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Historical Building Enclosure Performance Through the Lens of Forensic Investigations Part II

May 15, 2019

INTRODUCTION
When a building enclosure system is
designed, it is expected to perform as intended
throughout its anticipated service life.
However, when designs are implemented in
construction, changes and compromises are
often made that affect the actual longevity of
the systems. In a previously published article
in the July 2019 issue of IIBEC Interface,
we investigated the apparent changes in the
longevity of building enclosure systems as
a whole throughout the past decades, and
found that the average longevity of building
enclosure systems in our sample population
has generally decreased in recent decades,
apart from a slight improvement in the 2000s.
The data also showed us the changes in the
most common modes of failure and the cyclic
interaction among design, manufacture, and
installation. But how do
these broad-stroke trends
relate to what we observe
in individual building enclosure
systems on a day-today
basis? And within the
general category of “building
enclosure systems,” do
different systems perform
differently in response to
changes in the industry?
In this follow-up study, we
examine the underlying systems
in our data set to find
out how they respond differently,
and whether certain
types of systems are more
resilient to the trends uncovered
in our previous study.
SAMPLE POPULATION AND
METHODOLOGY
The sample population includes 130
building enclosure system failures in the
Pacific Northwest that were analyzed in
our previous study, further broken down
into vertical and horizontal building enclosure
systems. Vertical building enclosure
systems include wall and glazing systems.
We investigated failures in stucco, exterior
insulation and finish systems (EIFS), lap
siding, and windows in punched openings.
Systems that were not as frequently investigated
are grouped into the “other” category.
These include structural insulated panels,
metal panel siding, and exposed concrete
walls. Horizontal building enclosure systems
include low-slope roofs, nonexposed
waterproofing, and waterproofing exposed
to pedestrian traffic (decks). Steep-slope
roof systems are not included in this study.
By virtue of being a forensic consulting
firm, data collected from our investigation
projects are limited to systems that have
reportedly failed. Successful installations
are not included in our sample population.
This is consistent with the goal of our study,
which is to understand trends in failed systems.
The results and percentages presented
here therefore represent characteristics
of failed systems and not the general population
of all building enclosure installations.
Figures 1 and 2 illustrate the composition of
our sample population.
As in our previous study, failed systems
are defined herein as systems that
are not performing their intended function
(for example, permitting water infiltration
A u g u s t 2 0 1 9 I I B E C I n t e r f a ce • 3 7
This article is an abridged adaptation of a white paper titled “Understanding Building Skins Through Failures: Trends in Failure
Mechanisms and Their Costs,” originally presented at the 2018 Advanced Building Skins conference (https://abs.green/home).
Figure 1 – Types of vertical building enclosure
systems included in this study.
Figure 2 – Types of horizontal building enclosure
systems included in this study.
or air leakage), or systems that have deteriorated
before reaching their design service
life. A two-step process is inherent in
identifying failures in our data set. First,
failures have to be self-reported by building
owners. Some indication of either nonperformance
or physical damage was noted by
the building owner, tenant, or maintenance
staff, triggering our investigation. Through
forensic investigations, we then determined
the cause of such failures. In our study,
systems that were non-performing due to
lack of maintenance or normal aging were
not classified as failures. Isolated issues
and items covered by a manufacturer’s warranty
were also not included. Our sample
population included only projects that were
non-performing and required either systemic
modifications or complete replacement
before reaching either the published or
industry average expected service life of the
specific system investigated. To offer a point
of comparison with our previous study, we
focused on examining the age of each system
at failure and the comparative trend of
increasing or decreasing system longevity.
FINDINGS
Comparative Longevity of Building
Enclosure Systems
The age of building enclosure systems
at failure was plotted against their year
of construction, shown in Figure 3. We
noticed again a generally decreasing trend
in system longevity. Windows and protected
waterproofing are among the systems whose
performances are most steeply in decline.
The trend lines for lap siding and low-slope
roof systems appear to have the most moderate
slope.
We recognized that for younger buildings
that have not had an opportunity to go
through the full design life cycle, our data
would inevitably be skewed to capture only
systems that were failing “sooner” than those
installed on older buildings. To address
this, the data were normalized to show the
relative age of each system at failure as a
percentage of the building’s age. Trend lines
were then fitted with cubic polynomial functions
to reveal nuances in the general trend.
We expected there would be a general downward
skew to the trends revealed, but any
upward trend would be worthy of investigation.
The relative slopes of these trends were
also examined. Major developments in the
building enclosure industry in the past five
decades were included as reference points
in the graph (Figure 4). These include the
oil embargo in the 1970s, the development
of the Energy Code, the implementation of
the Washington State Condominium Act
(Condo Act), and the popularization of rainscreen
cladding systems and air barriers
in building enclosure design in the Pacific
Northwest.
We noted that within the general trend
of declining system longevity, there are
indications of reversal of that trend for most
systems beginning in the mid-1990s to early
2000s. Most notably, EIFS longevity was in
the steepest decline in the 1980s, but they
have also shown one of the quickest reversals
into the 2000s. The performance of vertical
wall systems—lap siding, stucco, and
EIFS—appears to be very much affected by
the increased use of rainscreen systems in
the late 1990s. Horizontal systems exhibit
more gradual trends that relate to differing
historical events. Performance of roofs, for
example, appears to have responded very
gradually to the development of the energy
code in the 1970s and not much to other
historic events. Decks, on the other hand,
responded well to the energy code, but then
experienced a dip in performance through
the 1980s and 1990s before rallying again,
along with vertical building enclosure systems,
following the popularization of rainscreen
systems. Waterproofing and window
systems both appear to be unaffected by
historic developments in the industry.
Average Longevity of Building
Enclosure Systems
Next, we examined the difference between
the actual observed service life of various
building enclosure systems in the past
three decades. We grouped each system into
decades by their year of construction and
looked at the average life of these systems
3 8 • I I B E C I n t e r f a ce A u g u s t 2 0 1 9
Figure 3 – Historical performance of building enclosure systems.
Figure 4 – Historical performance of building enclosure systems, normalized to building age.
within each decade to capture the change
in performance we noted between the 1990s
and 2000s. The general trends in horizontal
and vertical system longevity are shown in
Figures 5 and 6, respectively.
The most striking observation from
Figures 5 and 6 is that the average system
age at failure did not increase in the 2000s
for horizontal building enclosure systems
as it did for vertical building enclosure
systems. The figures also show that systems
constructed in the 1980s generally
lasted longer than systems constructed in
the 1990s and 2000s. EIFS, in particular,
reached an average of almost 25 years in
service before failures were reported.
DISCUSSION
Factors Affecting Time in Service
Before Reported Failure
One of the key goals in sustainable
building design is to design buildings with
systems that are adaptable and can stay
in service for a long time. An assumption
is often made that as time progresses, our
building enclosure systems are designed
and constructed better to last longer. If this
is the case in practice, we would expect to
see convergence between the building enclosure
system age at failure and the building
age—particularly in more recent years. For
example, we would expect the system age
trend line for a lap siding system to converge
close to 100% in Figure 4 for younger
buildings built after 2010, as lap siding
systems are not expected to fail so soon
after construction. But this is not the case.
We see in Figure 6 that the average system
age at failure for lap siding in the 2000s is
seven years, down from close to 20 years
in the 1980s. This seems to be the case in
varying degrees for all of the systems in our
sample population.
Many factors may account for this difference—
not the least of which is the potential
bias in our sample population. Without
access to an exhaustive survey of all buildings
in the Pacific Northwest, we are limited
to collecting data only when problems are
reported. The difference in reported age of
failure depends not only on the performance
of the building enclosure system, but also
on the failure being noticed and reported.
The observed shortening of time between
construction and reported failure may very
well be due to owners being more aware and
reporting issues earlier. Another explanation
could be that in recent decades, owners
have become less inclined to self-perform
repairs before seeking professional advice.
Potential changes in owner behavior does
not, however, explain the apparent increase
in system longevity from the 1990s to the
2000s. Stucco, lap siding, and window systems
have all enjoyed an increase in system
life in the 2000s, despite the continued
decrease of longevity in the other systems.
Failures in window systems are arguably one
of the easiest issues for building owners to
notice. It is likely in this case that the combination
of the Condo Act, which requires
the submittal of stamped building enclosure
design documents during permitting and
inspection of building enclosure components
during construction, and the popularization
of rainscreen designs did have a positive
impact on these cladding systems.
One finding that was surprising was
the continued trend of decreased longevity
in EIFS. Most modern EIFS are designed
as rainscreen systems rather than the barrier
systems that were heavily litigated in
the 1980s and 1990s. This new approach
is intended to address the shortcomings
of earlier EIFS designs and deliver better
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system performance. Yet we see in our
study that the average age of EIFS at reported
failure in the 2000s is less than it was
in the 1980s and 1990s. This observation
may be related to the limitations of this
study. By nature of responding as forensic
experts, our data can only capture systems
that are not performing. Even if the majority
of modern EIFS installed in the Pacific
Northwest are successful, our data would
still capture the minority of failed systems.
Additionally, the litigious history of EIFS
may have also created owner bias where
sophisticated building owners are more sensitive
to non-performance and report issues
with EIFS sooner and more often.
Difference in Building Enclosure
Systems’ Responses to Industry Changes
There is much variation among building
enclosure systems, both in terms of
observed longevity and their responses to
overall industry changes, as illustrated in
Figures 3 and 4. For example, the popularization
of rainscreen designs affected vertical
building enclosure systems significantly
more than horizontal building enclosure systems.
Different
building enclosure
systems
also respond in
different time
frames to milestone
changes
in the industry.
The trend line
inflection points
for lap siding,
stucco, EIFS,
and windows
are spread out
over more than
a decade after
the implementation
of the
Condo Act. In
addition, the
rate of change
is drastically
different among
these systems.
These differences
can be
attributed to
many factors,
including how
new knowledge
is disseminated
within each
sub-industry, the availability of trained
labor to construct modified details, and the
relative complexity of materials and assemblies
of each of these systems. These observations
highlight the challenge in our study
to draw general observations from systems
that are widely varied and affected by sometimes
independent events. We attempted to
include milestone events in Figure 4 that
may impact the construction industry as
a whole. However, individual systems are
also affected by system-specific changes in
codes, design, and construction practices.
These system-specific timelines are unfortunately
beyond the scope of this study. It
would be valuable to the industry for further
analysis to be done for each system with
these system-specific timelines so that we
can better understand the nuances of how
specific changes affect individual systems.
While this study is not designed to
reveal definitively which event or industry
developments directly impact changes in
building enclosure system performance, it
does show which systems are resilient
to those changes. Roofing and protected
waterproofing systems appear to be only
marginally responsive to industry milestone
events. We see in Figure 4 that the
trend lines for system longevity for roofing
and protected waterproofing are remarkably
smooth through the oil embargo, labor
shortages, the development of energy codes,
the Condo Act, and the general increase
in awareness of the need for air barriers.
This is a good example of the importance of
studying system-specific timelines.
Low-slope roofing systems underwent
a number of significant changes in the
1970s and 1980s where new materials and
systems were introduced, which improved
general performance of low-slope roofing
systems installed after that time. It is probable
that these changes were more impactive
to the roofing industry than the Condo Act
and the increased use of rainscreen systems
alluded to in Figure 4. They were also likely
responsible for the apparent resilience of
low-slope roofing systems to the impact of
labor shortages in the 1990s.
Being resilient to industry changes such
as labor shortages can be an advantage.
But this resiliency is also a disadvantage
because it suggests that it may be more difficult
to positively impact the performance
of these systems with non-system-specific
changes in codes and standards.
On the other hand, stucco and lap siding
have trend reversals that most closely correlate
to the implementation of the Condo
Act. Their system longevity increased quickly
in the 1990s and 2000s. This is perhaps
in part due to the fact that stucco and lap
siding are two very popular cladding choices
for condominiums in the Pacific Northwest.
EIFS also responded positively and quickly
in the mid-1990s to the rainscreen design
approach, following a steep decline that
began in the mid-1980s. These findings
suggest that vertical cladding systems may
be generally more receptive to industry-wide
efforts to improve building enclosure performance
but are also more susceptible to
negative events in the industry.
CONCLUSION AND
RECOMMENDATIONS
We began this study seeking to answer
the question of whether certain building
enclosure systems are more resilient to the
general trend we observed in our previous,
more broad-strokes study of what we’ve
seen in building enclosure systems as a
whole. The answer appears to be a definitive
yes. In addition, we have learned that
certain systems were less likely than others
4 2 • I I B E C I n t e r f a ce A u g u s t 2 0 1 9
Figure 5 – Horizontal building enclosure system performance by decade.
Figure 6 – Vertical building enclosure system performance by decade.
to be impacted—either positively or negatively—
by changes in codes and standards
and by industry milestones. Even changes
in legislation intended to comprehensively
improve building enclosure performance
across the board, such as the Condo Act,
did not improve performance evenly across
the spectrum of systems we’ve studied. This
study showed that while it is invaluable
to focus on individual systems to solve
system-specific design and construction
issues, it is also helpful to perform global
comparisons among different systems. This
global comparison allowed us to understand
the relative impact of industry-wide changes
on different systems, which can potentially
help us focus future legislative efforts to
achieve more broad-spectrum results.
Constraints of time and resources have
limited this study to a small population of
buildings in the Pacific Northwest. However,
this framework for forensic data-mining
analysis could be applied to larger data sets
and to each building enclosure system category
investigated here. Further study using
data from multiple firms in different areas
of North America could allow for comparison
of the impact of legislation on different
systems in various climates. Further investigation
of roofing and protected waterproofing
systems should also be performed to
determine the reasons for their resiliency
to industry events that have apparently
negatively affected performance of other
systems, and whether those characteristics
can be developed in other systems.
REFERENCES
1. Barry G. Hardman and James D.
Katsaros. “Fenestration Installation:
Somehow We Have Forgotten the
Past.” Interface. IIBEC. June 2007.
pp. 19-22.
2. “Exterior Insulation and Finishing
Systems.” The Hartford Loss Control
Department TIPS Series S 140.012.
1997.
3. Lonnie Haughton. “Baye’s Rule,
Bayesian Thinking, and the
Extrapolation of Destructive Testing
Data.” Interface. IIBEC. August
2013. pp. 28-35.
4. Marc N. Boulay. “Increased Importance
of QA Inspections of Low-Slope
Roof Assemblies.” Interface. IIBEC.
September 2015. pp. 24-27.
5. Washington State Building Code
Council. Washington State Energy
Code. 2009.
6. Washington State Building Code
Council. Washington State Energy
Code. 2012.
7. Washington Revenue Code. ch.
64.34. Condominium Act.
Grace Wong is a
registered architect
and civil engineer
in Washington
State, specializing
in forensic investigation,
assessment,
and repair
design of existing
structures. She has
expertise in modeling
and analyzing
hygrothermal behavior of building envelope
systems, and she is a LEED Accredited
Professional. Wong is a board member of the
Seattle Building Enclosure Council (SeaBEC).
She is a past recipient of the Richard M.
Horowitz Award for excellence in writing for
Interface.
Grace Wong
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