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Gothic Revival: Lessons Learned From a Failed Historic Roof Restoration

May 14, 2012

INTRODUCTION
Recently, a private school in Boston,
Massachusetts, commissioned the building
envelope restoration of its campus chapel.
Noted Boston architect Henry Vaughn originally
designed the chapel circa 1899 in the
Gothic Revival style.
The 2000 restoration project incorporated
a mix of historic and contemporary
materials and processes in the design and
installation of a new copper roof, flashing,
and roof drainage systems, as well as
the cleaning and restoration of the chapel’s
limestone exterior. Although traditional
building materials with an 80-year service
life were specified, the restoration failed
within two years of completion due to design
and workmanship errors. The result was
over $150,000 in subsequent water damage
to the building and the requirement to
redesign and replace the 2000 restoration
just 11 years later, in 2012, at a cost of
$1.5 million.
This case study illustrates how a combination
of failed design elements and nonstandard
workmanship resulted in the systemic
exterior restoration failure of a noted
historic building. The failed restoration,
however, would provide an opportunity, 11
years later, to design and construct exterior
building systems using a combination of
both historic and contemporary materials
and technologies. The end result would be
extended service lives of exterior systems
that would provide improved thermal efficiencies
while enhancing building performance.
Some of the challenges encountered
included ventilating Gothic architectural
roof system spaces; modern insulation considerations
for historic structures; proper
thermal-dynamic design of copper roof
systems; as well as field research, testing,
and use of contemporary building technology
and materials in historic structures to
improve thermal efficiencies and address
thermodynamic issues. Lessons learned
also highlighted the requirement to fully
qualify all contractors and underscored the
need for thorough and extensive project
management to ensure a positive project
outcome.
Gothic Architecture Characteristics
and Challenges
The first recorded example of Gothic
architecture occurred in 1140 with the construction
of the Abbey of St. Denis in Paris.
The original, true Gothic order officially
ended during the early to mid-16th century
with buildings such as Henry VII’s Chapel
at Westminster.
Far from dying out in the 16th century,
original Gothic architecture was recognized
as one of the primary structural systems of
institutional construction. Its incorporation
of the use of masonry structural members
“in compression” enabled the construction
of tall, buttressed structures with interior
load-bearing masonry columns and structural
vaulted ceilings. This style of construction
is ideal for cathedral and institutional
structures with large open spaces and tall
stained-glass windows. The ornate Gothic
order survived and flourished over the centuries
under a number of transformations
and movements such as Early English,
Norman, French Neo-Gothic, Venetian, and,
more recently, Vernacular and Carpenter
revival movements.
The Gothic Revival movement (also
referred to as Neo-Gothic or Victorian
Gothic) began in England in the mid-1700s
as a response to renewed interest in the
“High” or “Anglo Catholic” church. The
movement’s popularity was exported to
the United States in the early 1800s and
reached a peak of interest in the early 20th
century.
The subject property of this case study
was designed by noted Boston architect Henry
Oc t o b e r 2 0 1 4 I n t e r f a c e • 3 1
3 2 • I n t e r f a c e Oc t o b e r 2 0 1 4
Vaughn in 1898-1899. Vaughn was born in
Cheshire, England. He moved to Boston in
1881 to bring the English Gothic style to
the Anglican (Episcopal) community in the
United States. He became one of the most
influential proponents of the Gothic Revival
movement there. Vaughn’s notable projects
in the United States include the Cathedral
of St. John the Divine in New York
City; Searles Castle in Windham, NH;
the Washington National Cathedral in
Washington, DC; as well as numerous
college and private school cathedrals and
chapels, including the subject property in
this case study.
In 1898, when Vaughn began his design
of this chapel (see Photo 1), he viewed his
work in the same perspective as Gothic
architects had centuries before him. He
incorporated high-quality materials with
extensive service lives. He specified a solid
masonry structure with substantial brick
and veneer walls stabilized by flying buttresses.
The brick core (4-ft.-thick at grade)
was faced with 8-in.-thick local limestone
blocks, which constituted both exterior and
interior ornately finished façade surfaces.
Solid structural masonry columns “in compression”
anchored ribbed vaulted
ceilings that supported the large,
open roof areas. This construction
type provided the large, open interior
spaces desired for worship and a
venue for rows of ornate stained-glass
window panels, exceeding 25 ft. in
height.
Vaughn protected the structure
with a copper roof and drainage system,
utilizing both standing-seam
and flat-seam copper panels. The
low-slope roof areas are found on the
bell tower and semitransept roofs, as
well as all flat gusset areas between
the crenelated parapet and the foot of
the steep-slope roof sections. These
areas received fully soldered flatseam,
16-oz. natural (red) copper
panels. The steep-slope roofs on the
nave, nave-aisle, and sacristy roofs
received double-lock, standing-seam
panels of the same material. The roof
drainage system is a combination
of historically accurate, copper-lined
“gargoyle” scuppers (Photo 2) and
copper downspouts.
Vaughn had specified the roof
system components with a 70- to
80-year service life. As with other
architectural genres, Gothic architecture,
by its defining characteristics,
presents its own unique design challenges.
For example, a principal Gothic
architectural characteristic is the use
of crenelated parapets that incorporate
the decorative merlon stones,
punctuated by crenel openings defining
the upper termination of exterior
walls or battlement. This detail is
problematic in cold-climate zones,
creating waterproofing issues during
periods of ice and snow accumulation.
Like his peers throughout the
Photo 1 – Chapel west elevation.
Photo 2 – Original scupper drain with 2000 retrofit gutter.
centuries, Vaughn neither specified
nor designed for any insulation
or ventilation considerations.
It was believed that these
large, open interior spaces were
“self-ventilating,” and any heat
loss above the lower third of the
structure was not recoverable or
useful. When these substantial
structures are restored, however,
the modern design must
address these and other building
performance issues.
The application of contemporary
building principles and
technologies must be carefully
considered and designed as requisites
for successful historic
restoration projects.
2000 Chapel Restoration
As the building envelope
systems of the chapel began to
deteriorate over time, water infiltration
began to occur throughout
the roof, drainage, and
exterior wall flashing systems.
Over the years, numerous repair
attempts were made, from the construction
of steep-slope roofs over chronically leaking
low-slope roofs and gussets, to the prodigious
use of asphalt cement. Most of the
repairs were incompatible with the original
architectural style or materials, and none
had compatible service lives.
In the 1970s, a slate roof was installed
over the ailing standing-seam copper nave
roof. This attempt eventually failed, as did
the use of a BUR roof system to replace the
original flat-seam copper gusset. After an
extended period of interior water damage, in
1999, the board of trustees voted to perform
a restoration of the building envelope that
would include the use of the original copper
roof and flashing materials specified by
Vaughn. The process of design team selection
began. After much research and due
diligence by the trustees, the design team
finally included a Boston architectural firm
noted for its work in historic preservation.
Also included were an historic architectural
consulting firm, two engineering firms, and
a landscape architect. With the respected
and qualified team in place, the design work
began. In the late winter of 2000, a contractor
was selected and the contract awarded.
The chosen firm was selected based on references
of other notable historic restoration
and copper roofing projects. They were not
Oc t o b e r 2 0 1 4 I n t e r f a c e • 3 3
Photo 3 – Chapel interior (note inscribed limestone blocks).
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the low bidder.
By May of 2000, the design team and
contractors were waiting for the June project
start date when the students left campus
for the summer. Based on the request of the
board of trustees and the recommendations
of the historic consultants,
the design team had
included much of Vaughn’s
original intent into the
envelope restoration. The
existing slate roof was to
be removed and replaced
with a new standing-seam
and flat-seam copper
roof system. The interior
limestone walls had been
inscribed over the years
with the names and class
years of notable alumni,
in addition to ornamental
moldings and school insignia
(see Photo 3). Years
of water infiltration had
left the limestone heavily
stained with contaminants
and efflorescence. The
exterior limestone walls
had also been affected
by environmental surface
contaminants and efflorescence.
Consequently, the
repointing and cleaning of
both the interior and exterior
limestone façade were
included in the scope of work. The design
team also incorporated design changes to
take advantage of contemporary building
technology and materials. For example, ice
and snow accumulation within the lowslope
gusset areas behind the crenelated
parapets had been a long-standing source of
water infiltration. Consequently, an extensive
heat-trace system was specified behind
all parapets and roof drain scupper locations
through the parapets.
Most of the cast gargoyle scuppers were
replaced with Gothic drain tail pieces fabricated
in natural copper, diverting roof
run-off into copper conductor heads and
downspout assemblies (Photo 2). The parapet
heights from the gusset to the crenels
varied from 36 to 40 in. In an effort to
reduce snow build-up at this detail, the
decision was made to elevate the gusset
by fabricating a new wood-frame gusset,
approximately 18 in. above the original.
(The original gusset was located on the roof
rafter tails at the parapet sill plate.) The new
gusset framing was installed at all parapets
on all elevations along the 135-ft. building
length. All roof drainage occurred via
steel “bowl drains” located within the flatseam
copper gusset areas behind the parapets.
Rainwater then passed through 4-in.-
diameter cast pipe beneath the gussets and
exited through the parapets at the copper
drain tailpiece, finally coursing through
the new copper conductor head/downspout
assemblies. This 2000 detail created a
continuous unventilated and uninsulated
cavity along all parapets that would later
become a source of significant deterioration
within the gusset assembly (see Photo 4).
Another design addition was made to
the roofing underlayment system. After
demolition of the existing roofing material
down to the tongue-and-groove roof sheathing
on all low-slope and steep-slope surfaces,
a continuous, fully adhered layer of .060
ethylene propylene diene monomer (EPDM)
was applied to all sheathing surfaces as an
underlayment. The design theory was to provide
a durable, waterproof underlayment to
protect the structure while work was in progress,
at a reduced cost compared to a conventional
self-adhered, high-temperature,
ice- and water shield product.
The chapel had originally been constructed
with a decorative interior and
vaulted oak ceiling ornamented with handcarved
oak icons. A cavity space of two to
three feet exists between the ceiling and
roof sheathing. This space below the roof
was never insulated or ventilated. The 2000
Photo 4 – 2000 gusset installation in 2011,
with deteriorated framing from solder seam
failure and condensation.
Photo 5 – Chapel north elevation (note area of saturation on limestone).
design did not address or alter these systems.
Based on these and other design alterations,
construction began in June of
2000. The chapel was recommissioned five
months later for a total restoration cost of
$1.6 million.
Post-Construction Issues
In the spring of 2001, the first water
infiltration issues began to occur. The
inscribed limestone block in the north elevation
nave aisle area became saturated
below the parapet/gusset area. This area
had just been cleaned, so staining was
obvious. The contractors were contacted
and responded to find several failed solder
seams in the flat-seam copper gusset above.
These seams were subsequently resoldered.
Approximately six months later, the previously
repaired area began leaking again.
In addition, several other areas of water
infiltration were observed on the north and
south elevations of the upper nave roof and
at the north elevation semitransept roof.
The leaking areas of the nave roof were all
located within the flat-seam copper gussets
in the vicinity of the roof drains and crenelated
parapet.
The water infiltration within the semitransept
roof was located at that roof’s intersection
with the north elevation nave exterior
wall. The leakage at this location was
of particular concern, as the chapel’s large
and ornate pipe organ was housed directly
below. A cycle of repairs and callbacks with
the contractor began and extended over a
period of several years. Most of the repairs
involved the resoldering of failed solder
seams, which at the time were attributed
to poor workmanship. While new leakage
occurred within the roof system, older leaking
areas went unresolved and persisted.
The volume of water infiltration within the
semitransept roof over the pipe organ continued
to grow. This low-slope roof section
is not visible from the ground, and in an
effort to curb restoration costs, the design
team had specified a fully adhered EPDM
roof system both there as well as on the
bell tower and sacristy roofs. The potential
for damage to the pipe organ was so great
that the contractor built an “interior copper
duct” system to divert the leakage away
from the organ loft and into the chapel’s
interior drainage system.
Meanwhile, the area of leakage continued
to grow and encompassed an area
approximately 25 ft. long along the interior
limestone wall of the north elevation nave
aisle. This wall had been recently cleaned
and restored during the 2000 project at a
cost of $65,000.
Several years after project completion,
water infiltration issues continued to multiply.
Most problems were occurring within
all parapet/gusset areas and were noticeably
worsened by accumulation of ice and
snow. The residential-grade heat-trace system
began to fail periodically, compounding
the leakage and forcing members of the
facilities staff to shovel ice and snow off
of the flat-seam copper-gusset areas. A
cabled fall-arrest system was installed at all
parapets to enhance the safety of the snowremoval
process.
While repairing failed solder seams in
the spring of 2004, workers began to notice
small “tears” or “splits” in the flat-seam
copper panels. These were occurring at the
soldered corners of the panels and at brakeformed
“pitch changes.”
Frustrated, the owner summoned the
original 2000 design team to inspect and
specify a remediation process. A building
envelope consulting firm was retained by
the original architects to perform inspections
and make recommendations.
In spite of the fact that flat-seam copper
gusset areas were approximately 8 ft.
wide at the parapet/steep-slope juncture
and continued the length of the building,
no expansion joints had been designed or
installed throughout the extensive copper
roof system during the 2000 project. The
building envelope consultants identified the
lack of expansion joints as an issue and
designed the retrofit of their installation.
The original roofing contractor performed
the installation during the summer of 2006.
During the following winter, water infiltration
continued unabated.
In the spring of 2007, additional failed
solder seams and damaged copper panels
were observed throughout the flat-seam
copper installation. When the original roofing
contractor was contacted to return yet
again, it was discovered that the firm had
been purchased by a national roofing franchise.
The new entity refused to honor or
assume liability for the former company’s
work.
Over the next several years, two roofing
firms attempted to perform remediation to
stop the persistent water infiltration. They
resoldered failed solder seams, some as
many as four times. They caulked other
seams and applied EPDM patches to dam-
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aged copper details. Limestone details were
beginning to spall from freeze/thaw cycles
(see Photo 5). Still, the remediation efforts
failed and water infiltration continued.
Unable to remediate the persistent roof
problems, the building envelope consulting
firm recommended covering the entire
(ten-year-old) copper roof system with an
acrylic coating product, stabilized with a
polyester mat. The product was guaranteed
to “restore” metal roofs for 20 years. The
manufacturer of this product had been in
business for four years. Completely frustrated,
the owners were considering the option.
They now demanded to know how this could
have happened. They had done their due
diligence and hired a reputable architectural
firm, which in turn had recommended
two reputable consulting firms. They had
added two prominent engineering firms to
complete the design team. They had hired
a contractor who was not the low bidder,
had good references, and had demonstrable
experience with similar projects. They had
installed the specified roof system that they
were told had an 80-year service life, and
had paid $1.6 million for it.
The reality was that water infiltration
had occurred throughout the building
within months of project completion. Years
of repairs have not solved the leakage
problems. They had hired a new building
envelope consulting firm and two new roofing
contractors who could not diagnose or
remediate the systemic issues. Ten years
after construction, the owner was left with
a leaking historic building that had accumulated
over $150,000 in water-related
damages.
Premature Systemic Failure
In the spring of 2011, my firm was
retained by the owner to perform an existing
conditions survey (ECS) to determine the
extent and nature of the systemic failures
on the chapel. The survey began with a
series of forensic inspections to determine
material and assembly conditions, as well
as the confirmation of as-built details and
water infiltration sources (see Photo 6). The
ECS revealed the following design and workmanship
errors.
It was observed that a number of flatseam
copper panels on the gusset (abutting
the standing-seam copper installation)
were oversized. Industry standards specify
a maximum panel size for flat-seam copper
installations to be approximately 24 x 18
in., prior to forming the panel locks. The
panel sizes observed within the low-slope
gusset area varied from 24
x 18 in., up to 96 x 24 in.
The larger panel sizes create
“oil canning” and stress
on the copper panels, as
well as excessive thermal
movement within the flatseam
system.
Industry standards
require that flat-seam copper
panels be attached to
the roof deck with copper
clips, having two copper
nails per clip for adequate
attachment. The copper clip
is subsequently folded over
the nail heads. The copper
clips observed within the
existing low-slope copper
roof system test areas had
one 1¾-in. copper nail per
clip without the “finish” fold
on the panel attachment
clips. In addition, a single
steel nail was observed in
some copper clips. In this
dissimilar metal condition,
copper occupies a higher
position than steel on the
galvanic scale, resulting in the corrosion of
the steel nail in the presence of an electrolyte
(moisture). This condition could compromise
the panel attachment if it occurs
frequently enough.
The existing copper panel edges were
not pretinned with solder prior to forming
the panel locks. Proper soldering technique
dictates that all flat-seam locks be
formed with panel edges that have been
fully “pretinned” with solder prior to forming.
Pretinning allows the solder to be completely
distributed throughout the multiple
folds of the soldered lock when sufficient
heat is applied, thereby ensuring the integrity
of the solder joint.
The solder joints exhibited an abnormally
high failure rate throughout the flat-seam
system. The principal reason for the premature
failure of the soldered seams was due
to the lack of pretinning of the panel edges
by the installers prior to forming the panel
locks. In addition, the solder application
was inconsistent, with an inadequate volume
of solder applied on many seams. This
was a result of the installers performing only
two rather than the three soldering “passes”
required to finish each seam. Numerous
seams exhibited evidence of insufficient
heat applied during soldering, producing
3 6 • I n t e r f a c e Oc t o b e r 2 0 1 4
Photo 6 – Nave roof (note temporary gusset repairs).
3 8 • I n t e r f a c e Oc t o b e r 2 0 1 4
a “cold” seam. As a result,
the solder was not fully
distributed throughout the
panel lock.
There was no allowance
or compensation for
material stresses caused
by thermal elongation (contraction
and expansion)
within any of the copper
systems. Despite the size of
several copper installations
(up to approximately 135
ft. long, with widths of 6
to 10 ft.), the 2000 design
included no requirements
or specifications for expansion
joints. In addition,
oversized flat-seam panels
on the low-slope portion of
the copper gussets create
excessive thermal movement,
oil canning, and
panel stress throughout
the system.
Several expansion
joints were observed but were not part of
the 2000 installation. They were installed
as a postconstruction remediation attempt
after stress failures were observed within
the copper flat-seam panel roof system.
The retrofitted expansion joints were
nonstandard in both configuration and
installation, as well as insufficient in number
and size.
The underlayment for the steep-slope
and low-slope copper roof sections on the
nave and nave aisle roofs, gussets, and
drainage systems, was a combination of
loose-laid and fully adhered .060 EPDM. A
fully adhered EPDM system was installed
below the existing low-slope, flat-seam copper
gusset area, in the location of the
original roof drainage system. This detail
created a “double vapor barrier” condition
within the large, uninsulated and unvented
cavity space beneath the redesigned gusset
sections. EPDM is not designed as an
underlayment material and does not provide
a waterproof seal around the shanks of fasteners
that penetrate the material.
Using EPDM as an underlayment
throughout the roof system constitutes
a nonstandard material application (see
Photo 7).
The roof drains located within the gusset
area were improperly installed. No drain
sump was created; instead, the drain bowl
flanges protruded ¾ to 1 in. above the roof
panel surface, thereby creating standing
water surrounding the drains.
Standing water was observed beneath
the redesigned copper gusset roof deck within
the unventilated cavity space. Ponding
water existed within the original gutter,
directly adjacent to the drains. The EPDM
membrane in the original gutter location
was damaged (punctured) in several locations,
apparently during installation. The
presence of standing water at the punctured
membrane on the nave aisle roof at the par-
Photo 7 – 2000 EPDM underlayment assembly.
Photo 8 – Merlon stone attachment
inspection (note 1-in. pin pipe).
apet scupper/drain was the probable leak
source that damaged the inscribed interior
limestone wall directly below.
At locations where the copper drain
tailpiece exited through the exterior wall, a
small weep “slit,” approximately 1/8 in. wide
by 3 in. long, provided an intended exit point
for condensate and other moisture accumulating
within the open cavity area under the
gusset. This weep drain configuration was
insufficient to allow proper drainage during
freezing weather and was susceptible to
blockage by debris. The adjacent heat-trace
system did not directly contact the weep
location and, consequently, did not prevent
the weep from freezing. Standing water was
observed adjacent to several nonfunctioning
weep details.
No ventilation or insulation provisions
were designed for the large (approximately
7-ft.-wide x 18-in.-deep) area beneath the
redesigned flat gusset deck. This open cavity
created a continuous air space along the
length of the building on both the north
and south elevations. This space is subject
to heat loss from the uninsulated attic
space below and cold material temperatures
from the roof and adjacent parapet during
the winter months. Within proper relative
humidity and temperature parameters, dew
point is reached with condensation forming
within the unventilated space. The gusset
sheathing and framing consists of ¾-in.
CDX plywood over untreated 2- x 4-in.
framing. These details were saturated and
observed in various states of decay. Mold
growth was observed on the underside of
the plywood sheathing, and 100-year-old
steel 8d-framing nails were observed to be
rusted through.
At the crenelated parapet, a continuous
copper through-pan flashing extended
horizontally across the crenel and beneath
the merlon stones. When removing merlon
stones to confirm as-built attachment
methods, it was observed that the workers
had installed the specified stainless steel
pins to anchor the merlon stones, but had
only installed them 1 in. above the throughpan
flashing. The 5/8-in. stainless steel pins
were epoxied into the parapet, wrapped in
copper, and soldered to the through-pan
flashing. The 1-in. pin height was insufficient
to anchor the stones in place. Under
a side load of snow and ice in the gusset
area, the merlon stones could easily become
dislodged (see Photo 8).
SUMMARY OF INVESTIGATION
FINDINGS AND CONCLUSIONS
Based on data collected and observations
made during the ECS copper roof system
inspection of the chapel, the following
conclusions were formulated.
As a result of a combination of both
design and installation issues observed
during our inspection, the flat-seam copper
roof systems on the gusset areas of the
chapel had prematurely failed. Properly
designed and installed, a comparable copper
roof system should have an expected
service life of 75 to 80 years with no significant
scheduled maintenance requirements.
As a result of the prematurely failed
performance of the roof system, as well as
the systemic issues observed, it was recommended
that the entire copper roof and
drainage systems on the chapel be redesigned
and replaced. Immediate short-term
remediation was recommended as a priority
maintenance requirement, with the expectation
and intent to prevent further water
Oc t o b e r 2 0 1 4 I n t e r f a c e • 3 9
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infiltration into the building within the next
(one) year. The short-term repair objective
was achieved by applying a strip cover to
all solder joints and material gaps within
the low-slope copper gusset system, using a
methyl methacrylate-based (MMA) system,
using a copper primer, mat, and coating
process. The short-term repairs were not
considered a permanent solution, as only a
full roof system replacement would provide
the service life and performance of the originally
intended system.
The presence of significant moisture at
various locations within the copper roof and
gusset systems promoted mold growth and
deterioration of wood components within
the substrate system. For this reason, it
was recommended that permanent remediation
(and the resultant drying of the roof
substrate) should occur within one year.
A complete roof and drainage system
replacement with both 20-oz. copper standing-
and flat-seam systems was advised,
based on the performance, service life, and
low maintenance requirements of copper
systems.
In addition to performance advantages,
the copper systems are compatible and representative
of the historic fabric and architectural
style of the chapel.
It was further recommended that the
replacement system be properly designed
and specified in accordance with all considerations
and standards of copper roof and
drainage systems. The installation of the
system would be performed only by prequalified,
competent tradesmen familiar with
industry standards pertaining to copper
and with demonstrable experience in working
on projects of similar size and scope.
In the new roof design, the 2000 flat gusset
(and cavity) area would be eliminated,
reverting back to the original
gutter and roof drainage configurations.
Based on the results of
the ECS, the owner commissioned
a “basis-of-design”
document from our firm that
would outline new design elements
and a scope of work
that would address the systemic
failures. Having been
through a ten-year remediation
process, the owner was
skeptical of a redesign that
would incorporate the same
historic copper systems and
improve overall building performance.
In January of 2012, the decision
was made by the owner to replace all copper
roof, flashing, and drainage systems on the
chapel. Our firm was awarded the contract
to redesign, specify, and manage the construction
process. The owner’s expectation
was that water infiltration issues would be
eliminated and appropriate system service
life would be attained, with improvements
in overall building performance.
Although the copper systems were only
11 years old at this time, the 2000 installation
was unable to be salvaged or warrantied.
With a new budget and approximately
$150,000 in damages to the building, a new
envelope redesign began for the chapel.
2012 CHAPEL REDESIGN
The 2012 redesign of the chapel building
envelope system restoration began by
acknowledging the owner’s intent to use the
original materials and configurations specified
by Henry Vaughn, the original architect.
Where possible, the owner wanted to
enhance building envelope performance by
incorporating contemporary
materials and technology. In
new construction, the building
is designed with consideration
of modern materials
and technologies. In historic
restoration, the designer
must work within the parameters
of an existing building
or architectural style. Gothic
architecture presents some
unique challenges to the
modern designer. For example,
decisions must be made
to ventilate or insulate a
building that historically may
have had neither system.
Providing enhancements to thermal performance
in buildings with large open spaces;
columnar supports with ceiling heights in
excess of 50 ft.; solid masonry walls; large
areas of single-pane, uninsulated stainedglass
panels, etc.; all require careful consideration
by the designer. Even one of the
most prominent features of Gothic architecture—
the crenelated parapet (or battlement)—
provides a challenge to utilizing
the “passive roof ventilation” system so
common in modern design. Contemporary
materials and technologies can enhance
the performance of historic structures, but
the designer must perform due diligence to
avoid costly design mistakes. The following
are some of the design challenge issues
addressed in the 2012 redesign of the chapel
subject property.
Copper Roof System Insulation
and Ventilation
Many traditional Gothic structures had
neither roof ventilation nor insulation systems
as a part of their original design. These
buildings had various heating systems for
the occupants’ comfort, but air-handling
ductwork to support those systems was the
extent of passive air handling within the
structure. The decision to insulate the roof
system should be based on careful thermal
and dew point calculation, as well as return
on investment (ROI), but should also be
supported by common-sense justification.
After all, insulating a roof above a 50-ft. ceiling
supported by solid masonry walls that
contain hundreds of square feet of singlepane,
uninsulated stained glass, will not
likely make a large reduction in the owner’s
heating costs.
However, the decision to insulate (and
ventilate) the roof systems of the chapel was
Photo 9 – Nave parapet wall vent construction in 2012.
Photo 10 – 2012 vented and insulated roof assembly.
based on other performance considerations.
While adding R-value to the roof system
was calculated to produce slight reductions
in heating costs, the cost of design and
installation of those systems produced an
extended ROI. The owners were skeptical.
However, a more significant consideration
than the reduction of heating costs was the
moderation of the roof and “attic” temperatures.
This was accomplished by designing a
both ventilated and insulated roof assembly
(see Photo 9). Such an assembly reduces the
extreme temperature operating parameters
to which the original system was exposed.
Thermaldynamics are one of the most
important design considerations in copper
roof systems. The cyclical thermal elongation
and contraction of copper assemblies
occurs on a daily basis. When material and
substrate temperatures reach extremes, so
do the thermal stressors on the copper components.
Although adequate expansion provisions
(i.e., expansion joints) are an essential
component of the copper design process,
moderating the temperature variations
the system is exposed to reduces dynamic
stresses on the copper components. The
combination of mechanical expansion provisions
and assembly temperature moderation
result in extended system service
life and reduce the potential for premature
material failure.
The same principles were also applied to
the decorative wood ceiling below the nave
roof. The ceiling material is 1¼- x 6-in. red
oak and is located approximately 18 in.
below the roof sheathing. This “cavity” space
is empty, with no insulation. Measured
thermal parameters indicated summer temperatures
in the 115 to 142º daytime range.
The oak ceiling below the cavity space is
ornamental, with hand-carved icons. An
inspection revealed the drying effects of
cavity temperatures on the ceiling and icons
in the form of excessive cracking and splits
within the wood assembly. Moderation of
the substrate and cavity temperatures will
benefit the ceiling assembly, as well.
The decision was made to incorporate
the insulation and ventilation systems into
a single assembly located above the roof
deck. A waterproofing layer was required for
tong-term protection of the building interior.
As the chapel is located in cold Climate
Zone Six, the waterproof “air barrier” was
required to be installed on the roof deck,
under the insulation. The design concerns
were how best to insulate above the roof
deck and provide passive ventilation when
all roof eaves terminated at the crenelated
parapet/gusset detail.
A system was designed utilizing a
“faced” polyisocyanurate (iso) product manufactured
by a prominent insulation manufacturer.
This “ventilated” system was
specified to incorporate two layers of 2½-in.
iso with top panels “faced” with ¾-in. CDX
plywood bonded to 1½-in. “biscuits.” These
biscuits provide a 1½-in. omnidirectional
airflow space between the CDX and top
layer of iso. The system is vented at the
ridge with a conventional copper ridge vent.
Venting the parapet (eave) of the passive
system required the design of a ventilated
wall assembly. This system incorporates
a continuous vertical wall vent, providing
contiguous airflow from the elevated wall
vent into the 1½-in. insulation panel vent,
resulting in the requisite air intake at the
eave with the exhaust at the ridge.
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were performed, and airflow calculations for
this system indicate positive dynamic pressures
within acceptable CFM displacement
parameters. The system is constructed of
composite framing materials and covered
with copper. The roof-waterproofing layer is
comprised of two layers of a self-adhesive
ice and water shield applied to the sheathing
surface. This “ventilated insulation”
assembly was installed at all roof surfaces
and parapet walls (see Photo 10). In order to
ensure system performance during periods
of snow and ice accumulation, a commercialgrade
heat-trace system was installed at the
intake of the ventilated wall assembly, as
well as at the adjacent copper gusset.
Materials Testing and Due Diligence
Most architectural designers are constantly
searching for ways to improve the
efficiencies of their designs and assemblies.
Technological development in the construction
materials industry within the last 25
years has moved forward at an unprecedented
rate. The results have been mostly
positive, but not all new products are appropriate
for every application. As designers,
it is incumbent upon us to perform our
own due diligence. Slipsheets under metal
roofing have been used since the mid-
18th century. Surprisingly, they have
evolved very little from their organic, cellulose
composition. “Four-pound rosin paper”
has been a standard specification under
metal roofing for a long time.
When a colleague told me about a “new”
synthetic, highly permeable (but waterproof)
underlayment for metal roofing, I was
anxious to try it on this project. I read the
cut sheet and material safety data sheets
(MSDS) but had questions. I called the manufacturer
and asked (among other things)
about the melting point for the product. I
informed the “tech rep” that I wanted to use
it under flat-seam copper roofing that would
be soldered. The rep stated he didn’t know
but would look into it. He contacted me
and stated that he didn’t know the “melting
point,” but the product was formulated to
be used under copper to be soldered. I then
contacted a local distributor who informed
me that “this product has a higher melting
point than high-temperature ice and water
shield.” We decided to perform our own
testing. We ordered a roll of
the product, built a mockup,
and applied flat-seam
copper pans to be soldered
on top of the “new” underlayment.
When the soldering
iron touched the copper, the
new product instantly melted.
We added a layer of 30#
felt, and it still melted. We
added a second layer of 30#
felt and a layer of rosin paper
over the new product, and it
melted again, although not as
severely. I then called the president of the
company, who after doing some “research,”
informed me that the product melting
point was 330 degrees. When I stated
that the melting point for 50/50 solder is
365 to 419 degrees, he suggested I only use
it under standing-seam copper. Had we not
performed our own testing, the product failure
while work was in progress could have
resulted in a significant change order—or
worse, could have gone undetected. As
designers, it is essential that we research
and test products with which we are unfamiliar
(see Photo 11).
Thermaldynamic Considerations
for Copper Systems
One of the most important components
of a functional copper roofing design is the
allowance for cyclical thermal movement
within the entire system. If this movement
is not provided for in the design documents,
the resultant material stresses can cause
premature failure of the copper and its components.
The 2000 design of the flat-seam
copper roof system of the chapel did not call
for any expansion joints. The two largest
systems are approximately 135 ft. long and
8 ft. wide. Utilizing a generic thermal movement
calculator, each system will migrate
approximately 1¾ in. longitudinally and ¼
in. vertically every 24 hours. Thermal elongation
forces are omnidirectional, and they
occur in cyclical progression. These forces
are created mostly by solar gain and are
affected by temperature extremes, speed of
temperature transition, and asymmetrical
temperature exposures (i.e., snow load on
a copper roof on a sunny winter day). The
flat-seam copper gusset roofs on the chapel
require a large “box-type” expansion joint
every 33.5 ft. These box expansion joints
are framed into the roof deck and extend
from the gusset to the through-pan flashing
(approximately 36 in. high) and up-rafter to
the standing-seam roof transition (established
water table) for a length of approximately
7 ft.
The expansion requirements for the
steep-slope roof area can be accommodated
with expansion locks at the ventilated
ridge caps and at the standing-seam eave
termination. Expansion joint configuration
and spacing requirements are defined by
conditions such as square-foot areas and
lineal-foot measurements of copper systems,
roof pitch, locations, and frequency
of through-copper penetrations (including
walls and parapets), etc. While there are
Photo 11 – 2012 semitransept
roof flat-seam copper
installation.
Photo 12 – Nave aisle roof gusset expansion joint and wall
vent assembly (2012 installation).
standard criteria and configurations for
copper gutter expansion joints, the requirements
for copper roofing systems or large
copper details are more diverse and complex.
In large-scale copper design, the various
copper organizations are an excellent
design resource.
Copper thermal provisions can be simple
or complex, and requirements vary by
size, configuration, and project. A simple
axiom is “if you specify copper, you need
to specify provision for its movement” (see
Photo 12).
Quality Assurance
As specifiers and designers, we have
measures at our disposal to ensure a successful
and high-quality project for our
clients. Quality assurance should extend
beyond a “boilerplate” section in the project
manual. Some assurance requirements
are obvious, such as “contractor qualification”
and “project management.” However,
other project issues require specific consideration.
Listed below are several quality
assurance measures specified in the chapel
project documents.
Pipe Organ
The chapel pipe organ was manufactured
by Aeolian-Skinner in 1935. The
company was a noted American builder
of high-quality pipe organs for important
cathedrals across the U.S. The company
Photo 13 – 1935 Aeolian-Skinner organ protected during construction.
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closed for business in 1972. The instrument
is impressive, standing approximately 35
ft. tall, is composed of over 5,500 pipes.
The organ loft is housed directly under
the north-elevation, semitransept roof. The
complete covering of all pipes by a professional
organ restoration company was
required. The owner inquired about the
need for and cost of the covering. They were
told that construction dust could damage
the organ to the point of requiring rebuilding.
The owner was uncertain of the value of
the organ, so we commissioned an appraisal.
The value was established at $4.1 million
for the organ and $750,000 for the console.
The estimate to restore the organ if damaged
by dust was $175,000 to $250,000.
The organ was subsequently protected per
our project documents, prior to the project
start date (see Photo 13).
Mock-Up Process
The mock-up process is particularly
useful as quality assurance for a copper roof
installation. One of the principal causes of
premature failures within copper systems
is a failed solder joint. Full-size mock-ups
should be created to demonstrate both
horizontal and vertical seams, as well as
any difficult solder applications, in order
to assess the contractor’s ability to solder
correctly. The seams should be dismantled
after soldering to verify adequate coverage
of the solder throughout the soldered joints.
Mock-ups of all copper details specified
should be created as a quality standard for
all as-build details.
Water Testing
Prior to the installation of copper, water
testing should be performed, where possible,
on all waterproof underlayment systems.
The gusset areas behind the parapets
on the chapel were identified as priorities for
water testing. They are also the locations for
the roof drains and scuppers. These susceptible
areas were specified to receive two layers
of ice and water shield. After performing
the requisite live-load calculations, water
tests were performed after the installation
of the first membrane layer by blocking the
drains and scuppers. The gussets were then
flooded with 12 in. of water. After successful
testing, the second layer of ice and water
shield was applied just prior to the copper
gusset system installation.
Contractor Qualification and
Project Management
Thorough vetting of contractors asked
to perform “specialty” roofing services is
essential. Our qualification statement contains
five pages of information relevant
to the scope of the work. The information
requested includes extensive projectspecific
references, financial information,
and criminal offender record information
(CORI) forms for employee background and
security checks. Managing the successful
contractor during the project keeps everyone
on track. Meticulous project records
and documentation are essential. “Specialty
trades” require above-average skill sets. The
essential quality of the work varies among
companies and employees within the same
company. Watchful oversight can benefit
the owner and contractor, as well.
Peer Review
Peer review of design work is an often
overlooked but critical component of the
design and specification process. It can
be beneficial (and humbling) to have one’s
peers review one’s work. A “fresh” perspective
can lend credibility and integrity to a
project. There were four peer reviews of the
design work done on the chapel.
SUMMATION
The premature failure of the high-quality
building envelope system on the historic
chapel in 2000 was both unfortunate and
avoidable. Poor design and poor workmanship
were equally to blame. While knowledge
of some historic materials and processes
is both nuanced and specific, there
are resources available to designers and
contractors alike. Our peers and material
manufacturers are good places to begin.
When we are challenged by combining
modern building technologies with historic
applications, we are required to do our due
diligence to ensure a successful project outcome.
We owe that to our clients and our
historic buildings.
EDITOR’S NOTE: This article is republished
from the Proceedings of the September
2012 RCI Building Envelope Technology
Symposium.
Robert Fulmer specializes
in analysis,
diagnosis,
and integration of
historic and contemporary
building
envelope issues,
providing specification
and oversight
of appropriate
remedial solutions.
Recognized
as an expert in copper and slate roofing,
he has consulted on significant projects
throughout North and Central America.
Fulmer is a published author of trade-specific
articles and has lectured throughout the
U.S. on historic preservation and building
envelope topics. He is qualified as an expert
witness in roofing litigation. He is past president
and currently on the board of the New
England Chapter of RCI. He is the current
senior vice president of the National Slate
Association.
Robert Fulmer
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