E M B E R 2009
Photo 6 – At all carpeted areas, the metered MC of the
concrete surface exceeds 6.0%.
cent offices. If we had not already learned of
the nearby flooring failure, this electricalimpedance
test would have alerted us to a
potential problem not identified by the calcium
chloride and internal RH tests. Note
that the authors of ACI 302.2R-06 advise,
“More than one moisture test method may
be needed to accurately determine the
moisture-related suitability of a concrete
subfloor, along with a thorough understanding
of the slab design system.”
An excellent introduction to the slab
design, moisture movement, and flooring
performance issues explored in ACI 302.2R-
06 is found in Peter Craig’s widely distributed
article, “Vapor Barriers: Nuisance or
Necessity?” first published in the March 15,
2004, issue of Concrete Construction magazine.
5 Craig examines the sources of slab
moisture, how moisture moves, and how it
can adversely affect flooring materials,
adhesives, and coatings. Further, he warns,
“With the cost of floor coverings over concrete
subfloors now estimated at more than
a billion dollars a year in the United States,
far greater attention must be given to the
issue of moisture within and below concrete
slabs on grade.”
In particular, greater attention must be
given to the informed use and the inherent
limitations of moisture testing of on-grade
concrete slabs. As long as some slab-ongrade
floor-covering decisions still are
based upon nothing more than a few calcium
chloride tests – often by persons who
have no direct knowledge of the as-built,
under-slab, vapor barrier design – we
should not be surprised by costly flooring
failures and the litigation that often follows.
The authors of ACI 302.2R-06 should be
applauded for their efforts to break this
cycle of failure.
REFERENCES
1. ASTM E1907, Standard Guide to
Methods of Evaluating Moisture
Con ditions of Concrete Floors to
Receive Resilient Floor Coverings,
ASTM International, West
Conshohocken, PA.
2. ASTM F1869, Test Method for Mea –
suring Moisture Vapor Emission
Rates of Concrete Subfloor Using
Anhy drous Calcium Chloride, ASTM
In ter national, West Conshohocken,
PA.
3. ASTM F2170, Test Method for
Determining Relative Humidity in
Concrete Floor Slabs Using In Situ
Probes, ASTM International, West
Conshohocken, PA.
4. Moisture vapor emissions rates of 2.2
and 3.8 lbs per 1,000 sq ft per 24
hours have been recorded at portions
of the noncarpeted concrete slab.
5. A Google™ search reveals multiple
Web sites from which Craig’s article
can be downloaded.
RCI Foundation Mission
To support research, education, and the dissemination of
information for issues important to the industry.
800-828-1902 www.rcifoundation.org
Lonnie Haughton, CDT, LEED AP, is a construction consultant
with Richard Avelar & Associates, a forensic architectural
consulting firm in Oakland, CA. His professional Web site
is www.mastercodeprofessional.com. Lonnie is one of fewer
than 500 individuals nationwide who have achieved the
Master Code Professional certification awarded by the
International Code Council. He is a member of RCI, the
Forensic Expert Witness Association, the Western
Construction Consultants Association (Westcon), and the
Construction Writers Association.
Lonnie Haughton, CDT, LEED AP
Photo 8 – At all noncarpeted areas, the
metered MC of the concrete surface exceeds
5.0%. (The orange cap covers an internal
RH sensor per ASTM F2170.)
NO V E M B E R 2009 I N T E R FA C E • 1 7