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Water Intrusion From Rooftop Mechanical Equipment

April 3, 1997

Water Intrusion From Rooftop
Mechanical Equipment

.

By Joseph D. Shuffleton, P.E.
In the Washington D.C. area and many other parts of the
country’, the winter of 1995-’96 will long be remem¬
bered for many undesirable things. The dreaded Dallas
Cowboys once again became Super Bowl Champions.
The federal government shut down twice (but at least rush
hour traffic was more tolerable), and record snowfalls, in
conjunction with extreme winter weather, created water
intrusion problems in previously unaffected sections of
many buildings.
One of the areas that seemed hardest hit was rooftop
mechanical equipment. We received numerous calls con¬
cerning buildings with apparent watertight, sound roof sys¬
tems that experienced extensive water intrusion near
rooftop mechanical units.
Inspections often revealed open flashing seams, shrunk¬
en fillers in pitch pockets, or other, more common roofrelated
openings for water intrusion. However, in a number
of instances, water testing and follow-up investigation
revealed that the real culprits were the rooftop mechanical
units themselves.
Most roofing contractors and consultants have probably
run into these problems from time to time. Everyone in the
industry’ with whom we spoke provided stories of frequent
visits to properties (and water testing) required to convince
a client that the reported “roof leakage” was really due to
defects within a rooftop mechanical unit.
To help explain this problem to our clients, we decided
to gather published articles and reports related to water
intrusion from rooftop mechanical units. Inquiries were
made to the National Roofing Contractors Association
(NRCA), the Roof Consultants Institute (RCI), the Single-
Ply Roofing Institute (SPRI), the Roofing Industry
Educational Institute (RIEI), and other organizations.
Unfortunately, not one article or report could be produced
on this subject. However, everyone acknowledged that this
was a fairly common problem, similar to water intrusion at
walls (such as parapet or penthouse walls) that is often
reported as “roof leakage.”
We finally found a technical bulletin published by the
Canadian Roofing Contractors’ Association (CRCA) in
October of 1995. (See sidebar). It does a good job of
explaining the various aspects of water intrusion in and
around rooftop equipment. In particular, it points out sever¬
al important factors/items.
1. While it is not a wise practice to install mechanical
equipment on building roofs, designers do this regu¬
larly because it is efficient and the equipment can be
hidden from view.
2. Mechanical equipment consists of metal shells with
detachable panels, access doors and louvers; however,
they rely heavily on factory-applied gaskets, caulking,
etc. to prevent water intrusion. Often water intrusion
occurs because these gaskets are:
a. Not perfectly watertight in all weather conditions;
b. Damaged (or misaligned during transit or during
installation; or
c. Not properly maintained and replaced when need¬
ed.
3. Condensate drainage plans that are inadequately
designed, constructed or maintained can cause appar¬
ent “roof leaks” during even the worst summer
drought.
4. Mechanical units must be properly installed and
flashed. This includes:
a. Making sure they are properly leveled so that inter¬
nal drainage systems operate as intended;
b. Maintaining minimum flashing heights (of over 11″
in Canada):
c. Installing saddles or crickets on the upslope sides
of units to divert water around the curbs;
d. Using permanent metal flashings whenever possi¬
ble and avoiding the use of pitch pans;
e. Not penetrating base flashings with service lines;
and
April 1997 Interface • 7
f. Installing protective pads around units for service
personnel.
To this list of prudent measures, we would add the fol¬
lowing cautions and recommendations.
1. Building staff should carefully check the area around
rooftop units after service is performed. Obviously,
access panels must be properly reinstalled and the
area around the units should have fluid spills or
debris (such as screws, wires, parts, etc.) removed.
2. The top edges of base flashings should be properly
covered and protected by metal counterflashing. In
certain cases, the body of the rooftop mechanical unit
may protect the edges of some flashing. However,
the added cost of metal counterflashings over the
tops of curbs at the time the curbs are installed is
generally insignificant compared to the cost of find¬
ing and correcting water intrusion problems later.
3. Whenever possible, equipment should be mounted
on curbs that are firmly secured to the deck. Avoid
mounting units on top of the roof membrane.
4. Firmly secure mechanical units to supports to limit
vibration that can cause damage to the roof mem¬
brane and flashings.
5. Condensate drain lines can be extremely problematic
and require special attention.
a. Due to the design of many large mechanical units,
the drain lines may not operate properly unless
there is a goose-neck trap in the line that is
primed (filled) with water. This is a special con¬
cern after a reroofmg project where the conden¬
sate lines were disconnected and/or modified.
b. Whenever possible, drain lines should discharge
into roof drainage systems, not onto the roof
membrane, because oil leakage from the unit can
be collected and discharged through the conden¬
sate line.
c. Building staff should regularly check the opera¬
tion of condensate collection pans in the mechani¬
cal units and the drain lines.
Our experience with water testing rooftop mechanical
units has been very good when specific procedures are fol¬
lowed. We have had good success working with mechani¬
cal repair contractors when we include them in this
process. Generally, our testing involves the following
items/procedures.
1. Spray the base flashings with water for at least thirty
minutes. If enough hoses and water outlets are avail¬
able, the entire roof area around a mechanical unit
can be checked in this manner fairly quickly.
2. Once the membrane and flashings are tested, we
then spray water on the top of the unit for at least 30
minutes. If no leakage develops, we spray each side
of the unit for 30 minutes
3. We generally use a very strong spray because we can¬
not recreate the exact conditions (or length of time)
that Mother Nature can bring to bear.
4. Whenever water intrusion is noticed, we stop spray¬
ing for a period of time (about 15 minutes) to let the
leakage subside. Then we reapply the spray in the
same manner to verify that this was the cause of the
water intrusion.
5. As another check, we will sometimes respray the
base flashings and membrane below the area of sus¬
pected water intrusion, just to help verify that the
roof covering is not a contributing factor.
Armed with this information, hopefully everyone will
have a more prosperous year. As for those of us in the
Washington D.C. area, the government will continue to
function, the Redskins will keep trying (there is always
hope) and the weather will continue to be an interesting
factor in our lives.
I would appreciate hearing from other readers about
their experiences related to leaking rooftop mechanical
units. If I get some good tips or insight into these prob¬
lems, I will write a follow-up article and share the informa¬
tion. Until then, at least we now have one published arti¬
cle on this “common” but poorly documented problem.
See related sidebar on page 9.
About The Author
Joe Shuffleton received his bache¬
lor and master of science degrees
from Rensselaer Polytechnic Insti¬
tute in Troy, NY. He is a registered engineer and geologist
in various jurisdictions and has over 23 years of engineer¬
ing and consultation experience involving evaluation of
building elements, particularly roofing systems. In 1982, he
founded Engineering and Technical Consultants, Inc.
(ETC) and now has offices in Sterling, VA and Columbia,
MD. Joe has published a number of articles on roofing and
is a respected lecturer.
8 • Interface April 1997