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What (Not) to Expect When You Are Expecting New Fenestrations – A Case Study

April 25, 2021

When working in a
particular industry
for an extended
length of time,
an individual may
begin to think that
they have seen it all. The knowledge gained over
valuable years of experience comes through a
variety of circumstances and trying projects.
But at times, there are those projects that leave
even the most experienced and knowledgeable
individuals shaking their heads in disbelief.
Notwithstanding, attempting to provide plausible
engineering reasoning and reassurance to
a group of laypeople that their newly installed
fenestrations will perform and function as
designed can be a challenge.
The focus of this case study is just that. For a
repair project, the scope of work was considered
to be fairly straightforward: remove and replace
the existing windows and sliding glass doors and
perform water penetration testing to confirm
proper installation at an oceanfront high-rise
building that was approximately 25 years old.
As design professionals and building enclosure
consultants, we may become complacent due to
the simplicity of this type of repair that has been
designed and executed countless times in the
past. However, as such individuals, we should be
mindful of the axiom “expect the unexpected.”
When unexpected issues cause the proverbial
head shake for experienced and knowledgeable
design professionals and building enclosure consultants,
the issues demand attention.
THE CASE STUDY
Those who have a background of working
on new construction and renovation projects in
coastal environments—especially those located
on hurricane-prone coastlines—understand
the unique set of challenges with the design
and installation of new windows and sliding
glass doors. As building codes and standards
keep evolving, so do the minimum requirements
regarding the design of fenestrations. High
winds, high relative moisture, and salt-laden air
produce a harsh environment that requires careful
design to minimize corrosion and damage.
For this particular case study, the highrise
structure is located in a harsh oceanfront
environment that produces significant
hurricane-level wind speeds (Figure 1).
Compounded with the high relative moisture
and salt-laden air, the new fenestrations will
have to be robust enough to not only adequately
transfer the load of the code-prescribed wind
pressures to the structure, but also minimize
8 • IIBEC Interface April 2021
Figure 1. View of the case study building.
the potential of corrosion. Since the existing
fenestrations had exceeded their service life
expectancy, the recommendation to replace all
the fenestrations was unanimously approved by
the homeowners’ association.
The existing fenestrations were replaced
with new architecturally and code-compliant
fenestrations consisting of extruded aluminum
frames with a bronze anodized finish. The
fenestrations were impact-resistant, insulated
glazing (IG) units that included tempered glass
and heat-strengthened glass with a low thermal
emissivity coating. As with most repair projects
of this nature, a water penetration testing
program was established by the design professional
and building enclosure consultant, in
accordance with published industry standards.
The testing program would demonstrate the
adequacy and proper installation methods of
the new fenestrations. But contrary to what was
expected, the collective team of design professionals,
contractors, and owners was introduced
to a series of water penetration issues that
were unexpected. This was in addition to a full
investigation and analysis into unforeseen glass
surface blemishes (in the form of scratches)
following the completion of the repair project.
WATER PENETRATION TESTING
The topic of water penetration testing has
been discussed meticulously over the years by
experienced and knowledgeable individuals in
the construction industry. These discussions
have typically been focused on common issues
frequently observed, and they provide different
methods to reduce the chance repetition of
such an issue. But in
the event of observing
anomalous water
penetration testing
issues, where should
one look for guidance?
In an effort to
provide some context
to this question,
a brief overview of
water penetration
testing is required.
A Brief Overview
Fundamentally,
the intent of the
commercial and
residential codes
(building codes) is
to provide the design professional, building
enclosure consultant, and contractor with the
minimum requirements to which a building
and its fenestrations must be constructed. The
building codes include both prescriptive and
performance-based requirements that provide
methods for installation and testing of fenestrations,
based on standards produced from
industry groups, which include the American
Architectural Manufacturers Association
(AAMA), Window & Door Manufacturers
Association (WDMA), Canadian Standards
Association (CSA), and American Society of
Civil Engineers (ASCE). The code-referenced
standard, AAMA/WDMA/CSA 101/I.S.2/
A440, North American Fenestration Standard /
Specification for Windows, Doors, and Skylights,
is used in the testing and rating of windows
and doors and is internationally accepted as the
performance standard/specification.
ASTM International (ASTM) developed
and produced the technical standard
ASTM E1105, Standard Test Method for
Field Determination of Water Penetration of
Installed Exterior Windows, Skylights, Doors,
and Curtain Walls, by Uniform or Cyclic Static
Air Pressure Difference. The scope of this standard
includes test methods that determine the
resistance of window and door components to
water penetration testing when subjected to an
air pressure differential across the cross section
of the product (Figure 2). The air pressure differential
across the fenestration system is created
by a sealed chamber, installed either from the
April 2021 IIBEC Interface • 9
Figure 2. View of water penetration testing.
interior or exterior, that includes an air source
that supplies air (positive pressure) or exhausts
air (negative pressure) at a required calculated
rate while simultaneously spraying water onto
the exterior surface of the fenestration system.
The scope of AAMA 502, Voluntary
Specification for Field Testing of Newly Installed
Fenestration Products, is to establish the
requirements for field test specimens, apparatus,
sampling, test procedures, and test reports
for verifying water penetration resistance performance
of newly installed fenestration systems.
This specification is applicable during
construction, prior to issuance of the building
occupancy permit, but no later than six months
after installation. It should be noted that the
fenestration products defined with AAMA 502
are based on the requirements of AAMA/
WDMA/CSA 101/I.S.2/A440. The test methods
outlined within this water penetration reference
standard are required to be in general
accordance with ASTM E1105.
If water intrusion is observed during testing,
and the source of the leakage cannot be readily
determined, a forensic evaluation using the
procedures outlined in AAMA 511, Voluntary
Guideline for Forensic Water Penetration Testing
of Fenestration Products, shall be performed
while maintaining the test pressures and the
methods defined in AAMA 502. It should be
noted that the AAMA 511 forensic evaluation
of fenestration systems is often not included in
testing protocols.
ASTM developed and produced the technical
standard ASTM E2112, Standard Practice
for Installation of Exterior Windows, Doors and
Skylights. This standard provides specifications
regarding the installation of new and existing
fenestration systems, as well as commentary
about field testing fenestration systems as a
quality assurance procedure or proof of compliance
with project specifications. Specifically,
the installer shall be familiar with the procedures
and requirements outlined with both the
ASTM E1105 and AAMA 502 water testing
standards.
CASE STUDY: WATER TESTING
ISSUES AND SOLUTIONS
Most design professionals, building enclosure
consultants, and contractors understand
that repair projects often offer an array of atypical
issues. Results from the water penetration
testing performed during this particular repair
project presented eight different types of failures
among fourteen water penetration tests.
The majority of the water penetration issues
found were easily identifiable and resolved.
However, there were subsequent issues that
required further research to provide a confidence
level to the collective team—design
professionals, building enclosure consultants,
contractors, and owners—that the new fenestrations
would function as intended.
Water Testing Issue #1
Fenestration systems installed in areas of
high wind speeds, such as a hurricane-prone
coastline, need to be designed to adequately
transfer the wind pressures to the main structural
elements of a building. Typical storefront
window and door systems are not necessarily
designed to properly transfer this type of high
loading without supplemental reinforcement.
In order to provide windows and sliding glass
doors with sufficient support to adequately
transfer the wind load, an independent structural
sub-framing was installed at the head and
sill with the new windows and doors
simply snapped into the sub-framing.
During a water penetration testing
session, a sliding glass door with
an architectural window (AW) product
performance class was subjected to
Procedure ‘A’ of AAMA 502. During the
15-minute static-air water penetration
resistance test, evidence of water leakage
was observed at the intersection of the
fenestration-to-sub-sill framing. When
the two different framing systems are
intimately jointed together, it is critical
to ensure that the joints are properly
sealed to prevent water intrusion. For
this particular repair project, the critical
location was at the rear vertical leg
of the sub-sill where a bead of sealant
was installed into a prefabricated slot
to ensure intimate contact with the fenestration
framing (Figure 3). However, during
installation, the fenestration framing can move
slightly, creating small voids or holes in the
sealant. These small voids or pinholes can be
exposed during water testing, especially when
the interior chamber pressure is significant.
Following discussions with the manufacturer
and contractor, an additional bead of
sealant was installed on the exterior surface of
the fenestration-to-sub-sill intersection. This
supplemental bead of sealant was then installed
at all previously installed and newly installed
sliding glass door locations, resulting in a mode
of failure that was not observed during subsequent
water penetration testing. Though these
types of fenestrations experience rigorous manufacturer
laboratory testing, unforeseen errors
in the installation can result in the potential of
future water intrusion issues, if left in an uncorrected
condition.
Water Testing Issue #2
As discussed previously, when two different
framing systems are intimately jointed together,
such as the sub-framing and fenestration
framing, it is critical to ensure that the joints
are properly sealed to prevent the occurrence
of water intrusion. In an effort to prevent water
intrusion, supplemental sealant will be installed
where the sub-framing terminates adjacent to
the fenestration framing. For example, sealant
will be installed between the sub-sill end dam
and jamb mullion of the fenestration frame.
During a water penetration testing session,
evidence of water leakage was observed
at the intersection of the sub-sill end dam and
fenestration jamb of one of the sliding glass
doors (Figure 4). Closer examination of these
intersections did not exhibit any open gaps or
10 • IIBEC Interface April 2021
Figure 3. View of location of sealant.
holes in the sealant following the water penetration
testing. The manufacturer’s design of
the sub-sill included the installation of weepholes
to allow for any incidental water to exit.
Following extensive discussions with the
manufacturer and contractor, it was concluded
that the weepholes located within the sub-sill
needed to be closed with a bond breaker and
sealant. Though the sub-sill was designed with
weepholes, the incidental water drawn into
the sub-sill during water testing was not being
purged, thereby creating a head of water within
the sub-sill and subsequently overtopping the
back dam. The installation of the new sealant
over the weepholes of the sub-sill would create
a barrier-type system as an alternative to
the originally designed drainage system. This
supplemental bond breaker and sealant system
was installed at all previously installed and
newly installed sliding glass door locations.
Subsequent water penetration testing was not
able to recreate this specific type of water leakage.
It should be clearly noted that this type
of change could be considered an undesirable
consequence and a potentially problematic
maintenance issue for the owner. However, by
working with the manufacturer, specific design
changes could be implemented on future fenestration
systems.
Water Testing Issue #3
Standard AAMA/WDMA/CSA 101/I.S.2/
A440 defines performance class requirements
for fenestration systems based on the minimum
performance grades, design pressures, uniform
load structural test pressures, and water penetration
resistance test pressures. The pressure
used during water penetration resistance testing
is defined in the standard as two-thirds of
15% of the rated laboratory performance. For
example, a fenestration with an 80 psf rated
laboratory performance would be tested with
a chamber pressure of eight pounds per square
foot (80 psf x (2/3) x 0.15 = 8.0 psf). Therefore,
the test chamber pressure is proportionate to
the rated laboratory performance pressure.
Depending on the rated laboratory performance,
the pressure differential across a fenestration
system can be magnitudes different. As
such, small voids and pinholes in the sealant
can be exposed during water penetration testing
due to the pressure differential across the
fenestration. Though the pressure differential
during a small-to-moderate wind event may
not produce a substantial pressure differential
between the exterior and interior, an extreme
wind event (for example, a Category 4 hurricane)
can produce significant pressure differentials
that would allow water to penetrate to
the interior in the presence of small voids and/
or pinholes in the sealant.
During a water penetration testing session,
the water level was observed to be increasing
along the back dam of the newly installed
sliding glass door. Inspection of the sealant
with the use of a smoke pen following the water
penetration testing concluded that a small hole
in the exterior sealant joint allowed water to fill
and overtop the sill pan due to the pressure differential
across the sliding glass door (Figure
5). These types of small voids and/or pinholes
can be caused by the thinning out of the sealant,
improper tooling, or adhesion failure.
It may be difficult to observe and locate
small voids and/or pinholes in the sealant
during an inspection of a fenestration. These
types of issues are considered to be difficult
to determine in the absence of water penetration
resistance testing. Nonetheless,
design professionals, building enclosure
consultants, and contractors should be
proactive in being mindful of such locations
where sealant may be difficult to
install in the field. This type of mindset
can alleviate the potential of failure
during a water penetration resistance
test and instill confidence that the fenestration
system will function as designed.
GLASS SURFACE BLEMISH
OBSERVATIONS
Likely an unfamiliar and/or isolated
issue to many design professionals and
building enclosure consultants is glass
surface blemishes in newly installed
windows and sliding glass doors.
Commonly referred to as scratches, this
type of issue can result not only in an
unpleasing aesthetic effect, but may increase
the possibility of localized glass failure during
high-wind events due to the cross-sectional
loss of material. Though this topic has not been
discussed within the industry as frequently
as water penetration testing, there are specific
standards and guides that provide assistance
in determining the degree and severity of a
blemish that dictates the type of repair recommendations,
if considered to be necessary.
A Brief Overview
As a starting point, it should be noted that
the building codes do not provide any assistance
with reference to glass surface blemishes.
Therefore, design professionals and building
enclosure consultants are compelled to rely
on the industry standards and guidelines that
are considered to be relevant to glass surface
blemishes.
The Insulating Glass Manufacturers
Alliance (IGMA) has developed and produced
the technical guideline TM-3100-09,
Voluntary Guidelines for the Identification of
Visual Obstructions in the Airspace of Insulating
Glass Units. The scope of these guidelines is to
assist in determining the criteria for observing
visual obstructions for sealed IG units. A visual
obstruction is defined by the IGMA guidelines
as “anything located inside the sealed
insulating glass unit that unintentionally and
materially inhibits a person’s view through
the glazed daylight opening from either interior-
to-exterior or exterior-to-interior, when
inspected.” Examples of visual obstructions
include adhesive residue, desiccant dusting,
dirt/debris, fingerprints, fogging, blemishes,
and optical effects. The IGMA guidelines provide
commentary regarding the inspection and
12 • IIBEC Interface April 2021
Figure 4. View of location of sealant.
conformance requirements of the observed
visual obstructions. Specifically, the guidelines
state that the glass is to be inspected from a distance
of 10 ft. at a viewing angle of 90° against a
bright, uniform background.
ASTM has developed the
technical standard ASTM
C1036, Standard Specification
for Flat Glass. The scope of this
standard is to provide specification
regarding quality requirements
of flat, transparent, clear,
and tinted glass for use in
architectural glazing products
(for example, coated glass, IG
units, and laminated glass). This
standard includes prescriptive
test methods for the detection
of linear blemishes (for example,
scratches, rubs, and digs)
on the top surface (exterior
side) of the glass. Section 6.1.1,
Test Methods, of ASTM C1036
states that the viewer shall be
positioned perpendicular to the glass surface
using daylight (without direct sunlight) or
other uniform diffused background lighting
(Figure 6). The viewer must have 20/20 vision
(naked eye or corrected). Additionally, Section
6.1.1.3 of of ASTM C1036, Detection for Linear
Blemishes (Scratches, Rubs, Digs, and other
Similar Blemishes), states that the glass shall be
viewed at a distance of 3.3 m (130 in. or 10.8
ft.). The inspection of the glass shall progress
April 2021 IIBEC Interface • 13
Figure 5. View of thinned-out sealant and void.
Figure 6. Viewer position from ASTM C1036, Standard Specification for Flat Glass.
sequentially to each of the shorter distances for
other applicable blemish intensities. The blemish
intensity is based on the detection distance
(Figure 7). Any blemishes detected from these
distances shall be compared with the length
and separation criteria for allowable blemishes
(Figure 8).
The scope of ASTM C1048, Standard
Specification for Heat-Strengthened and Fully
Tempered Flat Glass, is to provide requirements
for monolithic, flat, heat-strengthened, and
fully tempered coated and uncoated glass produced
on a horizontal tempering system used
in general building construction and other
applications. This standard includes prescriptive
test methods for the detection of linear
blemishes (for example, scratches, rubs, and
digs) on the top surface of the glass. Specifically,
Section 10.5, Blemish Detection for Linear
Blemishes (Scratches, Rubs, Digs and Other
Similar Blemishes), references ASTM C1036
for the required test methods and evaluation
criteria for linear blemishes on fully tempered
flat glass.
CASE STUDY: GLASS SURFACE BLEMISH
ISSUES AND SOLUTIONS
After substantial completion of the repair
project, several of the newly installed windows
and sliding glass doors were identified to have
various types and intensities of glass surface
blemishes. An inspection protocol was established
and performed in general accordance
with ASTM C1036 as a guideline to identify the
type and intensity of glass surface blemishes.
Specifically, all the fenestrations were observed
from three different distances, perpendicular
to the glass with sufficient backlighting, in an
effort to identify all surface glass blemishes.
As previously discussed, the new windows
and sliding glass doors are considered
to be architectural glass products with impactresistant
IG units that include tempered glass
and heat-strengthened glass. Based on ASTM
C1036, the classification of the glass is Type 1,
Class 1 (transparent and clear flat glass), and it
is of Quality Q3 (architectural glass products).
Based on the classification of the glass for the
subject fenestrations, ASTM C1036 details the
allowable blemishes for Quality-Q3 glass.
During the visual inspection, a combination
of medium and heavy blemishes were identified
on the top surface of the individual IG
unit panels for the windows and sliding glass
doors (Figure 9). Several of the glass panels
were observed to have one linear blemish, while
several of the glass panels were observed to have
a series or grouping of closely spaced linear
blemishes. Of the 300 individual IG unit panels
observed within all of the windows and sliding
glass doors, 29 glass panels required removal
and replacement with new IG units.
As part of the original recommended outline
scope of repair following the inspection
of the windows and sliding glass doors, any
identified medium-surfaced glass blemish
that was considered to be allowed by ASTM
C1036 could be polished. Based on preliminary
research, the design professional understood
that the polishing technique was proven to
be an effective repair for light- to mediumsurfaced
glass blemishes. However, supplemental
research and discussions with regard to this
repair technique resulted in an issued addendum
that revised the scope of repair to include
all IG units with a medium-surfaced glass
blemish to be removed and replaced. This revision
was determined on the premise that there
is a likelihood that a reduction in the crosssectional
thickness of the glass could result in
failure or breakage due to the significant wind
pressures produced during a high-wind event.
CONCLUSIONS
When individuals believe that they have
seen it all, given very similar scope-of-repair
work scenarios, there are those projects that
14 • IIBEC Interface April 2021
Figure 7. Viewer distances; from ASTM C1036, Standard Specification for Flat Glass.
Figure 8. Blemish criteria from ASTM C1036, Standard Specification for Flat Glass.
remind them that unforeseen issues or a combination
of issues are within the realm of possibility.
As a reminder, this project was presumed to
be fairly straightforward:
remove and replace the
existing windows and
sliding glass doors, and
perform water penetration
testing to confirm
proper installation at
an ocean-front highrise
building that was
approximately 25 years
old. As it would happen,
a mixture of issues
presented themselves
throughout this project,
including a multitude of
water penetration issues,
compounded with the
egregious glass surface
blemish issue, that forced
the collective team of
design professionals,
building enclosure consultants,
and contractors
to research and develop
alternative repair solutions. In an attempt to
instill confidence in an owner that their new
windows and sliding glass doors were properly
installed, design professionals and building
enclosure consultants need to be reminded to
always expect the unexpected.
April 2021 IIBEC Interface • 15
Figure 9. Views of
glass surface blemishes
(highlighted with red).
REFERENCES
AAMA/WDMA/CSA 101/I.S.2/A440,
North American Fenestration Standard/
Specification for Windows, Doors, and
Skylights. American Architectural
Manufacturers Association (AAMA),
Window & Door Manufacturers
Association (WDMA), and The CSA
Group. 2017. www.wdma.com
ASCE/SEI 7-10, Minimum Design Loads
for Buildings and Other Structures.
American Society of Civil Engineers.
Reston, VA. 2010. www.asce.org/
ASTM E1105-15, Standard Test Method
for Field Determination of Water
Penetration of Installed Exterior
Windows, Skylights, Doors, and
Curtain Walls, by Uniform or Cyclic
Static Air Pressure Difference. ASTM
International, West Conshohocken, PA.
2015. www.astm.org.
AAMA 502, Voluntary Specification for Field
Testing of Newly Installed Fenestration
Products. ASTM International, West
Conshohocken, PA. www.astm.org.
ASTM E2112, Standard Practice for
Installation of Exterior Windows, Doors
and Skylights. ASTM International, West
Conshohocken, PA. www.astm.org.
IGMA TM-3100-09, Voluntary Guidelines
for Identification of Visual Obstructions
in the Air Space of Insulating Glass Units.
Fenestration & Glazings Industry
Alliance. March 16, 2009.
ASTM C1036-16, Standard Specification for
Flat Glass, ASTM International, West
Conshohocken, PA. 2016. www.astm.org.
ASTM C1048-18, Standard Specification
for Heat-Strengthened and Fully
Tempered Flat Glass. ASTM
International, West Conshohocken,
PA. 2018. www.astm.org.
70 107
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John C. Wylie has
over 12 years of
experience as an
engineering consultant—
primarily in
the areas of deficient
construction, structural
analysis, and
c ol laps e /damage
investigations. He is
responsible for the
inspection and repair
of a wide variety of
building enclosure
systems and structural systems. Wylie is licensed
as a professional engineer in four states and
is a Registered Exterior Wall Consultant and
Registered Roof Observer with IIBEC.
John C. Wylie,
REWC, RRO, PE
16 • IIBEC Interface April 2021
In his first few days in office, President Joe Biden
made several executive orders related to the construction
industry, many of them simply revoking executive orders
created by his predecessor. Here’s a quick rundown of a
few of them.
Paris Climate Agreement: President Joe Biden signed
an executive order beginning the 30-day process for the
US to reenter the global pact. The US was the only country
who had formally withdrawn from the pact since it
was adopted.
Biden also plans to host a climate summit of world
leaders on Earth Day, April 22, where he will roll out
the US’ goal for reductions of carbon emissions by 2030,
known as the nationally determined contribution under
the Paris accord.
Department of Energy: Former Governor Jennifer
Granholm, known for pushing clean energy technologies,
was confirmed by the Senate to serve as the 16th Secretary
of Energy. She is expected to champion Biden’s campaign
promises which include a push for a “100% clean energy
economy,” for the United States to reach “net-zero emissions
no later than 2050,” and for a “historic investment in
clean energy and climate research and innovation.”
Coronavirus: OSHA maintains a website that reflects
developments in science, best practices, and standards.
www.osha.gov/coronavirus/safework.
The Biden
Administration
and Construction
Photo by Andy Feliciotti on Unsplash